State Street’s WAVE SYS CORP CL A NEW COM STK (DE) WAVX Stock Holding History

State Street’s Portfolio WAVX Stock Details WAVX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,057	Closed	-$1K	–	3751
2015 Q3	$1K	Hold	1,057	–	–	﹤0.01%	3718
2015 Q2	$6K	Hold	1,057	–	–	﹤0.01%	3713
2015 Q1	$7K	Hold	1,057	–	–	﹤0.01%	3666
2014 Q4	$8K	Sell	1,057 -120	-10%	-$1.22K	﹤0.01%	3685
2014 Q3	$13K	Sell	1,177 -48	-4%	-$621	﹤0.01%	3662
2014 Q2	$17K	Sell	1,225 -20	-2%	-$293	﹤0.01%	3616
2014 Q1	$11K	Hold	1,245	–	–	﹤0.01%	3629
2013 Q4	$11K	Sell	1,245 -19	-2%	-$220	﹤0.01%	3618
2013 Q3	$16K	Hold	1,264	–	–	﹤0.01%	3602
2013 Q2	$15K	Buy	+1,264	New	+$24.4K	﹤0.01%	3538

Other funds holding WAVX

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

State Street's WAVX Position: Q4 2015 in Review

State Street sold out of WAVE SYS CORP CL A NEW COM STK (DE) (WAVX) in Q4 2015, closing a stake of 1,057 shares — an estimated $1K sold.

State Street first reported a position in WAVX in Q2 2013 and held it in 10 quarters. The position peaked at $17K in Q2 2014. 22 funds tracked by Wall St. Rank hold WAVX as of Q4 2015.

State Street reported no remaining WAVE SYS CORP CL A NEW COM STK (DE) position as of Q4 2015 after selling out during the quarter.
State Street sold 1,057 WAVE SYS CORP CL A NEW COM STK (DE) shares in Q4 2015, an estimated $1K.
State Street first reported a position in WAVE SYS CORP CL A NEW COM STK (DE) in Q2 2013 and held it in 10 quarters.
State Street's WAVE SYS CORP CL A NEW COM STK (DE) position peaked at $17K in Q2 2014.
22 funds tracked by Wall St. Rank held WAVE SYS CORP CL A NEW COM STK (DE) as of Q4 2015.

Based on State Street's 13F filing for Q4 2015, filed 16 Feb 2016.