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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPT
101
Medical Properties Trust
MPT
$2.44B
$1.21M 0.1%
55,570
-600
-1% -$11.7K
WPC icon
102
W.P. Carey
WPC
$16.1B
$1.13M 0.09%
16,345
+92
+0.6% +$6.14K
PSX icon
103
Phillips 66
PSX
$97.4B
$1.09M 0.09%
15,632
-376
-2% -$22.1K
SPY icon
104
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$1.07M 0.09%
2,854
-181
-6% -$64.2K
NKE icon
105
Nike
NKE
$58.7B
$1.06M 0.09%
7,486
-64
-0.8% -$8.48K
BRK.B icon
106
Berkshire Hathaway Class B
BRK.B
$1.08T
$1.06M 0.09%
4,565
-230
-5% -$50.6K
WY icon
107
Weyerhaeuser
WY
$17B
$976K 0.08%
29,123
-1,375
-5% -$41.4K
DG icon
108
Dollar General
DG
$27.1B
$966K 0.08%
4,595
+3,835
+505% +$819K
ABT icon
109
Abbott
ABT
$195B
$841K 0.07%
7,684
+28
+0.4% +$3.04K
PM icon
110
Philip Morris
PM
$299B
$805K 0.07%
9,728
+231
+2% +$18K
FIS icon
111
Fidelity National Information Services
FIS
$21.4B
$795K 0.07%
5,622
-121
-2% -$17.3K
CAT icon
112
Caterpillar
CAT
$368B
$794K 0.07%
4,364
– –
PFL
113
PIMCO Income Strategy Fund
PFL
$379M
$723K 0.06%
63,181
– –
NVDA icon
114
NVIDIA
NVDA
$5.25T
$688K 0.06%
52,680
+10,920
+26% +$146K
PFN
115
PIMCO Income Strategy Fund II
PFN
$689M
$683K 0.06%
68,800
– –
ABBV icon
116
AbbVie
ABBV
$451B
$652K 0.05%
6,084
-11
-0.2% -$1.06K
GS.PRN
117
DELISTED
Goldman Sachs Group, Inc., The Depositary Shares, Each Representing 1/1,000th Interest in a Share of
GS.PRN
$640K 0.05%
24,122
-3,740
-13% -$98.5K
AMAT icon
118
Applied Materials
AMAT
$366B
$628K 0.05%
7,276
– –
WST icon
119
West Pharmaceutical
WST
$23.7B
$620K 0.05%
2,190
– –
BMY icon
120
Bristol-Myers Squibb
BMY
$136B
$619K 0.05%
9,986
-2,013
-17% -$124K
TSLA icon
121
Tesla
TSLA
$1.38T
$598K 0.05%
2,544
+288
+13% +$49.1K
VUG icon
122
Vanguard Morningstar Growth ETF
VUG
$228B
$596K 0.05%
14,112
+912
+7% +$36.4K
VTRS icon
123
Viatris
VTRS
$18.8B
$594K 0.05%
+31,721
New +$517K
AB icon
124
AllianceBernstein
AB
$3.43B
$545K 0.05%
16,142
– –
STWD icon
125
Starwood Property Trust
STWD
$5.85B
$539K 0.04%
27,910
-1,229
-4% -$20.9K
3 4
5
6 7

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.