SPCM

Sound Point Capital Management Portfolio holdings

AUM $19.2M
1-Year Est. Return 2.8%
This Quarter Est. Return
1 Year Est. Return
+2.8%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$139M
AUM Growth
-$176M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
42
New
Increased
Reduced
Closed

Top Buys

1
+$3.21M
2
+$2.38M
3
+$1.11M
4
USWSW
U.S. Well Services, Inc. Warrants
USWSW
+$223K
5
PYX
Pyxus International, Inc.
PYX
+$166K

Top Sells

1
+$18M
2
+$14.3M
3
+$10.1M
4
BYD icon
Boyd Gaming
BYD
+$8.42M
5
SM icon
SM Energy
SM
+$8.04M

Sector Composition

1 Energy 13.48%
2 Communication Services 8.84%
3 Materials 7.56%
4 Consumer Discretionary 7.4%
5 Real Estate 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$12M 2.15%
562,045
+150,000
2
$10.5M 1.88%
1,241,629
-318,260
3
$10.3M 1.84%
698,312
-683,724
4
$9.15M 1.64%
487,008
-957,058
5
$7.15M 1.28%
952,616
6
$6.79M 1.22%
1,000,000
+350,000
7
$6.75M 1.21%
499,830
-389,915
8
$6.25M 1.12%
167,702
-400
9
$4.81M 0.86%
2,831,580
+650,000
10
$4.05M 0.73%
72,694
11
$2.69M 0.48%
129,239
-405,000
12
$1.48M 0.27%
926,221
-185,578
13
$989K 0.18%
101,459
-10,685
14
$838K 0.15%
290,000
15
$801K 0.14%
155,630
-1,475,000
16
$502K 0.09%
167,948
-923,842
17
$223K 0.04%
+372,422
18
$166K 0.03%
+14,000
19
$34K 0.01%
+86,384
20
– –
-177,311
21
– –
-45,102
22
– –
-199,071
23
– –
-88,065
24
– –
-400,000
25
– –
-379,941
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