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SAG

Sterne Agee Group Portfolio holdings

AUM $681M
1-Year Est. Return 8.94%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+8.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$258M
AUM Growth
-$23.3M
Cap. Flow
-$36.7M
Cap. Flow %
-14.22%
Top 10 Hldgs %
30.39%
Holding
288
New
35
Increased
92
Reduced
107
Closed
30

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.13M
2
SSB icon
SouthState Bank Corp
SSB
+$898K
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$714K
4
EWL icon
iShares MSCI Switzerland ETF
EWL
+$619K
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$613K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.9M
2
DRI icon
Darden Restaurants
DRI
+$1.88M
3
AGU
Agrium
AGU
+$1.88M
4
CMI icon
Cummins
CMI
+$1.85M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.83M

Sector Composition

Rank Sector Weight
1 Financials 11.39%
2 Industrials 9.67%
3 Technology 8.1%
4 Healthcare 7.61%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNBR icon
226
NN Inc
NNBR
$272M
$233K 0.09%
15,000
– –
NXPI icon
227
NXP Semiconductors
NXPI
$68B
$233K 0.09%
+6,249
New +$221K
WFT
228
DELISTED
Weatherford International plc
WFT
$233K 0.09%
+15,175
New +$223K
MMP
229
DELISTED
Magellan Midstream Partners, L.P.
MMP
$230K 0.09%
4,078
– –
LH icon
230
Labcorp
LH
$24.3B
$228K 0.09%
+2,678
New +$226K
AEGN
231
DELISTED
Aegion Corp
AEGN
$228K 0.09%
9,625
-1,100
-10% -$25.5K
AL
232
DELISTED
Air Lease Corp
AL
$226K 0.09%
8,160
-490
-6% -$13.4K
LYB icon
233
LyondellBasell Industries
LYB
$19.5B
$226K 0.09%
3,085
-275
-8% -$19.1K
NGG icon
234
National Grid
NGG
$82.7B
$226K 0.09%
+3,966
New +$224K
PAA icon
235
Plains All American Pipeline
PAA
$17.4B
$225K 0.09%
4,268
+88
+2% +$4.7K
TEN
236
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$225K 0.09%
4,456
-1,010
-18% -$49.3K
SIGA icon
237
SIGA Technologies
SIGA
$223M
$222K 0.09%
58,100
-7,300
-11% -$25K
AGQ icon
238
ProShares Ultra Silver
AGQ
$1.16B
$221K 0.09%
+2,750
New +$221K
PIZ icon
239
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$221K 0.09%
+8,843
New +$205K
AMP icon
240
Ameriprise Financial
AMP
$46.8B
$219K 0.08%
2,405
-490
-17% -$43.3K
MTZ icon
241
MasTec
MTZ
$26.7B
$219K 0.08%
7,240
-850
-11% -$27.9K
WBK
242
DELISTED
Westpac Banking Corporation
WBK
$219K 0.08%
7,150
-6,340
-47% -$181K
BRP
243
DELISTED
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$218K 0.08%
9,450
-625
-6% -$13.1K
TM icon
244
Toyota
TM
$210B
$217K 0.08%
+1,693
New +$215K
PRA
245
DELISTED
ProAssurance
PRA
$215K 0.08%
+4,777
New +$239K
HP icon
246
Helmerich & Payne
HP
$3.53B
$214K 0.08%
+3,100
New +$205K
MOS icon
247
The Mosaic Company
MOS
$7.09B
$210K 0.08%
4,881
-6,946
-59% -$323K
CNK icon
248
Cinemark Holdings
CNK
$3.82B
$209K 0.08%
6,590
-2,050
-24% -$61.7K
PXF icon
249
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$202K 0.08%
+4,868
New +$194K
WPM icon
250
Wheaton Precious Metals
WPM
$50.6B
$201K 0.08%
+8,100
New +$193K
8 9
10
11 12

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FAAM
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GIM
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ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
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BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

Sterne Agee Group's Q3 2013 Portfolio in Review

As of Q3 2013, Sterne Agee Group held 288 positions worth $258M, down 8.3% from $281M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sterne Agee Group withdrew a net $36.7M in Q3 2013, closing 30 positions and reducing 107 holdings. Its most notable exit was ProShares Short 20+ Year Treasury ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Sterne Agee Group opened a new position in SouthState Bank Corp worth $904K.

  • Sterne Agee Group's largest Q3 2013 buy was SouthState Bank Corp: 16,395 shares worth $904K.
  • Sterne Agee Group added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, an estimated $1.13M increase.
  • Sterne Agee Group's biggest Q3 2013 reduction was Cummins, cutting an estimated $1.85M.
  • Sterne Agee Group fully exited ProShares Short 20+ Year Treasury ETF in Q3 2013, selling an estimated $3.9M.
  • Sterne Agee Group's ten largest holdings make up 30% of its $258M portfolio in Q3 2013.
  • Sterne Agee Group opened 35 new positions and closed 30 in Q3 2013.
  • Sterne Agee Group's portfolio value fell 8.3% quarter-over-quarter to $258M.

Based on Sterne Agee Group's 13F filing for Q3 2013, filed 15 Nov 2013.