State Street’s New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock NYMTO Stock Holding History

State Street’s Portfolio NYMTO Stock Details NYMTO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-123,800	Closed	-$2.97M	–	3743
2015 Q2	$2.97M	Buy	+123,800	New	+$2.9M	﹤0.01%	2896

Other funds holding NYMTO

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

SIM

Sonora Investment Management Tucson, Arizona $798M AUM 17.61% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

State Street's NYMTO Position: Q3 2015 in Review

State Street sold out of New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock (NYMTO) in Q3 2015, closing a stake of 123,800 shares — an estimated $2.97M sold.

State Street first reported a position in NYMTO in Q2 2015 and held it in 1 quarter. The position peaked at $2.97M in Q2 2015. 5 funds tracked by Wall St. Rank hold NYMTO as of Q3 2015.

State Street reported no remaining New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock position as of Q3 2015 after selling out during the quarter.
State Street sold 123,800 New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock shares in Q3 2015, an estimated $2.97M.
State Street first reported a position in New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock in Q2 2015 and held it in 1 quarter.
State Street's New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock position peaked at $2.97M in Q2 2015.
5 funds tracked by Wall St. Rank held New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock as of Q3 2015.

Based on State Street's 13F filing for Q3 2015, filed 16 Nov 2015.