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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
176
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$161K 0.02%
1,354
– –
NAD icon
177
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$159K 0.02%
10,860
– –
INTU icon
178
Intuit
INTU
$97.9B
$157K 0.01%
600
– –
CAPL icon
179
CrossAmerica Partners
CAPL
$881M
$152K 0.01%
8,400
+1,800
+27% +$32K
SCHW
180
Charles Schwab
SCHW
$191B
$152K 0.01%
3,187
-87
-3% -$3.83K
GE icon
181
GE Aerospace
GE
$355B
$151K 0.01%
2,712
-53
-2% -$2.74K
WEC icon
182
WEC Energy
WEC
$34.6B
$151K 0.01%
1,641
– –
YUM icon
183
Yum! Brands
YUM
$42B
$151K 0.01%
1,500
– –
LOW icon
184
Lowe's Companies
LOW
$117B
$150K 0.01%
1,250
+280
+29% +$32K
WPM icon
185
Wheaton Precious Metals
WPM
$69.6B
$149K 0.01%
5,005
-300
-6% -$8.2K
IWD icon
186
iShares Russell 1000 Value ETF
IWD
$84.3B
$147K 0.01%
1,075
+40
+4% +$5.27K
BAC icon
187
Bank of America
BAC
$436B
$145K 0.01%
+4,109
New +$133K
IWF icon
188
iShares Russell 1000 Growth ETF
IWF
$126B
$145K 0.01%
3,304
– –
LADR
189
Ladder Capital
LADR
$1.25B
$144K 0.01%
8,007
+100
+1% +$1.73K
AGNT
190
AGNT Inc
AGNT
$709M
$143K 0.01%
25,172
-6,400
-20% -$31.8K
C icon
191
Citigroup
C
$223B
$141K 0.01%
1,770
+27
+2% +$2K
DEO icon
192
Diageo
DEO
$51.7B
$140K 0.01%
829
-20
-2% -$3.25K
FISV
193
Fiserv Inc
FISV
$28.3B
$140K 0.01%
1,207
– –
AMGN icon
194
Amgen
AMGN
$234B
$134K 0.01%
+555
New +$122K
PML
195
PIMCO Municipal Income Fund II
PML
$487M
$132K 0.01%
8,321
– –
PMO
196
Franklin Municipal Opportunities Trust
PMO
$280M
$132K 0.01%
10,000
– –
MYD
197
DELISTED
BlackRock MuniYield Fund
MYD
$131K 0.01%
8,872
– –
PRU icon
198
Prudential Financial
PRU
$41.3B
$131K 0.01%
1,393
+710
+104% +$65.2K
EXR icon
199
Extra Space Storage
EXR
$30.2B
$130K 0.01%
1,233
+6
+0.5% +$654
IVW icon
200
iShares S&P 500 Growth ETF
IVW
$76.8B
$129K 0.01%
2,664
-420
-14% -$19.5K
6 7
8
9 10

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.