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SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 11.39%
2 Industrials 9.67%
3 Technology 8.1%
4 Healthcare 7.61%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
26
Walmart Inc
WMT
$871B
$2.23M 0.87%
90,663
+1,890
+2% +$47.6K
PFE icon
27
Pfizer
PFE
$140B
$2.21M 0.86%
81,087
+6,421
+9% +$175K
DVY icon
28
iShares Select Dividend ETF
DVY
$24B
$2.19M 0.85%
33,069
-18,303
-36% -$1.22M
FXG icon
29
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$2.17M 0.84%
65,962
+8,936
+16% +$293K
FBT icon
30
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$2.1M 0.82%
32,478
+3,866
+14% +$245K
FXH icon
31
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.94M 0.75%
44,671
-1,736
-4% -$73.2K
PL
32
DELISTED
PROTECTIVE LIFE CORP
PL
$1.9M 0.74%
44,712
-1,992
-4% -$85.1K
CWB icon
33
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.82M 0.71%
40,307
+25,512
+172% +$1.13M
BAC icon
34
Bank of America
BAC
$435B
$1.79M 0.69%
129,575
-17,662
-12% -$252K
F icon
35
Ford
F
$57.3B
$1.73M 0.67%
102,544
-57,775
-36% -$976K
IYY icon
36
iShares Dow Jones US ETF
IYY
$2.92B
$1.7M 0.66%
39,988
-1,628
-4% -$68.9K
SLB icon
37
SLB Ltd
SLB
$77.8B
$1.66M 0.64%
18,746
-19,610
-51% -$1.61M
HD icon
38
Home Depot
HD
$332B
$1.65M 0.64%
21,744
+1,711
+9% +$132K
INTC icon
39
Intel
INTC
$466B
$1.64M 0.63%
71,332
-73,611
-51% -$1.7M
LVS icon
40
Las Vegas Sands
LVS
$30.5B
$1.59M 0.62%
24,000
– –
AMZN icon
41
Amazon
AMZN
$2.5T
$1.59M 0.62%
101,720
+3,860
+4% +$57.5K
T icon
42
AT&T
T
$165B
$1.58M 0.61%
61,694
+8,702
+16% +$228K
DE icon
43
Deere & Co
DE
$170B
$1.57M 0.61%
19,333
-19,920
-51% -$1.66M
MMM icon
44
3M
MMM
$89B
$1.53M 0.59%
15,349
-5,209
-25% -$506K
XLK icon
45
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.52M 0.59%
95,158
-444
-0.5% -$7.08K
ORCL icon
46
Oracle
ORCL
$331B
$1.52M 0.59%
45,714
-18,916
-29% -$614K
HON icon
47
Honeywell
HON
$77.1B
$1.43M 0.56%
19,215
-15,886
-45% -$1.18M
FCX icon
48
Freeport-McMoran
FCX
$90B
$1.38M 0.54%
41,766
+3,574
+9% +$109K
COP icon
49
ConocoPhillips
COP
$147B
$1.38M 0.53%
19,784
+1,266
+7% +$84.5K
BMY icon
50
Bristol-Myers Squibb
BMY
$127B
$1.36M 0.53%
29,325
-25,813
-47% -$1.13M
1
2
3 4 5

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FAAM
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GIM
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ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
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RVP
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SPG
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BOK
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Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.