Spot Trading’s Barings BDC BBDC Stock Holding History

Spot Trading’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,651	Closed	-$32.6K	–	3067
2016 Q2	$32K	Sell	1,651 -3,321	-67%	-$63.8K	﹤0.01%	2888
2016 Q1	$102K	Buy	+4,972	New	+$91.2K	﹤0.01%	2558

Other funds holding BBDC

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Spot Trading's BBDC Position: Q3 2016 in Review

Spot Trading sold out of Barings BDC (BBDC) in Q3 2016, closing a stake of 1,651 shares — an estimated $32.6K sold.

Spot Trading first reported a position in BBDC in Q1 2016 and held it in 2 quarters. The position peaked at $102K in Q1 2016. 104 funds tracked by Wall St. Rank hold BBDC as of Q3 2016.

Spot Trading reported no remaining Barings BDC position as of Q3 2016 after selling out during the quarter.
Spot Trading sold 1,651 Barings BDC shares in Q3 2016, an estimated $32.6K.
Spot Trading first reported a position in Barings BDC in Q1 2016 and held it in 2 quarters.
Spot Trading's Barings BDC position peaked at $102K in Q1 2016.
104 funds tracked by Wall St. Rank held Barings BDC as of Q3 2016.

Based on Spot Trading's 13F filing for Q3 2016, filed 31 Oct 2016.