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SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 11.39%
2 Industrials 9.67%
3 Technology 8.1%
4 Healthcare 7.61%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
76
BHP
BHP
$213B
$812K 0.31%
14,443
+1,537
+12% +$83.6K
WBA
77
DELISTED
Walgreens Boots Alliance
WBA
$812K 0.31%
15,102
+379
+3% +$19K
AGG icon
78
iShares Core US Aggregate Bond ETF
AGG
$138B
$806K 0.31%
7,521
+1,338
+22% +$143K
IWD icon
79
iShares Russell 1000 Value ETF
IWD
$82B
$802K 0.31%
9,304
-424
-4% -$36.8K
SO icon
80
Southern Company
SO
$110B
$801K 0.31%
19,455
-1,876
-9% -$80.8K
RITM icon
81
Rithm Capital
RITM
$5.09B
$770K 0.3%
58,175
+90
+0.2% +$1.18K
MS icon
82
Morgan Stanley
MS
$337B
$769K 0.3%
28,547
+4,055
+17% +$109K
DEO icon
83
Diageo
DEO
$46.2B
$768K 0.3%
6,042
+434
+8% +$54.3K
RTX icon
84
RTX Corp
RTX
$287B
$739K 0.29%
10,885
+1,470
+16% +$96.2K
MO icon
85
Altria Group
MO
$122B
$736K 0.29%
21,428
+1,368
+7% +$48.2K
RYN icon
86
Rayonier
RYN
$6.49B
$720K 0.28%
19,083
-2
-0% -$77
GPOR
87
DELISTED
Gulfport Energy Corp.
GPOR
$696K 0.27%
10,812
+80
+0.7% +$4.47K
IWF icon
88
iShares Russell 1000 Growth ETF
IWF
$122B
$695K 0.27%
35,552
-8,964
-20% -$172K
NSC icon
89
Norfolk Southern
NSC
$78.8B
$682K 0.26%
8,815
+669
+8% +$50.1K
SDRL
90
DELISTED
Seadrill Limited Common Stock
SDRL
$681K 0.26%
56
+4
+8% +$47.3K
DVN icon
91
Devon Energy
DVN
$51.9B
$676K 0.26%
11,699
+501
+4% +$28.6K
SIVB
92
DELISTED
SVB Financial Group
SIVB
$668K 0.26%
7,731
+582
+8% +$50.3K
EMR icon
93
Emerson Electric
EMR
$82.9B
$665K 0.26%
10,284
-17,523
-63% -$1.07M
GLOG
94
DELISTED
GASLOG LTD
GLOG
$661K 0.26%
44,270
-330
-0.7% -$4.6K
EWD icon
95
iShares MSCI Sweden ETF
EWD
$522M
$656K 0.25%
19,143
-899
-4% -$29.8K
CSCO icon
96
Cisco
CSCO
$450B
$645K 0.25%
27,535
-49,785
-64% -$1.24M
EWG icon
97
iShares MSCI Germany ETF
EWG
$1.5B
$642K 0.25%
+23,085
New +$611K
EWL icon
98
iShares MSCI Switzerland ETF
EWL
$2.12B
$642K 0.25%
+20,519
New +$619K
EPD icon
99
Enterprise Products Partners
EPD
$83.8B
$641K 0.25%
20,992
+288
+1% +$8.8K
EWN icon
100
iShares MSCI Netherlands ETF
EWN
$562M
$634K 0.25%
+26,625
New +$613K
2 3
4
5 6

Similar funds

FAAM
First Allied Asset Management San Diego, California $712M AUM 9.35% 1-Year Est. Return
GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.