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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
201
Schwab US Dividend Equity ETF
SCHD
$111B
$194K 0.02%
9,063
+6,588
+266% +$134K
GILD icon
202
Gilead Sciences
GILD
$181B
$191K 0.02%
3,279
+670
+26% +$40.4K
PYPL icon
203
PayPal
PYPL
$45.9B
$191K 0.02%
814
+35
+4% +$7.25K
VGM icon
204
Invesco Trust Investment Grade Municipals
VGM
$563M
$189K 0.02%
14,328
– –
OHI icon
205
Omega Healthcare
OHI
$13.9B
$187K 0.02%
5,140
-504
-9% -$17.1K
SVC
206
Service Properties Trust
SVC
$1.02B
$185K 0.02%
3,221
-1,244
-28% -$63.2K
YUM icon
207
Yum! Brands
YUM
$42B
$185K 0.02%
1,703
-50
-3% -$5.1K
ARR
208
Armour Residential REIT
ARR
$2.31B
$184K 0.02%
3,418
– –
ADI icon
209
Analog Devices
ADI
$175B
$181K 0.02%
1,228
+200
+19% +$26.5K
NLY icon
210
Annaly Capital Management
NLY
$17.4B
$176K 0.01%
5,212
+218
+4% +$6.75K
CMCSA icon
211
Comcast
CMCSA
$96B
$173K 0.01%
3,300
+398
+14% +$19.1K
IVW icon
212
iShares S&P 500 Growth ETF
IVW
$76.8B
$170K 0.01%
2,664
– –
NAD icon
213
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$167K 0.01%
10,860
– –
AZO icon
214
AutoZone
AZO
$48.4B
$166K 0.01%
140
-1
-0.7% -$1.16K
RSPT icon
215
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.89B
$166K 0.01%
6,550
– –
SCHW
216
Charles Schwab
SCHW
$191B
$165K 0.01%
3,112
-98
-3% -$4.44K
C.PRK
217
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
$165K 0.01%
5,740
+1,965
+52% +$55.4K
VOE icon
218
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$161K 0.01%
1,354
-71
-5% -$7.95K
VOO icon
219
Vanguard S&P 500 ETF
VOO
$1.03T
$158K 0.01%
461
– –
ARE icon
220
Alexandria Real Estate Equities
ARE
$8.87B
$151K 0.01%
847
– –
GS icon
221
Goldman Sachs
GS
$301B
$149K 0.01%
565
– –
NICE icon
222
Nice
NICE
$6.38B
$149K 0.01%
525
+300
+133% +$73K
RITM icon
223
Rithm Capital
RITM
$5.63B
$149K 0.01%
15,000
– –
SCHB icon
224
Schwab US Broad Market ETF
SCHB
$44.7B
$147K 0.01%
9,672
– –
VEA icon
225
Vanguard FTSE Developed Markets ETF
VEA
$238B
$147K 0.01%
3,117
+1,828
+142% +$80.4K
7 8
9
10 11

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.