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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$98.3M
Cap. Flow
+$60.6M
Cap. Flow %
5.72%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
245

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.4M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$9.66M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$6.35M
4
EVRG icon
Evergy
EVRG
+$4.97M
5
TFC icon
Truist Financial
TFC
+$2.6M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.33M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$5.72M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
4
STI
SunTrust Banks, Inc.
STI
+$470K
5
JPM icon
JPMorgan Chase
JPM
+$245K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.03%
2 Technology 11.04%
3 Industrials 6.88%
4 Consumer Staples 4.83%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HR
101
DELISTED
Healthcare Realty Trust Incorporated
HR
$606K 0.06%
18,175
– –
IWN icon
102
iShares Russell 2000 Value ETF
IWN
$14.5B
$576K 0.05%
3,532
-104
-3% -$12.9K
AGNC icon
103
AGNC Investment
AGNC
$12.9B
$551K 0.05%
31,156
– –
CIM
104
Chimera Investment
CIM
$963M
$543K 0.05%
8,800
– –
ET icon
105
Energy Transfer Partners
ET
$73.4B
$541K 0.05%
42,142
+7,098
+20% +$87.5K
DIS icon
106
Walt Disney
DIS
$187B
$539K 0.05%
3,730
+339
+10% +$47.3K
MO icon
107
Altria Group
MO
$115B
$535K 0.05%
10,724
-1,860
-15% -$87.7K
SON icon
108
Sonoco
SON
$5.58B
$518K 0.05%
8,390
-125
-1% -$7.39K
NCV
109
Virtus Convertible & Income Fund
NCV
$380M
$515K 0.05%
+22,375
New +$507K
AB icon
110
AllianceBernstein
AB
$3.43B
$506K 0.05%
16,717
+185
+1% +$5.39K
NCZ
111
Virtus Convertible & Income Fund II
NCZ
$295M
$502K 0.05%
24,500
– –
EAD
112
Allspring Income Opportunities Fund
EAD
$378M
$485K 0.05%
57,573
– –
HON icon
113
Honeywell
HON
$68.9B
$480K 0.05%
2,877
-58
-2% -$9.48K
EPD icon
114
Enterprise Products Partners
EPD
$84.3B
$463K 0.04%
16,440
-250
-1% -$6.78K
LLY icon
115
Eli Lilly
LLY
$1.05T
$458K 0.04%
3,482
– –
IRM icon
116
Iron Mountain
IRM
$35B
$453K 0.04%
14,220
+400
+3% +$13.1K
DRI icon
117
Darden Restaurants
DRI
$24.5B
$441K 0.04%
4,050
+3,850
+1,925% +$437K
DOC
118
DELISTED
PHYSICIANS REALTY TRUST
DOC
$441K 0.04%
23,296
+400
+2% +$7.34K
AMAT icon
119
Applied Materials
AMAT
$366B
$432K 0.04%
+7,077
New +$398K
MMP
120
DELISTED
Magellan Midstream Partners, L.P.
MMP
$412K 0.04%
6,554
– –
FLG.PRU
121
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$409K 0.04%
8,070
-400
-5% -$20.2K
KO icon
122
Coca-Cola
KO
$386B
$407K 0.04%
7,353
-164
-2% -$8.82K
VTI icon
123
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$396K 0.04%
2,418
+603
+33% +$94.5K
VICI icon
124
VICI Properties
VICI
$28.5B
$394K 0.04%
15,435
+650
+4% +$15.7K
HIX
125
Western Asset High Income Fund II
HIX
$352M
$391K 0.04%
57,968
– –
3 4
5
6 7

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LBD
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AG
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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Sonora Investment Management held 1,988 positions worth $1.06B, up 10% from $960M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sonora Investment Management deployed $60.6M of net new capital in Q4 2019, opening 239 new positions and adding to 201 existing holdings. Its largest new stake was Apple: 317,220 shares worth $23.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 58% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $6.33M trimmed.

  • Sonora Investment Management's largest Q4 2019 buy was Apple: 317,220 shares worth $23.3M.
  • Sonora Investment Management added most to Evergy in Q4 2019, an estimated $4.97M increase.
  • Sonora Investment Management's biggest Q4 2019 reduction was US Bancorp, cutting an estimated $6.33M.
  • Sonora Investment Management fully exited Spectrum Pharmaceuticals Inc in Q4 2019, selling an estimated $5.72M.
  • Sonora Investment Management's ten largest holdings make up 21% of its $1.06B portfolio in Q4 2019.
  • Sonora Investment Management opened 239 new positions and closed 245 in Q4 2019.
  • Sonora Investment Management's portfolio value rose 10% quarter-over-quarter to $1.06B.

Based on Sonora Investment Management's 13F filing for Q4 2019, filed 17 Jan 2020.