Spot Trading’s Compass Diversified CODI Stock Holding History

Spot Trading’s Portfolio CODI Stock Details CODI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-10,000	Closed	-$166K	–	3126
2016 Q2	$166K	Buy	+10,000	New	+$161K	﹤0.01%	2309
2014 Q1	–	Sell	-11,300	Closed	-$222K	–	4227
2013 Q4	$222K	Buy	+11,300	New	+$211K	﹤0.01%	2963
2013 Q3	–	Sell	-49,300	Closed	-$864K	–	4138
2013 Q2	$864K	Buy	+49,300	New	+$836K	0.01%	2033

Other funds holding CODI

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

ICOM

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

EFS

Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GHAM

Gilman Hill Asset Management New Canaan, Connecticut $731M AUM 19.41% 1-Year Est. Return

Spot Trading's CODI Position: Q3 2015 in Review

Spot Trading sold out of Compass Diversified (CODI) in Q3 2015, closing a stake of 8,744 shares — an estimated $143K sold.

Spot Trading first reported a position in CODI in Q4 2014 and held it in 3 quarters. The position peaked at $144K in Q4 2014. 95 funds tracked by Wall St. Rank hold CODI as of Q3 2015.

Spot Trading reported no remaining Compass Diversified position as of Q3 2015 after selling out during the quarter.
Spot Trading sold 8,744 Compass Diversified shares in Q3 2015, an estimated $143K.
Spot Trading first reported a position in Compass Diversified in Q4 2014 and held it in 3 quarters.
Spot Trading's Compass Diversified position peaked at $144K in Q4 2014.
95 funds tracked by Wall St. Rank held Compass Diversified as of Q3 2015.

Based on Spot Trading's 13F filing for Q3 2015, filed 3 Nov 2015.