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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$103M
Cap. Flow
+$53.3M
Cap. Flow %
4.93%
Top 10 Hldgs %
20.47%
Holding
2,092
New
200
Increased
233
Reduced
245
Closed
238

Top Buys

Rank Stock Value
1
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.23M
2
VZ icon
Verizon
VZ
+$3.3M
3
JPM icon
JPMorgan Chase
JPM
+$2.94M
4
AMGN icon
Amgen
AMGN
+$2.75M
5
TXN icon
Texas Instruments
TXN
+$2.22M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$882K
2
COP icon
ConocoPhillips
COP
+$699K
3
ADBE icon
Adobe
ADBE
+$612K
4
QCOM icon
Qualcomm
QCOM
+$391K
5
MSFT icon
Microsoft
MSFT
+$342K

Sector Composition

Rank Sector Weight
1 Miscellaneous 56.71%
2 Technology 12.72%
3 Consumer Staples 6.24%
4 Healthcare 4.91%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
101
Fidelity National Information Services
FIS
$21.4B
$845K 0.08%
5,743
-15
-0.3% -$2.17K
ABT icon
102
Abbott
ABT
$195B
$833K 0.08%
7,656
+3,366
+78% +$341K
PSX icon
103
Phillips 66
PSX
$97.4B
$830K 0.08%
16,008
-430
-3% -$26.2K
LUV icon
104
Southwest Airlines
LUV
$19.4B
$765K 0.07%
20,411
-2,950
-13% -$105K
CSX icon
105
CSX Corp
CSX
$95B
$751K 0.07%
28,992
+21,618
+293% +$533K
BMY icon
106
Bristol-Myers Squibb
BMY
$136B
$723K 0.07%
11,999
+629
+6% +$37.9K
GS.PRN
107
DELISTED
Goldman Sachs Group, Inc., The Depositary Shares, Each Representing 1/1,000th Interest in a Share of
GS.PRN
$723K 0.07%
27,862
-15
-0.1% -$393
PM icon
108
Philip Morris
PM
$299B
$712K 0.07%
9,497
+216
+2% +$16.7K
SRNE
109
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$689K 0.06%
+61,804
New +$566K
CAT icon
110
Caterpillar
CAT
$368B
$651K 0.06%
4,364
+183
+4% +$25.7K
PFL
111
PIMCO Income Strategy Fund
PFL
$379M
$639K 0.06%
63,181
-500
-0.8% -$5.04K
PFN
112
PIMCO Income Strategy Fund II
PFN
$689M
$625K 0.06%
68,800
– –
WST icon
113
West Pharmaceutical
WST
$23.7B
$602K 0.06%
2,190
– –
NVDA icon
114
NVIDIA
NVDA
$5.25T
$565K 0.05%
41,760
-9,200
-18% -$107K
HR
115
DELISTED
Healthcare Realty Trust Incorporated
HR
$541K 0.05%
17,975
– –
ABBV icon
116
AbbVie
ABBV
$451B
$534K 0.05%
6,095
+3,219
+112% +$303K
VUG icon
117
Vanguard Morningstar Growth ETF
VUG
$228B
$501K 0.05%
13,200
-2,772
-17% -$102K
LLY icon
118
Eli Lilly
LLY
$1.05T
$469K 0.04%
3,170
-439
-12% -$67.9K
BABA icon
119
Alibaba
BABA
$296B
$465K 0.04%
1,581
+224
+17% +$59K
BAC.PRC
120
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
BAC.PRC
$443K 0.04%
17,480
-130
-0.7% -$3.35K
STWD icon
121
Starwood Property Trust
STWD
$5.85B
$440K 0.04%
29,139
-214
-0.7% -$3.27K
AB icon
122
AllianceBernstein
AB
$3.43B
$436K 0.04%
16,142
-700
-4% -$19.6K
AGNC icon
123
AGNC Investment
AGNC
$12.9B
$433K 0.04%
31,156
– –
AMAT icon
124
Applied Materials
AMAT
$366B
$433K 0.04%
7,276
+117
+2% +$7.23K
EAD
125
Allspring Income Opportunities Fund
EAD
$378M
$420K 0.04%
57,573
– –
3 4
5
6 7

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AG
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FMT
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KFM
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CCP
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Sonora Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Sonora Investment Management held 2,092 positions worth $1.08B, up 11% from $977M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sonora Investment Management deployed $53.3M of net new capital in Q3 2020, opening 200 new positions and adding to 233 existing holdings. Its largest new stake was Digital Realty Trust 5.200% Series L Preferred Stock: 157,378 shares worth $4.28M.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $882K trimmed.

  • Sonora Investment Management's largest Q3 2020 buy was Digital Realty Trust 5.200% Series L Preferred Stock: 157,378 shares worth $4.28M.
  • Sonora Investment Management added most to Verizon in Q3 2020, an estimated $3.3M increase.
  • Sonora Investment Management's biggest Q3 2020 reduction was Apple, cutting an estimated $882K.
  • Sonora Investment Management fully exited iShares Russell 1000 Growth ETF in Q3 2020, selling an estimated $162K.
  • Sonora Investment Management's ten largest holdings make up 20% of its $1.08B portfolio in Q3 2020.
  • Sonora Investment Management opened 200 new positions and closed 238 in Q3 2020.
  • Sonora Investment Management's portfolio value rose 11% quarter-over-quarter to $1.08B.

Based on Sonora Investment Management's 13F filing for Q3 2020, filed 26 Oct 2020.