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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
151
NVIDIA
NVDA
$5.25T
$238K 0.02%
40,520
-1,520
-4% -$7.91K
CY
152
DELISTED
Cypress Semiconductor
CY
$233K 0.02%
10,000
– –
QQQ icon
153
Invesco QQQ Trust
QQQ
$489B
$228K 0.02%
1,075
+81
+8% +$16.2K
VTV icon
154
Vanguard Morningstar Value ETF
VTV
$192B
$228K 0.02%
1,900
– –
VEA icon
155
Vanguard FTSE Developed Markets ETF
VEA
$238B
$226K 0.02%
5,139
+1,159
+29% +$49.4K
DHY
156
Credit Suisse High Yield Credit Fund
DHY
$236M
$225K 0.02%
90,000
– –
CRM icon
157
Salesforce
CRM
$211B
$221K 0.02%
1,361
+27
+2% +$4.23K
ILPT
158
Industrial Logistics Properties Trust
ILPT
$557M
$220K 0.02%
9,795
– –
AEP icon
159
American Electric Power
AEP
$66.6B
$215K 0.02%
+2,276
New +$210K
HUM icon
160
Humana
HUM
$46.3B
$210K 0.02%
572
– –
SLB icon
161
SLB Ltd
SLB
$85.1B
$208K 0.02%
5,173
-150
-3% -$5.36K
MPLX icon
162
MPLX
MPLX
$60.1B
$205K 0.02%
8,068
-1,638
-17% -$41.7K
CACI icon
163
CACI
CACI
$13.9B
$200K 0.02%
800
– –
DD icon
164
DuPont de Nemours
DD
$18.5B
$199K 0.02%
2,900
-561
-16% -$46.6K
NLY icon
165
Annaly Capital Management
NLY
$17.4B
$191K 0.02%
+5,069
New +$185K
FDX icon
166
FedEx
FDX
$78.3B
$190K 0.02%
1,254
+28
+2% +$4.32K
ABBV icon
167
AbbVie
ABBV
$451B
$187K 0.02%
2,116
+10
+0.5% +$830
DUK icon
168
Duke Energy
DUK
$93.8B
$184K 0.02%
2,021
-100
-5% -$9.17K
VGM icon
169
Invesco Trust Investment Grade Municipals
VGM
$563M
$184K 0.02%
14,328
– –
PMT
170
PennyMac Mortgage Investment
PMT
$814M
$178K 0.02%
8,000
– –
ARE icon
171
Alexandria Real Estate Equities
ARE
$8.87B
$169K 0.02%
+1,048
New +$165K
AZO icon
172
AutoZone
AZO
$48.4B
$167K 0.02%
+140
New +$162K
BAX icon
173
Baxter International
BAX
$13.5B
$165K 0.02%
+1,968
New +$163K
EL icon
174
Estee Lauder
EL
$37.4B
$165K 0.02%
800
– –
OKE icon
175
Oneok
OKE
$59.7B
$164K 0.02%
2,173
+5
+0.2% +$357
5 6
7
8 9

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OAM
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LBD
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AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return

Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.