SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
$4.49M
3
USB icon
US Bancorp
USB
$3.52M
4
KO icon
Coca-Cola
KO
$2.83M
5
AMZN icon
Amazon
AMZN
$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$10.7M
2
INTC icon
Intel
INTC
$1.15M
3
KMI icon
Kinder Morgan
KMI
$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LLY icon
126
Eli Lilly
LLY
$652B
$535K 0.04%
3,170
– –
T.PRA icon
127
AT&T Series A
T.PRA
$1.01B
$529K 0.04%
19,495
+16,610
+576% +$451K
NEE icon
128
NextEra Energy, Inc.
NEE
$146B
$526K 0.04%
6,814
+1,626
+31% +$126K
HR
129
DELISTED
Healthcare Realty Trust Incorporated
HR
$523K 0.04%
17,675
-300
-2% -$8.88K
EXEL icon
130
Exelixis
EXEL
$10.2B
$519K 0.04%
25,845
+19,285
+294% +$387K
IPGP icon
131
IPG Photonics
IPGP
$3.56B
$519K 0.04%
2,318
-50
-2% -$11.2K
ANET icon
132
Arista Networks
ANET
$180B
$513K 0.04%
28,240
+24,800
+721% +$451K
IVV icon
133
iShares Core S&P 500 ETF
IVV
$664B
$491K 0.04%
1,309
+457
+54% +$171K
NCV
134
Virtus Convertible & Income Fund
NCV
$336M
$491K 0.04%
21,404
– –
AGNC icon
135
AGNC Investment
AGNC
$10.8B
$486K 0.04%
31,156
– –
NCZ
136
Virtus Convertible & Income Fund II
NCZ
$259M
$479K 0.04%
23,515
– –
EAD
137
Allspring Income Opportunities Fund
EAD
$421M
$470K 0.04%
57,573
– –
SON icon
138
Sonoco
SON
$4.56B
$445K 0.04%
7,510
-700
-9% -$41.5K
AVGO icon
139
Broadcom
AVGO
$1.58T
$442K 0.04%
10,100
+9,720
+2,558% +$425K
BAC.PRC
140
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
BAC.PRC
$437K 0.04%
17,480
– –
MO icon
141
Altria Group
MO
$112B
$428K 0.04%
10,437
+220
+2% +$9.02K
ISRG icon
142
Intuitive Surgical
ISRG
$167B
$418K 0.03%
1,533
+1,425
+1,319% +$389K
KYN icon
143
Kayne Anderson Energy Infrastructure Fund
KYN
$2.08B
$414K 0.03%
71,966
-23,701
-25% -$136K
IWN icon
144
iShares Russell 2000 Value ETF
IWN
$11.9B
$413K 0.03%
2,165
-483
-18% -$92.1K
MA icon
145
Mastercard
MA
$528B
$408K 0.03%
1,144
+84
+8% +$30K
DLR icon
146
Digital Realty Trust
DLR
$55.7B
$404K 0.03%
2,897
+2,200
+316% +$307K
HIX
147
Western Asset High Income Fund II
HIX
$391M
$397K 0.03%
57,703
– –
FCX icon
148
Freeport-McMoran
FCX
$66.5B
$386K 0.03%
14,851
+700
+5% +$18.2K
EPD icon
149
Enterprise Products Partners
EPD
$68.6B
$383K 0.03%
19,539
-493
-2% -$9.66K
CRM icon
150
Salesforce
CRM
$239B
$378K 0.03%
1,697
+95
+6% +$21.2K
4 5
6
7 8