Sterling Capital Management’s HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H HUSI.PRH Stock Holding History

Sterling Capital Management’s Portfolio HUSI.PRH Stock Details HUSI.PRH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-140,000	Closed	-$3.51M	–	738
2013 Q2	$3.51M	Buy	+140,000	New	+$3.56M	0.04%	171

Other funds holding HUSI.PRH

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

JIR

James Investment Research Alpha, Ohio $891M AUM 30.4% 1-Year Est. Return

CapWealth Advisors Franklin, Tennessee $1.35B AUM 34.16% 1-Year Est. Return

Sterling Capital Management's HUSI.PRH Position: Q3 2013 in Review

Sterling Capital Management sold out of HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H (HUSI.PRH) in Q3 2013, closing a stake of 140,000 shares — an estimated $3.51M sold.

Sterling Capital Management first reported a position in HUSI.PRH in Q2 2013 and held it in 1 quarter. The position peaked at $3.51M in Q2 2013. 3 funds tracked by Wall St. Rank hold HUSI.PRH as of Q3 2013.

Sterling Capital Management reported no remaining HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H position as of Q3 2013 after selling out during the quarter.
Sterling Capital Management sold 140,000 HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H shares in Q3 2013, an estimated $3.51M.
Sterling Capital Management first reported a position in HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H in Q2 2013 and held it in 1 quarter.
Sterling Capital Management's HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H position peaked at $3.51M in Q2 2013.
3 funds tracked by Wall St. Rank held HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H as of Q3 2013.

Based on Sterling Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.