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SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 11.39%
2 Industrials 9.67%
3 Technology 8.1%
4 Healthcare 7.61%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDP icon
101
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$622K 0.24%
18,387
+985
+6% +$32.4K
BTE icon
102
Baytex Energy
BTE
$2.99B
$619K 0.24%
15,000
-20,000
-57% -$806K
WOLF icon
103
Wolfspeed
WOLF
$1.53B
$617K 0.24%
10,250
+5,000
+95% +$318K
ABT icon
104
Abbott
ABT
$177B
$614K 0.24%
18,488
+4,479
+32% +$157K
DBC icon
105
Invesco DB Commodity Index Tracking Fund
DBC
$1.68B
$610K 0.24%
23,695
-1,100
-4% -$28.7K
ITC
106
DELISTED
ITC HOLDINGS CORP
ITC
$603K 0.23%
19,275
-1,350
-7% -$41K
DD
107
DELISTED
Du Pont De Nemours E I
DD
$596K 0.23%
10,714
-22,446
-68% -$1.23M
WMB icon
108
Williams Companies
WMB
$90.7B
$590K 0.23%
16,225
-785
-5% -$27.5K
DS
109
DELISTED
Drive Shack Inc.
DS
$586K 0.23%
115,242
-17,598
-13% -$89.1K
MON
110
DELISTED
Monsanto Co
MON
$583K 0.23%
5,583
-3,869
-41% -$389K
AA icon
111
Alcoa
AA
$11.5B
$557K 0.22%
28,542
-1,794
-6% -$34.7K
YUM icon
112
Yum! Brands
YUM
$40.6B
$556K 0.22%
10,836
-6,344
-37% -$329K
MA icon
113
Mastercard
MA
$484B
$550K 0.21%
8,170
-7,300
-47% -$458K
ESRX
114
DELISTED
Express Scripts Holding Company
ESRX
$549K 0.21%
8,876
+585
+7% +$37.8K
IWP icon
115
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
$544K 0.21%
13,924
-146
-1% -$5.57K
GS icon
116
Goldman Sachs
GS
$311B
$539K 0.21%
3,407
+464
+16% +$74.7K
HDV
117
iShares Core High Dividend ETF
HDV
$14.2B
$532K 0.21%
+40,145
New +$543K
AXP icon
118
American Express
AXP
$240B
$526K 0.2%
6,959
+921
+15% +$69.3K
AGN
119
DELISTED
Allergan plc
AGN
$525K 0.2%
3,641
-1,965
-35% -$262K
COV
120
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$518K 0.2%
8,500
-1,906
-18% -$116K
MIC
121
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$512K 0.2%
9,560
+185
+2% +$10.1K
APA icon
122
APA Corp
APA
$12.3B
$495K 0.19%
5,818
-468
-7% -$38.9K
BAX icon
123
Baxter International
BAX
$11.4B
$494K 0.19%
13,848
+2,598
+23% +$101K
LNG icon
124
Cheniere Energy
LNG
$55.5B
$492K 0.19%
14,400
-50,000
-78% -$1.48M
BHI
125
DELISTED
Baker Hughes
BHI
$486K 0.19%
9,888
+430
+5% +$20.7K
3 4
5
6 7

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FAAM
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GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.