State Street’s BlackRock Capital Investment Corporation BKCC Stock Holding History

State Street’s Portfolio BKCC Stock Details BKCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-50,919	Closed	-$396K	–	3616
2016 Q2	$396K	Hold	50,919	–	–	﹤0.01%	3425
2016 Q1	$479K	Hold	50,919	–	–	﹤0.01%	3357
2015 Q4	$478K	Hold	50,919	–	–	﹤0.01%	3351
2015 Q3	$451K	Hold	50,919	–	–	﹤0.01%	3354
2015 Q2	$465K	Hold	50,919	–	–	﹤0.01%	3375
2015 Q1	$461K	Sell	50,919 -16,341	-24%	-$141K	﹤0.01%	3380
2014 Q4	$551K	Hold	67,260	–	–	﹤0.01%	3373
2014 Q3	$574K	Sell	67,260 -47,724	-42%	-$431K	﹤0.01%	3357
2014 Q2	$1.05M	Sell	114,984 -1,263,380	-92%	-$11.2M	﹤0.01%	3242
2014 Q1	$12.6M	Sell	1,378,364 -139,180	-9%	-$1.31M	﹤0.01%	2074
2013 Q4	$14.2M	Buy	1,517,544 +7,597	+0.5%	+$72.3K	﹤0.01%	1988
2013 Q3	$14.3M	Sell	1,509,947 -7,393	-0.5%	-$73K	﹤0.01%	1913
2013 Q2	$14.2M	Buy	+1,517,340	New	+$14.8M	﹤0.01%	1841

Other funds holding BKCC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

State Street's BKCC Position: Q3 2016 in Review

State Street sold out of BlackRock Capital Investment Corporation (BKCC) in Q3 2016, closing a stake of 50,919 shares — an estimated $396K sold.

State Street first reported a position in BKCC in Q2 2013 and held it in 13 quarters. The position peaked at $14.3M in Q3 2013. 124 funds tracked by Wall St. Rank hold BKCC as of Q3 2016.

State Street reported no remaining BlackRock Capital Investment Corporation position as of Q3 2016 after selling out during the quarter.
State Street sold 50,919 BlackRock Capital Investment Corporation shares in Q3 2016, an estimated $396K.
State Street first reported a position in BlackRock Capital Investment Corporation in Q2 2013 and held it in 13 quarters.
State Street's BlackRock Capital Investment Corporation position peaked at $14.3M in Q3 2013.
124 funds tracked by Wall St. Rank held BlackRock Capital Investment Corporation as of Q3 2016.

Based on State Street's 13F filing for Q3 2016, filed 14 Nov 2016.