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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
126
Eli Lilly
LLY
$1.05T
$535K 0.04%
3,170
– –
T.PRA icon
127
AT&T Series A
T.PRA
$855M
$529K 0.04%
19,495
+16,610
+576% +$447K
NEE icon
128
NextEra Energy
NEE
$171B
$526K 0.04%
6,814
+1,626
+31% +$122K
HR
129
DELISTED
Healthcare Realty Trust Incorporated
HR
$523K 0.04%
17,675
-300
-2% -$9.02K
EXEL icon
130
Exelixis
EXEL
$13.5B
$519K 0.04%
25,845
+19,285
+294% +$404K
IPGP icon
131
IPG Photonics
IPGP
$3.26B
$519K 0.04%
2,318
-50
-2% -$10K
ANET icon
132
Arista Networks
ANET
$246B
$513K 0.04%
28,240
+24,800
+721% +$393K
IVV icon
133
iShares Core S&P 500 ETF
IVV
$898B
$491K 0.04%
1,309
+457
+54% +$163K
NCV
134
Virtus Convertible & Income Fund
NCV
$380M
$491K 0.04%
21,404
– –
AGNC icon
135
AGNC Investment
AGNC
$12.9B
$486K 0.04%
31,156
– –
NCZ
136
Virtus Convertible & Income Fund II
NCZ
$295M
$479K 0.04%
23,515
– –
EAD
137
Allspring Income Opportunities Fund
EAD
$378M
$470K 0.04%
57,573
– –
SON icon
138
Sonoco
SON
$5.58B
$445K 0.04%
7,510
-700
-9% -$39.3K
AVGO icon
139
Broadcom
AVGO
$1.75T
$442K 0.04%
10,100
+9,720
+2,558% +$379K
BAC.PRC
140
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
BAC.PRC
$437K 0.04%
17,480
– –
MO icon
141
Altria Group
MO
$115B
$428K 0.04%
10,437
+220
+2% +$8.83K
ISRG icon
142
Intuitive Surgical
ISRG
$132B
$418K 0.03%
1,533
+1,425
+1,319% +$354K
KYN icon
143
Kayne Anderson Energy Infrastructure Fund
KYN
$2.51B
$414K 0.03%
71,966
-23,701
-25% -$127K
IWN icon
144
iShares Russell 2000 Value ETF
IWN
$14.5B
$413K 0.03%
2,165
-483
-18% -$57K
MA icon
145
Mastercard
MA
$521B
$408K 0.03%
1,144
+84
+8% +$27.9K
DLR icon
146
Digital Realty Trust
DLR
$68.8B
$404K 0.03%
2,897
+2,200
+316% +$315K
HIX
147
Western Asset High Income Fund II
HIX
$352M
$397K 0.03%
57,703
– –
FCX icon
148
Freeport-McMoran
FCX
$110B
$386K 0.03%
14,851
+700
+5% +$14.6K
EPD icon
149
Enterprise Products Partners
EPD
$84.3B
$383K 0.03%
19,539
-493
-2% -$9.18K
CRM icon
150
Salesforce
CRM
$211B
$378K 0.03%
1,697
+95
+6% +$23.1K
4 5
6
7 8

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.