SAG

Sterne Agee Group Portfolio holdings

AUM $681M
This Quarter Return
+3.03%
1 Year Return
+8.94%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$509M
AUM Growth
+$509M
Cap. Flow
+$201M
Cap. Flow %
39.46%
Top 10 Hldgs %
19.16%
Holding
277
New
71
Increased
143
Reduced
34
Closed
14

Top Buys

1
NVO icon
Novo Nordisk
NVO
$3.78M
2
LH icon
Labcorp
LH
$3.5M
3
DD
Du Pont De Nemours E I
DD
$3.49M
4
MMM icon
3M
MMM
$3.48M
5
ITC
ITC HOLDINGS CORP
ITC
$3.46M

Top Sells

1
IWV icon
iShares Russell 3000 ETF
IWV
$1.04M
2
ABBV icon
AbbVie
ABBV
$787K
3
VLO icon
Valero Energy
VLO
$747K
4
EWN icon
iShares MSCI Netherlands ETF
EWN
$743K
5
HAL icon
Halliburton
HAL
$510K

Sector Composition

1 Technology 12.02%
2 Industrials 11.39%
3 Financials 11.34%
4 Healthcare 9.3%
5 Energy 9.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLNE icon
251
Clean Energy Fuels
CLNE
$577M
$304K 0.06%
34,000
– –
NNBR icon
252
NN Inc
NNBR
$129M
$296K 0.06%
15,000
– –
OVV icon
253
Ovintiv
OVV
$10.8B
$294K 0.06%
+13,743
New +$294K
BDN
254
Brandywine Realty Trust
BDN
$740M
$284K 0.06%
19,640
-5,280
-21% -$76.4K
EMC
255
DELISTED
EMC CORPORATION
EMC
$279K 0.05%
10,179
-3,660
-26% -$100K
FEI
256
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$273K 0.05%
13,800
+500
+4% +$9.89K
AEL
257
DELISTED
American Equity Investment Life Holding Company
AEL
$270K 0.05%
11,410
– –
AXL icon
258
American Axle
AXL
$691M
$269K 0.05%
14,500
+390
+3% +$7.24K
PWE
259
DELISTED
Penn West Energy Petroleum Ltd
PWE
$251K 0.05%
30,000
– –
DXYN
260
DELISTED
Dixie Group Inc
DXYN
$250K 0.05%
+15,225
New +$250K
BRP
261
DELISTED
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$224K 0.04%
+10,700
New +$224K
GM.WS.B
262
DELISTED
General Motors Company
GM.WS.B
$214K 0.04%
12,290
+1,490
+14% +$25.9K
MUFG icon
263
Mitsubishi UFJ Financial
MUFG
$174B
$208K 0.04%
37,560
+5,630
+18% +$31.2K
ABBV icon
264
AbbVie
ABBV
$372B
– –
-14,908
Closed -$787K
BRFS icon
265
BRF SA
BRFS
$6.12B
– –
-21,800
Closed -$455K
DBC icon
266
Invesco DB Commodity Index Tracking Fund
DBC
$1.27B
– –
-12,502
Closed -$321K
EIX icon
267
Edison International
EIX
$21.6B
– –
-10,008
Closed -$463K
EWN icon
268
iShares MSCI Netherlands ETF
EWN
$252M
– –
-28,670
Closed -$743K
GEN icon
269
Gen Digital
GEN
$18.6B
– –
-10,400
Closed -$245K
HAL icon
270
Halliburton
HAL
$19.4B
– –
-10,053
Closed -$510K
KG
271
Kestrel Group, Ltd.
KG
$209M
– –
-41,700
Closed -$456K
TILE icon
272
Interface
TILE
$1.56B
– –
-10,400
Closed -$228K
TWO
273
Two Harbors Investment
TWO
$1.04B
– –
-23,320
Closed -$216K
VLO icon
274
Valero Energy
VLO
$47.2B
– –
-14,823
Closed -$747K
WSBC icon
275
WesBanco
WSBC
$3.15B
– –
-11,310
Closed -$362K
8 9 10
11
12