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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVR icon
126
Invesco Mortgage Capital
IVR
$792M
$385K 0.04%
2,312
– –
BAC.PRC
127
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
BAC.PRC
$365K 0.03%
+13,955
New +$365K
VUG icon
128
Vanguard Morningstar Growth ETF
VUG
$228B
$364K 0.03%
12,000
– –
MIC
129
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$352K 0.03%
8,210
– –
ABT icon
130
Abbott
ABT
$195B
$347K 0.03%
+4,000
New +$335K
IPGP icon
131
IPG Photonics
IPGP
$3.26B
$341K 0.03%
2,353
-115
-5% -$16K
WST icon
132
West Pharmaceutical
WST
$23.7B
$329K 0.03%
2,190
– –
ARR
133
Armour Residential REIT
ARR
$2.31B
$323K 0.03%
+3,615
New +$309K
O icon
134
Realty Income
O
$58.6B
$317K 0.03%
4,438
– –
MDLZ icon
135
Mondelez International
MDLZ
$79.6B
$314K 0.03%
5,705
+15
+0.3% +$802
BP icon
136
BP
BP
$109B
$304K 0.03%
+8,063
New +$306K
PLD icon
137
Prologis
PLD
$134B
$304K 0.03%
3,413
– –
OHI icon
138
Omega Healthcare
OHI
$13.9B
$300K 0.03%
7,090
+78
+1% +$3.3K
HYI
139
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$297K 0.03%
19,000
– –
NEE icon
140
NextEra Energy
NEE
$171B
$283K 0.03%
4,668
+64
+1% +$3.74K
MA icon
141
Mastercard
MA
$521B
$281K 0.03%
940
-164
-15% -$46.2K
VOO icon
142
Vanguard S&P 500 ETF
VOO
$1.03T
$275K 0.03%
930
+912
+5,067% +$258K
WFC.PRQ
143
DELISTED
Wells Fargo & Co.
WFC.PRQ
$274K 0.03%
10,000
-135
-1% -$3.63K
IJH icon
144
iShares Core S&P Mid-Cap ETF
IJH
$124B
$273K 0.03%
6,625
+2,665
+67% +$106K
CL icon
145
Colgate-Palmolive
CL
$72.3B
$269K 0.03%
3,904
-63
-2% -$4.29K
UNH icon
146
UnitedHealth
UNH
$353B
$260K 0.02%
884
+119
+16% +$31.1K
NFJ
147
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
$254K 0.02%
19,500
– –
IVV icon
148
iShares Core S&P 500 ETF
IVV
$898B
$249K 0.02%
770
+31
+4% +$9.59K
RTX icon
149
RTX Corp
RTX
$285B
$245K 0.02%
2,598
-94
-3% -$8.53K
RITM icon
150
Rithm Capital
RITM
$5.63B
$242K 0.02%
15,000
– –
4 5
6
7 8

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KFM
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.