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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-5.96%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$689M
AUM Growth
-$34.7M
Cap. Flow
+$35.2M
Cap. Flow %
5.11%
Top 10 Hldgs %
23.15%
Holding
1,444
New
160
Increased
209
Reduced
132
Closed
119

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$1.91M
2
PEP icon
PepsiCo
PEP
+$1.66M
3
SBUX icon
Starbucks
SBUX
+$1.62M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$1.2M
5
LYB icon
LyondellBasell Industries
LYB
+$1.2M

Top Sells

Rank Stock Value
1
ABB
ABB Ltd
ABB
+$5.31M
2
VMC icon
Vulcan Materials
VMC
+$5.28M
3
DD icon
DuPont de Nemours
DD
+$3.24M
4
SLB icon
SLB Ltd
SLB
+$2.68M
5
ETN icon
Eaton
ETN
+$2.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.94%
2 Technology 11.29%
3 Industrials 6.62%
4 Healthcare 5.91%
5 Financials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
151
Becton Dickinson
BDX
$51.6B
$156K 0.02%
711
+64
+10% +$14.9K
NLY icon
152
Annaly Capital Management
NLY
$17.4B
$155K 0.02%
3,944
– –
RTX icon
153
RTX Corp
RTX
$285B
$153K 0.02%
2,285
+299
+15% +$23.5K
HUM icon
154
Humana
HUM
$46.3B
$150K 0.02%
522
– –
PMT
155
PennyMac Mortgage Investment
PMT
$814M
$149K 0.02%
8,000
– –
ABBV icon
156
AbbVie
ABBV
$451B
$148K 0.02%
1,602
+150
+10% +$13.2K
YUM icon
157
Yum! Brands
YUM
$42B
$143K 0.02%
1,560
-68
-4% -$6.08K
WU icon
158
Western Union
WU
$2.26B
$140K 0.02%
8,196
– –
ARE.PRD
159
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$140K 0.02%
4,178
– –
TECK icon
160
Teck Resources
TECK
$34B
$138K 0.02%
6,427
– –
OGE icon
161
OGE Energy
OGE
$9.45B
$137K 0.02%
+3,500
New +$134K
NAD icon
162
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$136K 0.02%
10,860
– –
SCHW
163
Charles Schwab
SCHW
$191B
$135K 0.02%
3,254
+80
+3% +$3.62K
WBA
164
DELISTED
Walgreens Boots Alliance
WBA
$134K 0.02%
1,958
– –
IJH icon
165
iShares Core S&P Mid-Cap ETF
IJH
$124B
$132K 0.02%
3,960
– –
VOE icon
166
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$129K 0.02%
1,354
– –
CY
167
DELISTED
Cypress Semiconductor
CY
$127K 0.02%
10,000
-8,500
-46% -$113K
NVDA icon
168
NVIDIA
NVDA
$5.25T
$124K 0.02%
37,200
+600
+2% +$2.87K
EXEL icon
169
Exelixis
EXEL
$13.5B
$123K 0.02%
6,260
– –
HYD icon
170
VanEck High Yield Muni ETF
HYD
$4.33B
$122K 0.02%
2,000
– –
GS icon
171
Goldman Sachs
GS
$301B
$121K 0.02%
722
-50
-6% -$10.1K
MAR icon
172
Marriott International
MAR
$91.5B
$120K 0.02%
1,107
– –
ALL.PRF.CL
173
DELISTED
The Allstate Corporation Depositary Shares Series F Called for redemption
ALL.PRF.CL
$120K 0.02%
4,760
-49
-1% -$1.25K
DATA
174
DELISTED
Tableau Software, Inc.
DATA
$120K 0.02%
1,000
– –
AEP icon
175
American Electric Power
AEP
$66.6B
$119K 0.02%
1,590
-491
-24% -$36.8K
5 6
7
8 9

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Sonora Investment Management held 1,444 positions worth $689M, down 4.8% from $724M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management deployed $35.2M of net new capital in Q4 2018, opening 160 new positions and adding to 209 existing holdings. Its largest new stake was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 50% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was ABB Ltd, an estimated $5.31M trimmed.

  • Sonora Investment Management's largest Q4 2018 buy was Vanguard Morningstar Growth ETF: 12,000 shares worth $269K.
  • Sonora Investment Management added most to Lockheed Martin in Q4 2018, an estimated $1.91M increase.
  • Sonora Investment Management's biggest Q4 2018 reduction was ABB Ltd, cutting an estimated $5.31M.
  • Sonora Investment Management fully exited Vulcan Materials in Q4 2018, selling an estimated $5.28M.
  • Sonora Investment Management's ten largest holdings make up 23% of its $689M portfolio in Q4 2018.
  • Sonora Investment Management opened 160 new positions and closed 119 in Q4 2018.
  • Sonora Investment Management's portfolio value fell 4.8% quarter-over-quarter to $689M.

Based on Sonora Investment Management's 13F filing for Q4 2018, filed 25 Jan 2019.