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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFJ
176
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
$262K 0.02%
19,500
– –
VICI icon
177
VICI Properties
VICI
$28.5B
$262K 0.02%
10,255
– –
MELI icon
178
Mercado Libre
MELI
$99.7B
$257K 0.02%
153
– –
PAGS icon
179
PagSeguro Digital
PAGS
$2.45B
$249K 0.02%
4,385
+2,100
+92% +$94.3K
QRVO icon
180
Qorvo
QRVO
$8.36B
$249K 0.02%
+1,500
New +$221K
STZ icon
181
Constellation Brands
STZ
$22.3B
$245K 0.02%
1,120
-36
-3% -$7.08K
DEO icon
182
Diageo
DEO
$51.7B
$241K 0.02%
1,519
-11
-0.7% -$1.64K
LOW icon
183
Lowe's Companies
LOW
$117B
$237K 0.02%
1,475
+93
+7% +$15.1K
USB.PRP icon
184
US Bancorp Series K Preferred Stock
USB.PRP
$482M
$237K 0.02%
8,313
+1,260
+18% +$35.2K
HUM icon
185
Humana
HUM
$46.3B
$235K 0.02%
572
– –
URI icon
186
United Rentals
URI
$64.1B
$232K 0.02%
+1,000
New +$211K
INTU icon
187
Intuit
INTU
$97.9B
$228K 0.02%
600
-29
-5% -$10.2K
APPN icon
188
Appian
APPN
$3.04B
$227K 0.02%
+1,400
New +$157K
BAC icon
189
Bank of America
BAC
$436B
$226K 0.02%
7,462
+1,648
+28% +$44.2K
HYD icon
190
VanEck High Yield Muni ETF
HYD
$4.33B
$218K 0.02%
3,546
– –
TROW icon
191
T. Rowe Price
TROW
$23.7B
$217K 0.02%
1,435
+1,400
+4,000% +$200K
MPLX icon
192
MPLX
MPLX
$60.1B
$216K 0.02%
9,978
-113
-1% -$2.23K
EL icon
193
Estee Lauder
EL
$37.4B
$213K 0.02%
800
– –
AEP icon
194
American Electric Power
AEP
$66.6B
$207K 0.02%
2,484
+3
+0.1% +$260
DHY
195
Credit Suisse High Yield Credit Fund
DHY
$236M
$205K 0.02%
90,000
– –
GSK icon
196
GSK
GSK
$102B
$205K 0.02%
4,450
+3,664
+466% +$168K
ET icon
197
Energy Transfer Partners
ET
$73.4B
$201K 0.02%
32,486
-16,033
-33% -$97K
SCHX icon
198
Schwab US Large- Cap ETF
SCHX
$74.3B
$200K 0.02%
13,182
-11,856
-47% -$170K
CACI icon
199
CACI
CACI
$13.9B
$199K 0.02%
800
– –
ILPT
200
Industrial Logistics Properties Trust
ILPT
$557M
$199K 0.02%
8,535
-400
-4% -$8.74K
6 7
8
9 10

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.