State Street’s SPDR S&P International Utilities Sector IPU Stock Holding History

State Street’s Portfolio IPU Stock Details IPU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-407,262	Closed	-$6.73M	–	3630
2016 Q2	$6.73M	Sell	407,262 -16,596	-4%	-$272K	﹤0.01%	2437
2016 Q1	$6.97M	Sell	423,858 -25,714	-6%	-$404K	﹤0.01%	2375
2015 Q4	$7.23M	Sell	449,572 -8,440	-2%	-$139K	﹤0.01%	2361
2015 Q3	$7.3M	Sell	458,012 -4,636	-1%	-$77.8K	﹤0.01%	2335
2015 Q2	$7.84M	Sell	462,648 -202,719	-30%	-$3.6M	﹤0.01%	2406
2015 Q1	$11.3M	Sell	665,367 -55,541	-8%	-$962K	﹤0.01%	2158
2014 Q4	$12.8M	Sell	720,908 -258,462	-26%	-$4.73M	﹤0.01%	2086
2014 Q3	$18.4M	Hold	979,370	–	–	﹤0.01%	1805
2014 Q2	$19.6M	Buy	979,370 +174,012	+22%	+$3.4M	﹤0.01%	1816
2014 Q1	$15.5M	Buy	805,358 +50,386	+7%	+$923K	﹤0.01%	1954
2013 Q4	$13.7M	Buy	754,972 +664,327	+733%	+$11.9M	﹤0.01%	2014
2013 Q3	$1.61M	Buy	90,645 +1,229	+1%	+$21.1K	﹤0.01%	3128
2013 Q2	$1.47M	Buy	+89,416	New	+$1.54M	﹤0.01%	3109

Other funds holding IPU

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

InterOcean Capital Chicago, Illinois $1.32B AUM 8.47% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

State Street's IPU Position: Q3 2016 in Review

State Street sold out of SPDR S&P International Utilities Sector (IPU) in Q3 2016, closing a stake of 407,262 shares — an estimated $6.73M sold.

State Street first reported a position in IPU in Q2 2013 and held it in 13 quarters. The position peaked at $19.6M in Q2 2014. 18 funds tracked by Wall St. Rank hold IPU as of Q3 2016.

State Street reported no remaining SPDR S&P International Utilities Sector position as of Q3 2016 after selling out during the quarter.
State Street sold 407,262 SPDR S&P International Utilities Sector shares in Q3 2016, an estimated $6.73M.
State Street first reported a position in SPDR S&P International Utilities Sector in Q2 2013 and held it in 13 quarters.
State Street's SPDR S&P International Utilities Sector position peaked at $19.6M in Q2 2014.
18 funds tracked by Wall St. Rank held SPDR S&P International Utilities Sector as of Q3 2016.

Based on State Street's 13F filing for Q3 2016, filed 14 Nov 2016.