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SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 11.39%
2 Industrials 9.67%
3 Technology 8.1%
4 Healthcare 7.61%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DES icon
176
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$315K 0.12%
+15,087
New +$310K
OXY icon
177
Occidental Petroleum
OXY
$57B
$312K 0.12%
3,478
-173
-5% -$14.9K
SCG
178
DELISTED
Scana
SCG
$308K 0.12%
6,700
-101
-1% -$4.98K
MDT icon
179
Medtronic
MDT
$107B
$307K 0.12%
5,774
+963
+20% +$51.8K
PEP icon
180
PepsiCo
PEP
$186B
$307K 0.12%
3,865
+600
+18% +$49.3K
CEO
181
DELISTED
CNOOC Limited
CEO
$304K 0.12%
1,504
-238
-14% -$45.3K
DBE icon
182
Invesco DB Energy Fund
DBE
$93.4M
$301K 0.12%
10,694
-16,169
-60% -$465K
DCH
183
Dauch Corp
DCH
$1.3B
$295K 0.11%
14,970
-1,360
-8% -$26.8K
KS
184
DELISTED
KapStone Paper and Pack Corp.
KS
$290K 0.11%
13,560
-3,660
-21% -$79.7K
EPR icon
185
EPR Properties
EPR
$4.86B
$289K 0.11%
5,922
+235
+4% +$11.8K
PARA
186
DELISTED
Paramount Global Class B
PARA
$287K 0.11%
5,198
– –
DOV icon
187
Dover
DOV
$27.2B
$286K 0.11%
4,756
+865
+22% +$49.9K
URI icon
188
United Rentals
URI
$71.1B
$285K 0.11%
4,895
-125
-2% -$6.93K
CAT icon
189
Caterpillar
CAT
$409B
$281K 0.11%
3,367
-10,345
-75% -$875K
CSL icon
190
Carlisle Companies
CSL
$13.6B
$281K 0.11%
4,000
– –
CMI icon
191
Cummins
CMI
$91.7B
$279K 0.11%
2,100
-15,000
-88% -$1.85M
SLCA
192
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$279K 0.11%
11,200
– –
MMS icon
193
Maximus
MMS
$3.14B
$278K 0.11%
6,180
-840
-12% -$32.5K
AET
194
DELISTED
Aetna Inc
AET
$276K 0.11%
4,305
– –
OHI icon
195
Omega Healthcare
OHI
$15.4B
$273K 0.11%
9,125
-150
-2% -$4.56K
TGI
196
DELISTED
Triumph Group
TGI
$272K 0.11%
3,877
-374
-9% -$28.8K
ETP
197
DELISTED
Energy Transfer Partners, L.P.
ETP
$270K 0.1%
8,124
+146
+2% +$4.66K
IEF icon
198
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$265K 0.1%
2,593
-114
-4% -$11.5K
SBRA icon
199
Sabra Healthcare REIT
SBRA
$5.64B
$264K 0.1%
11,495
-260
-2% -$6.41K
MDSO
200
DELISTED
Medidata Solutions, Inc.
MDSO
$263K 0.1%
5,310
– –
6 7
8
9 10

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GIM
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ICM
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FAM
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PI
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RVP
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SPG
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BOK
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Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.