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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
201
VanEck High Yield Muni ETF
HYD
$4.33B
$128K 0.01%
2,000
– –
SCHB icon
202
Schwab US Broad Market ETF
SCHB
$44.7B
$124K 0.01%
9,672
-480
-5% -$5.89K
ARI
203
Apollo Commercial Real Estate
ARI
$881M
$123K 0.01%
6,700
+600
+10% +$11.1K
SO icon
204
Southern Company
SO
$102B
$122K 0.01%
1,922
– –
DOC icon
205
Healthpeak Properties
DOC
$14.5B
$121K 0.01%
3,500
-60
-2% -$2.1K
EQAL icon
206
Invesco Russell 1000 Equal Weight ETF
EQAL
$846M
$121K 0.01%
3,551
– –
GILD icon
207
Gilead Sciences
GILD
$181B
$120K 0.01%
1,850
+241
+15% +$15.7K
GS icon
208
Goldman Sachs
GS
$301B
$120K 0.01%
522
– –
STZ icon
209
Constellation Brands
STZ
$22.3B
$120K 0.01%
630
– –
WY icon
210
Weyerhaeuser
WY
$17B
$120K 0.01%
3,988
+1,100
+38% +$31.9K
XLF icon
211
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$118K 0.01%
3,823
+427
+13% +$12.5K
BIIB icon
212
Biogen
BIIB
$32.3B
$115K 0.01%
389
+112
+40% +$31.1K
DEA
213
Easterly Government Properties
DEA
$1.17B
$115K 0.01%
1,940
– –
WBA
214
DELISTED
Walgreens Boots Alliance
WBA
$115K 0.01%
1,958
-100
-5% -$5.76K
BTI icon
215
British American Tobacco
BTI
$121B
$112K 0.01%
2,630
– –
D icon
216
Dominion Energy
D
$57.7B
$108K 0.01%
1,304
– –
SYK icon
217
Stryker
SYK
$127B
$108K 0.01%
514
-100
-16% -$20.8K
CVS icon
218
CVS Health
CVS
$119B
$104K 0.01%
1,404
-1,087
-44% -$76.3K
DON icon
219
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$102K 0.01%
2,692
– –
IP icon
220
International Paper
IP
$20.8B
$102K 0.01%
2,336
– –
SCHX icon
221
Schwab US Large- Cap ETF
SCHX
$74.3B
$102K 0.01%
7,962
+7,842
+6,535% +$96.1K
RDS.A
222
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$101K 0.01%
1,714
– –
BDX icon
223
Becton Dickinson
BDX
$51.6B
$97K 0.01%
+364
New +$90.7K
INVH icon
224
Invitation Homes
INVH
$17.4B
$97K 0.01%
3,228
– –
DLR icon
225
Digital Realty Trust
DLR
$68.8B
$95K 0.01%
797
– –
7 8
9
10 11

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.