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SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Miscellaneous 36.13%
2 Financials 11.48%
3 Industrials 9.67%
4 Technology 8.1%
5 Energy 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAP icon
276
SAP
SAP
$248B
– –
-3,471
Closed -$253K
TBF icon
277
ProShares Short 20+ Year Treasury ETF
TBF
$114M
– –
-124,332
Closed -$3.9M
TBT icon
278
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
– –
-10,900
Closed -$789K
THD icon
279
iShares MSCI Thailand ETF
THD
$349M
– –
-19,842
Closed -$1.56M
TUR icon
280
iShares MSCI Turkey ETF
TUR
$220M
– –
-18,267
Closed -$1.08M
WM icon
281
Waste Management
WM
$87.5B
– –
-7,067
Closed -$285K
WYNN icon
282
Wynn Resorts
WYNN
$9.43B
– –
-12,600
Closed -$1.61M
XLF icon
283
State Street Financial Select Sector SPDR ETF
XLF
$55.5B
– –
-107,130
Closed -$1.83M
PXD
284
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,436
Closed -$208K
CBL
285
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-9,647
Closed -$207K
AGU
286
DELISTED
Agrium
AGU
– –
-21,600
Closed -$1.88M
GM.PRB
287
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
– –
-7,925
Closed -$382K
FNC
288
DELISTED
SCBT FINANCIAL CORPORATION
FNC
– –
-16,395
Closed -$826K
8 9 10 11
12

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GIM
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ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 36% of assets, up from 35% a quarter earlier, followed by Financials and Industrials.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.