ST

Sphinx Trading Portfolio holdings

AUM $96.8M
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$96.8M
AUM Growth
+$21.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
182
New
Increased
Reduced
Closed

Top Buys

1
+$8.43M
2
+$7.53M
3
+$3.1M
4
AEAEU
AltEnergy Acquisition Corp Unit
AEAEU
+$2.52M
5
SGIIU
Seaport Global Acquisition II Corp. Unit
SGIIU
+$2.51M

Top Sells

1
+$1.32M
2
+$1.08M
3
+$1.05M
4
BRIVU
B. Riley Principal 250 Merger Corp. Units
BRIVU
+$989K
5
CLW icon
Clearwater Paper
CLW
+$767K

Sector Composition

1 Industrials 14.2%
2 Materials 13.46%
3 Financials 9.8%
4 Consumer Discretionary 3.62%
5 Technology 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRAB icon
126
Grab
GRAB
$21.5B
$7K 0.01%
+1,000
GOOGL icon
127
Alphabet (Google) Class A
GOOGL
$3.86T
$6K 0.01%
40
BCOV
128
DELISTED
Brightcove, Inc.
BCOV
$5K 0.01%
+500
XERS icon
129
Xeris Biopharma Holdings
XERS
$1.12B
$4K ﹤0.01%
+1,404
GEG icon
130
Great Elm Group
GEG
$85.9M
$2K ﹤0.01%
769
GT icon
131
Goodyear
GT
$2.51B
$2K ﹤0.01%
91
LUMO
132
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$2K ﹤0.01%
277
KD icon
133
Kyndryl
KD
$6.01B
$1K ﹤0.01%
+40
NTGR icon
134
NETGEAR
NTGR
$744M
$1K ﹤0.01%
+36
OXY.WS icon
135
Occidental Petroleum Corp Warrants
OXY.WS
$19.3B
$1K ﹤0.01%
87
WAB icon
136
Wabtec
WAB
$36.5B
$1K ﹤0.01%
16
SWIR
137
DELISTED
Sierra Wireless
SWIR
$1K ﹤0.01%
36
YELL
138
DELISTED
Yellow Corporation Common Stock
YELL
$1K ﹤0.01%
53
FINS.RT
139
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
– –
-1,028,521
VER
140
DELISTED
VEREIT, Inc.
VER
– –
-3,201
UFS
141
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-5,100
QADA
142
DELISTED
QAD Inc.
QADA
– –
-1,100
STMP
143
DELISTED
Stamps.com, Inc.
STMP
– –
-800
CADE
144
DELISTED
Cadence Bancorporation
CADE
– –
-12,500
SOLY
145
DELISTED
Soliton, Inc.
SOLY
– –
-5,000
AAPL icon
146
Apple
AAPL
$4.2T
– –
0
ALTG icon
147
Alta Equipment Group
ALTG
$159M
– –
-8,600
ATOS icon
148
Atossa Therapeutics
ATOS
$95.4M
– –
-1,900
BVS icon
149
Bioventus
BVS
$507M
– –
-601
CASH icon
150
Pathward Financial
CASH
$1.66B
– –
-10,000
4 5
6
7 8