SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
$4.49M
3
USB icon
US Bancorp
USB
$3.52M
4
KO icon
Coca-Cola
KO
$2.83M
5
AMZN icon
Amazon
AMZN
$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$10.7M
2
INTC icon
Intel
INTC
$1.15M
3
KMI icon
Kinder Morgan
KMI
$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BABA icon
151
Alibaba
BABA
$323B
$370K 0.03%
1,588
+7
+0.4% +$1.63K
WPM icon
152
Wheaton Precious Metals
WPM
$47.3B
$370K 0.03%
8,855
+2,600
+42% +$109K
WFC icon
153
Wells Fargo
WFC
$253B
$367K 0.03%
12,149
-1,299
-10% -$39.2K
CMI icon
154
Cummins
CMI
$55.1B
$366K 0.03%
1,611
+1,400
+664% +$318K
VTI icon
155
Vanguard Total Stock Market ETF
VTI
$528B
$356K 0.03%
1,829
+124
+7% +$24.1K
FLG.PRU
156
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
$356K 0.03%
7,770
– –
MMP
157
DELISTED
Magellan Midstream Partners, L.P.
MMP
$354K 0.03%
8,348
– –
DOV icon
158
Dover
DOV
$24.4B
$353K 0.03%
2,797
+100
+4% +$12.6K
SCHG icon
159
Schwab US Large-Cap Growth ETF
SCHG
$48.4B
$352K 0.03%
+21,928
New +$352K
NSC icon
160
Norfolk Southern
NSC
$62.3B
$347K 0.03%
1,462
+692
+90% +$164K
BND icon
161
Vanguard Total Bond Market
BND
$135B
$339K 0.03%
3,849
+57
+2% +$5.02K
DOC
162
DELISTED
PHYSICIANS REALTY TRUST
DOC
$337K 0.03%
18,906
-1,350
-7% -$24.1K
PLD icon
163
Prologis
PLD
$105B
$324K 0.03%
3,249
– –
MXIM
164
DELISTED
Maxim Integrated Products
MXIM
$321K 0.03%
3,626
– –
MDLZ icon
165
Mondelez International
MDLZ
$79.9B
$314K 0.03%
5,370
+26
+0.5% +$1.52K
UGI icon
166
UGI
UGI
$7.43B
$314K 0.03%
8,995
-1,240
-12% -$43.3K
TWO
167
Two Harbors Investment
TWO
$1.08B
$312K 0.03%
12,246
– –
FDX icon
168
FedEx
FDX
$53.7B
$305K 0.03%
1,175
-126
-10% -$32.7K
HYI
169
Western Asset High Yield Opportunity Fund Inc.
HYI
$273M
$293K 0.02%
19,000
– –
O icon
170
Realty Income
O
$54.2B
$292K 0.02%
4,845
– –
CL icon
171
Colgate-Palmolive
CL
$68.8B
$288K 0.02%
3,365
-753
-18% -$64.4K
ETN icon
172
Eaton
ETN
$136B
$284K 0.02%
2,365
-204
-8% -$24.5K
CIM
173
Chimera Investment
CIM
$1.2B
$281K 0.02%
9,133
– –
QQQ icon
174
Invesco QQQ Trust
QQQ
$368B
$279K 0.02%
889
-90
-9% -$28.2K
SCHV icon
175
Schwab US Large-Cap Value ETF
SCHV
$13.2B
$268K 0.02%
13,530
+13,470
+22,450% +$267K
5 6
7
8 9