SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NFJ
176
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$262K 0.02%
19,500
– –
VICI icon
177
VICI Properties
VICI
$35.3B
$262K 0.02%
10,255
– –
MELI icon
178
Mercado Libre
MELI
$120B
$257K 0.02%
153
– –
PAGS icon
179
PagSeguro Digital
PAGS
$2.78B
$249K 0.02%
4,385
+2,100
+92% +$119K
QRVO icon
180
Qorvo
QRVO
$8.53B
$249K 0.02%
+1,500
New +$249K
STZ icon
181
Constellation Brands
STZ
$25.7B
$245K 0.02%
1,120
-36
-3% -$7.88K
DEO icon
182
Diageo
DEO
$58.3B
$241K 0.02%
1,519
-11
-0.7% -$1.75K
LOW icon
183
Lowe's Companies
LOW
$151B
$237K 0.02%
1,475
+93
+7% +$14.9K
USB.PRP icon
184
U.S. Bancorp Depositary Shares each representing a 1/1,000th interest in a share of Series K Non-Cumulative Perpetual Preferred Stock
USB.PRP
$564M
$237K 0.02%
8,313
+1,260
+18% +$35.9K
HUM icon
185
Humana
HUM
$32.8B
$235K 0.02%
572
– –
URI icon
186
United Rentals
URI
$60.8B
$232K 0.02%
+1,000
New +$232K
INTU icon
187
Intuit
INTU
$187B
$228K 0.02%
600
-29
-5% -$11K
APPN icon
188
Appian
APPN
$2.42B
$227K 0.02%
+1,400
New +$227K
BAC icon
189
Bank of America
BAC
$372B
$226K 0.02%
7,462
+1,648
+28% +$49.9K
HYD icon
190
VanEck High Yield Muni ETF
HYD
$3.35B
$218K 0.02%
3,546
– –
TROW icon
191
T Rowe Price
TROW
$23.5B
$217K 0.02%
1,435
+1,400
+4,000% +$212K
MPLX icon
192
MPLX
MPLX
$51B
$216K 0.02%
9,978
-113
-1% -$2.45K
EL icon
193
Estee Lauder
EL
$31.9B
$213K 0.02%
800
– –
AEP icon
194
American Electric Power
AEP
$58B
$207K 0.02%
2,484
+3
+0.1% +$250
DHY
195
Credit Suisse High Yield Bond Fund
DHY
$218M
$205K 0.02%
90,000
– –
GSK icon
196
GSK
GSK
$82.1B
$205K 0.02%
4,450
+3,664
+466% +$169K
ET icon
197
Energy Transfer Partners
ET
$58.9B
$201K 0.02%
32,486
-16,033
-33% -$99.2K
SCHX icon
198
Schwab US Large- Cap ETF
SCHX
$59.5B
$200K 0.02%
13,182
-11,856
-47% -$180K
CACI icon
199
CACI
CACI
$10.5B
$199K 0.02%
800
– –
ILPT
200
Industrial Logistics Properties Trust
ILPT
$408M
$199K 0.02%
8,535
-400
-4% -$9.33K
6 7
8
9 10