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SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 11.39%
2 Industrials 9.67%
3 Technology 8.1%
4 Healthcare 7.61%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVO
51
Novo Nordisk
NVO
$219B
$1.26M 0.49%
74,510
+11,760
+19% +$198K
VZ icon
52
Verizon
VZ
$182B
$1.22M 0.47%
26,044
-8,487
-25% -$414K
CBI
53
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.21M 0.47%
17,847
+108
+0.6% +$6.67K
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.2M 0.47%
10,588
+1,367
+15% +$158K
BWA icon
55
BorgWarner
BWA
$12.6B
$1.18M 0.46%
26,414
+611
+2% +$25.7K
IWR icon
56
iShares Russell Mid-Cap ETF
IWR
$56.5B
$1.18M 0.46%
33,840
-1,128
-3% -$38.5K
UNP icon
57
Union Pacific
UNP
$176B
$1.16M 0.45%
14,892
-722
-5% -$57.1K
AMGN icon
58
Amgen
AMGN
$197B
$1.13M 0.44%
10,070
+839
+9% +$91K
USB icon
59
US Bancorp
USB
$98.4B
$1.07M 0.41%
29,165
-5,005
-15% -$185K
UNH icon
60
UnitedHealth
UNH
$383B
$1.03M 0.4%
14,362
-125
-0.9% -$8.95K
JAZZ icon
61
Jazz Pharmaceuticals
JAZZ
$15.3B
$994K 0.39%
10,807
+1,737
+19% +$140K
ATRI
62
DELISTED
Atrion Corp
ATRI
$970K 0.38%
3,750
– –
HAL icon
63
Halliburton
HAL
$29.3B
$967K 0.37%
20,088
+7,462
+59% +$350K
IVV icon
64
iShares Core S&P 500 ETF
IVV
$879B
$966K 0.37%
5,720
+3,580
+167% +$603K
DFS
65
DELISTED
Discover Financial Services
DFS
$939K 0.36%
18,579
+8,992
+94% +$450K
PM icon
66
Philip Morris
PM
$300B
$916K 0.36%
10,578
-1,349
-11% -$118K
SSB icon
67
SouthState Bank Corp
SSB
$10B
$904K 0.35%
+16,395
New +$898K
NKE icon
68
Nike
NKE
$64.5B
$896K 0.35%
24,672
+18
+0.1% +$588
EBAY icon
69
eBay
EBAY
$50.7B
$892K 0.35%
37,961
+993
+3% +$22.3K
ABBV icon
70
AbbVie
ABBV
$448B
$875K 0.34%
19,571
+294
+2% +$13K
NEM icon
71
Newmont
NEM
$95.2B
$868K 0.34%
30,900
+20,000
+183% +$593K
SYT
72
DELISTED
Syngenta Ag
SYT
$865K 0.34%
10,638
+527
+5% +$42.3K
RF icon
73
Regions Financial
RF
$26.5B
$857K 0.33%
92,567
+21,000
+29% +$206K
CNI icon
74
Canadian National Railway
CNI
$76.9B
$818K 0.32%
16,132
-458
-3% -$22.6K
DIS icon
75
Walt Disney
DIS
$167B
$814K 0.32%
12,615
+2,856
+29% +$183K
1 2
3
4 5

Similar funds

FAAM
First Allied Asset Management San Diego, California $712M AUM 9.35% 1-Year Est. Return
GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.