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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
151
Alibaba
BABA
$296B
$370K 0.03%
1,588
+7
+0.4% +$1.94K
WPM icon
152
Wheaton Precious Metals
WPM
$69.6B
$370K 0.03%
8,855
+2,600
+42% +$116K
WFC icon
153
Wells Fargo
WFC
$262B
$367K 0.03%
12,149
-1,299
-10% -$33.6K
CMI icon
154
Cummins
CMI
$77.8B
$366K 0.03%
1,611
+1,400
+664% +$314K
VTI icon
155
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$356K 0.03%
1,829
+124
+7% +$22.7K
FLG.PRU
156
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$356K 0.03%
7,770
– –
MMP
157
DELISTED
Magellan Midstream Partners, L.P.
MMP
$354K 0.03%
8,348
– –
DOV icon
158
Dover
DOV
$26.8B
$353K 0.03%
2,797
+100
+4% +$11.9K
SCHG icon
159
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$352K 0.03%
+21,928
New +$333K
NSC icon
160
Norfolk Southern
NSC
$78.3B
$347K 0.03%
1,462
+692
+90% +$157K
BND icon
161
Vanguard Total Bond Market
BND
$161B
$339K 0.03%
3,849
+57
+2% +$5.01K
DOC
162
DELISTED
PHYSICIANS REALTY TRUST
DOC
$337K 0.03%
18,906
-1,350
-7% -$24.2K
PLD icon
163
Prologis
PLD
$134B
$324K 0.03%
3,249
– –
MXIM
164
DELISTED
Maxim Integrated Products
MXIM
$321K 0.03%
3,626
– –
MDLZ icon
165
Mondelez International
MDLZ
$79.6B
$314K 0.03%
5,370
+26
+0.5% +$1.49K
UGI icon
166
UGI
UGI
$8.15B
$314K 0.03%
8,995
-1,240
-12% -$43.4K
TWO
167
DELISTED
Two Harbors Investment
TWO
$312K 0.03%
12,246
– –
FDX icon
168
FedEx
FDX
$78.3B
$305K 0.03%
1,175
-126
-10% -$34.9K
HYI
169
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$293K 0.02%
19,000
– –
O icon
170
Realty Income
O
$58.6B
$292K 0.02%
4,845
– –
CL icon
171
Colgate-Palmolive
CL
$72.3B
$288K 0.02%
3,365
-753
-18% -$62.3K
ETN icon
172
Eaton
ETN
$156B
$284K 0.02%
2,365
-204
-8% -$23.1K
CIM
173
Chimera Investment
CIM
$963M
$281K 0.02%
9,133
– –
QQQ icon
174
Invesco QQQ Trust
QQQ
$489B
$279K 0.02%
889
-90
-9% -$26.4K
SCHV
175
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$268K 0.02%
13,530
+13,470
+22,450% +$252K
5 6
7
8 9

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.