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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
101
Caterpillar
CAT
$368B
$521K 0.06%
4,492
+151
+3% +$19.3K
HR
102
DELISTED
Healthcare Realty Trust Incorporated
HR
$502K 0.06%
17,975
-200
-1% -$6.79K
LLY icon
103
Eli Lilly
LLY
$1.05T
$483K 0.06%
3,482
– –
HON icon
104
Honeywell
HON
$68.9B
$458K 0.05%
3,634
+757
+26% +$117K
BAC.PRC
105
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
BAC.PRC
$451K 0.05%
17,950
+3,995
+29% +$103K
AMAT icon
106
Applied Materials
AMAT
$366B
$402K 0.05%
8,777
+1,700
+24% +$97.7K
IWN icon
107
iShares Russell 2000 Value ETF
IWN
$14.5B
$396K 0.05%
3,532
– –
KYN icon
108
Kayne Anderson Energy Infrastructure Fund
KYN
$2.51B
$389K 0.05%
107,036
+36,455
+52% +$394K
MO icon
109
Altria Group
MO
$115B
$388K 0.05%
10,037
-687
-6% -$30.5K
SON icon
110
Sonoco
SON
$5.58B
$381K 0.05%
8,210
-180
-2% -$9.6K
EAD
111
Allspring Income Opportunities Fund
EAD
$378M
$367K 0.04%
57,573
– –
KO icon
112
Coca-Cola
KO
$386B
$357K 0.04%
8,073
+720
+10% +$38.9K
NEE.PRP
113
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$356K 0.04%
+8,075
New +$339K
NVDA icon
114
NVIDIA
NVDA
$5.25T
$333K 0.04%
50,520
+10,000
+25% +$63.1K
WST icon
115
West Pharmaceutical
WST
$23.7B
$333K 0.04%
2,190
– –
AGNC icon
116
AGNC Investment
AGNC
$12.9B
$330K 0.04%
31,156
– –
DOC
117
DELISTED
PHYSICIANS REALTY TRUST
DOC
$327K 0.04%
23,446
+150
+0.6% +$2.76K
ABT icon
118
Abbott
ABT
$195B
$322K 0.04%
4,077
+77
+2% +$6.42K
NCV
119
Virtus Convertible & Income Fund
NCV
$380M
$322K 0.04%
21,554
-821
-4% -$17.3K
FLG.PRU
120
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$321K 0.04%
7,770
-300
-4% -$14.7K
STWD icon
121
Starwood Property Trust
STWD
$5.85B
$318K 0.04%
31,023
+264
+0.9% +$5.78K
AB icon
122
AllianceBernstein
AB
$3.43B
$313K 0.04%
16,842
+125
+0.7% +$3.69K
NCZ
123
Virtus Convertible & Income Fund II
NCZ
$295M
$313K 0.04%
23,515
-985
-4% -$18.2K
VUG icon
124
Vanguard Morningstar Growth ETF
VUG
$228B
$313K 0.04%
12,000
– –
NEE icon
125
NextEra Energy
NEE
$171B
$293K 0.03%
4,868
+200
+4% +$12.6K
3 4
5
6 7

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.