SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HYD icon
201
VanEck High Yield Muni ETF
HYD
$3.33B
$128K 0.01%
2,000
– –
SCHB icon
202
Schwab US Broad Market ETF
SCHB
$36.3B
$124K 0.01%
9,672
-480
-5% -$6.15K
ARI
203
Apollo Commercial Real Estate
ARI
$1.52B
$123K 0.01%
6,700
+600
+10% +$11K
SO icon
204
Southern Company
SO
$101B
$122K 0.01%
1,922
– –
DOC icon
205
Healthpeak Properties
DOC
$12.8B
$121K 0.01%
3,500
-60
-2% -$2.07K
EQAL icon
206
Invesco Russell 1000 Equal Weight ETF
EQAL
$690M
$121K 0.01%
3,551
– –
GILD icon
207
Gilead Sciences
GILD
$143B
$120K 0.01%
1,850
+241
+15% +$15.6K
GS icon
208
Goldman Sachs
GS
$224B
$120K 0.01%
522
– –
STZ icon
209
Constellation Brands
STZ
$26.3B
$120K 0.01%
630
– –
WY icon
210
Weyerhaeuser
WY
$18.9B
$120K 0.01%
3,988
+1,100
+38% +$33.1K
XLF icon
211
Financial Select Sector SPDR Fund
XLF
$53.2B
$118K 0.01%
3,823
+427
+13% +$13.2K
BIIB icon
212
Biogen
BIIB
$20.8B
$115K 0.01%
389
+112
+40% +$33.1K
DEA
213
Easterly Government Properties
DEA
$1.05B
$115K 0.01%
1,940
– –
WBA
214
DELISTED
Walgreens Boots Alliance
WBA
$115K 0.01%
1,958
-100
-5% -$5.87K
BTI icon
215
British American Tobacco
BTI
$122B
$112K 0.01%
2,630
– –
D icon
216
Dominion Energy
D
$49.6B
$108K 0.01%
1,304
– –
SYK icon
217
Stryker
SYK
$150B
$108K 0.01%
514
-100
-16% -$21K
CVS icon
218
CVS Health
CVS
$93.2B
$104K 0.01%
1,404
-1,087
-44% -$80.5K
DON icon
219
WisdomTree US MidCap Dividend Fund
DON
$3.84B
$102K 0.01%
2,692
– –
IP icon
220
International Paper
IP
$25.8B
$102K 0.01%
2,336
– –
SCHX icon
221
Schwab US Large- Cap ETF
SCHX
$59.2B
$102K 0.01%
7,962
+7,842
+6,535% +$100K
RDS.A
222
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$101K 0.01%
1,714
– –
BDX icon
223
Becton Dickinson
BDX
$55.1B
$97K 0.01%
+364
New +$97K
INVH icon
224
Invitation Homes
INVH
$18.5B
$97K 0.01%
3,228
– –
DLR icon
225
Digital Realty Trust
DLR
$55.8B
$95K 0.01%
797
– –
7 8
9
10 11