SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVR icon
126
Invesco Mortgage Capital
IVR
$533M
$385K 0.04%
2,312
– –
BAC.PRC
127
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
BAC.PRC
$365K 0.03%
+13,955
New +$365K
VUG icon
128
Vanguard Growth ETF
VUG
$188B
$364K 0.03%
2,000
– –
MIC
129
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$352K 0.03%
8,210
– –
ABT icon
130
Abbott
ABT
$233B
$347K 0.03%
+4,000
New +$347K
IPGP icon
131
IPG Photonics
IPGP
$3.53B
$341K 0.03%
2,353
-115
-5% -$16.7K
WST icon
132
West Pharmaceutical
WST
$18B
$329K 0.03%
2,190
– –
ARR
133
Armour Residential REIT
ARR
$1.79B
$323K 0.03%
+3,615
New +$323K
O icon
134
Realty Income
O
$53.7B
$317K 0.03%
4,438
– –
MDLZ icon
135
Mondelez International
MDLZ
$79.9B
$314K 0.03%
5,705
+15
+0.3% +$826
BP icon
136
BP
BP
$87.9B
$304K 0.03%
+8,063
New +$304K
PLD icon
137
Prologis
PLD
$106B
$304K 0.03%
3,413
– –
OHI icon
138
Omega Healthcare
OHI
$12.7B
$300K 0.03%
7,090
+78
+1% +$3.3K
HYI
139
Western Asset High Yield Opportunity Fund Inc.
HYI
$273M
$297K 0.03%
19,000
– –
NEE icon
140
NextEra Energy, Inc.
NEE
$147B
$283K 0.03%
4,668
+64
+1% +$3.88K
MA icon
141
Mastercard
MA
$541B
$281K 0.03%
940
-164
-15% -$49K
VOO icon
142
Vanguard S&P 500 ETF
VOO
$733B
$275K 0.03%
930
+912
+5,067% +$270K
WFC.PRQ
143
DELISTED
Wells Fargo & Co.
WFC.PRQ
$274K 0.03%
10,000
-135
-1% -$3.7K
IJH icon
144
iShares Core S&P Mid-Cap ETF
IJH
$102B
$273K 0.03%
6,625
+2,665
+67% +$110K
CL icon
145
Colgate-Palmolive
CL
$68.4B
$269K 0.03%
3,904
-63
-2% -$4.34K
UNH icon
146
UnitedHealth
UNH
$284B
$260K 0.02%
884
+119
+16% +$35K
NFJ
147
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$254K 0.02%
19,500
– –
IVV icon
148
iShares Core S&P 500 ETF
IVV
$669B
$249K 0.02%
770
+31
+4% +$10K
RTX icon
149
RTX Corp
RTX
$211B
$245K 0.02%
2,598
-94
-3% -$8.87K
RITM icon
150
Rithm Capital
RITM
$6.75B
$242K 0.02%
15,000
– –
4 5
6
7 8