ST

Sphinx Trading Portfolio holdings

AUM $96.8M
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$96.8M
AUM Growth
+$21.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
182
New
Increased
Reduced
Closed

Top Buys

1
+$8.31M
2
+$7.56M
3
+$3.12M
4
AEAEU
AltEnergy Acquisition Corp Unit
AEAEU
+$2.52M
5
SGIIU
Seaport Global Acquisition II Corp. Unit
SGIIU
+$2.52M

Top Sells

1
+$1.32M
2
+$1.1M
3
+$1.05M
4
BRIVU
B. Riley Principal 250 Merger Corp. Units
BRIVU
+$1.01M
5
CLW icon
Clearwater Paper
CLW
+$767K

Sector Composition

1 Industrials 14.2%
2 Materials 13.46%
3 Financials 9.8%
4 Consumer Discretionary 3.62%
5 Technology 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGL icon
151
NGL Energy Partners
NGL
$1.44B
– –
-2,500
NLY icon
152
Annaly Capital Management
NLY
$16.5B
– –
0
EXE
153
Expand Energy Corp
EXE
$25.4B
– –
-1,000
FAZE
154
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-135,675
SAFM
155
DELISTED
Sanderson Farms Inc
SAFM
– –
-800
PBCT
156
DELISTED
People's United Financial Inc
PBCT
– –
-29,797
RRD
157
DELISTED
RR Donnelley & Sons Co.
RRD
– –
0
MGLN
158
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-2,500
KSU
159
DELISTED
Kansas City Southern
KSU
– –
-1,000
HRC
160
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-1,000
PPD
161
DELISTED
PPD, Inc. Common Stock
PPD
– –
-4,000
CXP
162
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-10,000
CVA
163
DELISTED
Covanta Holding Corporation
CVA
– –
-9,000
INOV
164
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-4,500
ECHO
165
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-3,000
XLRN
166
DELISTED
Acceleron Pharma
XLRN
– –
-700
CAI
167
DELISTED
CAI International, Inc.
CAI
– –
-3,000
TRIL
168
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-10,000
XONE
169
DELISTED
The ExOne Company
XONE
– –
-4,500
EBSB
170
DELISTED
Meridian Bancorp, Inc.
EBSB
– –
-1,804
KDMN
171
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-20,000
MDLA
172
DELISTED
Medallia, Inc.
MDLA
– –
-4,000
TMTSW
173
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
– –
-145,274
SCR
174
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
– –
-3,600
FINS.RT
175
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
– –
-1,028,521
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7
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