SIM

Sonora Investment Management Portfolio holdings

AUM $798M
This Quarter Return
+9.26%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$977M
AUM Growth
+$977M
Cap. Flow
+$30.6M
Cap. Flow %
3.13%
Top 10 Hldgs %
21.88%
Holding
2,077
New
292
Increased
244
Reduced
246
Closed
183

Top Buys

1
ALL.PRH icon
Allstate Corp
ALL.PRH
$11.1M
2
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$11M
3
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$9.96M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$6.71M
5
JPM.PRC icon
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
JPM.PRC
$4.22M

Top Sells

1
RTN
Raytheon Company
RTN
$4.6M
2
AMZN icon
Amazon
AMZN
$1.44M
3
NFLX icon
Netflix
NFLX
$1.27M
4
FI icon
Fiserv
FI
$1.04M
5
ADBE icon
Adobe
ADBE
$471K

Sector Composition

1 Technology 12.22%
2 Consumer Staples 5.91%
3 Healthcare 4.48%
4 Industrials 4.12%
5 Financials 3.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFL
101
PIMCO Income Strategy Fund
PFL
$381M
$618K 0.06%
63,681
– –
PFN
102
PIMCO Income Strategy Fund II
PFN
$710M
$599K 0.06%
68,800
– –
LLY icon
103
Eli Lilly
LLY
$657B
$593K 0.06%
3,609
+127
+4% +$20.9K
KYN icon
104
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
$591K 0.06%
111,916
+4,880
+5% +$25.8K
VUG icon
105
Vanguard Growth ETF
VUG
$185B
$538K 0.06%
2,662
+662
+33% +$134K
CAT icon
106
Caterpillar
CAT
$196B
$529K 0.05%
4,181
-311
-7% -$39.3K
HR
107
DELISTED
Healthcare Realty Trust Incorporated
HR
$526K 0.05%
17,975
– –
ITCI
108
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$517K 0.05%
+20,150
New +$517K
WST icon
109
West Pharmaceutical
WST
$17.8B
$498K 0.05%
2,190
– –
NVDA icon
110
NVIDIA
NVDA
$4.24T
$484K 0.05%
1,274
+11
+0.9% +$4.18K
AB icon
111
AllianceBernstein
AB
$4.38B
$459K 0.05%
16,842
– –
BAC.PRC
112
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
BAC.PRC
$451K 0.05%
17,610
-340
-2% -$8.71K
STWD icon
113
Starwood Property Trust
STWD
$7.44B
$439K 0.04%
29,353
-1,670
-5% -$25K
AMAT icon
114
Applied Materials
AMAT
$128B
$433K 0.04%
7,159
-1,618
-18% -$97.9K
SON icon
115
Sonoco
SON
$4.66B
$429K 0.04%
8,210
– –
WFC icon
116
Wells Fargo
WFC
$263B
$422K 0.04%
16,494
-4,619
-22% -$118K
MO icon
117
Altria Group
MO
$113B
$416K 0.04%
10,592
+555
+6% +$21.8K
EAD
118
Allspring Income Opportunities Fund
EAD
$420M
$404K 0.04%
57,573
– –
AGNC icon
119
AGNC Investment
AGNC
$10.2B
$402K 0.04%
31,156
– –
ABT icon
120
Abbott
ABT
$231B
$392K 0.04%
4,290
+213
+5% +$19.5K
IWN icon
121
iShares Russell 2000 Value ETF
IWN
$11.8B
$388K 0.04%
2,771
-761
-22% -$107K
IPGP icon
122
IPG Photonics
IPGP
$3.45B
$380K 0.04%
2,368
-25
-1% -$4.01K
NCV
123
Virtus Convertible & Income Fund
NCV
$334M
$375K 0.04%
85,615
-600
-0.7% -$2.63K
NCZ
124
Virtus Convertible & Income Fund II
NCZ
$258M
$368K 0.04%
94,060
– –
KO icon
125
Coca-Cola
KO
$297B
$367K 0.04%
8,206
+133
+2% +$5.95K
3 4
5
6 7