SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SCHD icon
201
Schwab US Dividend Equity ETF
SCHD
$71.3B
$194K 0.02%
9,063
+6,588
+266% +$141K
GILD icon
202
Gilead Sciences
GILD
$144B
$191K 0.02%
3,279
+670
+26% +$39K
PYPL icon
203
PayPal
PYPL
$65.3B
$191K 0.02%
814
+35
+4% +$8.21K
VGM icon
204
Invesco Trust Investment Grade Municipals
VGM
$535M
$189K 0.02%
14,328
– –
OHI icon
205
Omega Healthcare
OHI
$12.8B
$187K 0.02%
5,140
-504
-9% -$18.3K
SVC
206
Service Properties Trust
SVC
$469M
$185K 0.02%
16,105
-6,220
-28% -$71.5K
YUM icon
207
Yum! Brands
YUM
$41.1B
$185K 0.02%
1,703
-50
-3% -$5.43K
ARR
208
Armour Residential REIT
ARR
$1.77B
$184K 0.02%
3,418
– –
ADI icon
209
Analog Devices
ADI
$122B
$181K 0.02%
1,228
+200
+19% +$29.5K
NLY icon
210
Annaly Capital Management
NLY
$14.2B
$176K 0.01%
5,212
+218
+4% +$7.36K
CMCSA icon
211
Comcast
CMCSA
$126B
$173K 0.01%
3,300
+398
+14% +$20.9K
IVW icon
212
iShares S&P 500 Growth ETF
IVW
$64B
$170K 0.01%
2,664
– –
NAD icon
213
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$167K 0.01%
10,860
– –
AZO icon
214
AutoZone
AZO
$71B
$166K 0.01%
140
-1
-0.7% -$1.19K
RSPT icon
215
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$3.78B
$166K 0.01%
6,550
– –
SCHW icon
216
Charles Schwab
SCHW
$170B
$165K 0.01%
3,112
-98
-3% -$5.2K
C.PRK
217
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
$165K 0.01%
5,740
+1,965
+52% +$56.5K
VOE icon
218
Vanguard Mid-Cap Value ETF
VOE
$18.7B
$161K 0.01%
1,354
-71
-5% -$8.44K
VOO icon
219
Vanguard S&P 500 ETF
VOO
$730B
$158K 0.01%
461
– –
ARE icon
220
Alexandria Real Estate Equities
ARE
$14.6B
$151K 0.01%
847
– –
GS icon
221
Goldman Sachs
GS
$225B
$149K 0.01%
565
– –
NICE icon
222
Nice
NICE
$8.83B
$149K 0.01%
525
+300
+133% +$85.1K
RITM icon
223
Rithm Capital
RITM
$6.63B
$149K 0.01%
15,000
– –
SCHB icon
224
Schwab US Broad Market ETF
SCHB
$36.4B
$147K 0.01%
9,672
– –
VEA icon
225
Vanguard FTSE Developed Markets ETF
VEA
$173B
$147K 0.01%
3,117
+1,828
+142% +$86.2K
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