SIM

Sonora Investment Management Portfolio holdings

AUM $798M
This Quarter Return
+3.6%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.06B
AUM Growth
+$1.06B
Cap. Flow
+$64.5M
Cap. Flow %
6.09%
Top 10 Hldgs %
20.93%
Holding
1,988
New
239
Increased
201
Reduced
189
Closed
246

Top Buys

1
AAPL icon
Apple
AAPL
$23.3M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$9.88M
3
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$6.42M
4
EVRG icon
Evergy
EVRG
$5.07M
5
TFC icon
Truist Financial
TFC
$2.71M

Top Sells

1
USB icon
US Bancorp
USB
$6.5M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
$5.73M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.61M
4
STI
SunTrust Banks, Inc.
STI
$470K
5
JPM icon
JPMorgan Chase
JPM
$267K

Sector Composition

1 Technology 11.04%
2 Industrials 6.88%
3 Consumer Staples 4.82%
4 Financials 4.19%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HR
101
DELISTED
Healthcare Realty Trust Incorporated
HR
$606K 0.06%
18,175
– –
IWN icon
102
iShares Russell 2000 Value ETF
IWN
$11.7B
$576K 0.05%
3,532
-104
-3% -$17K
AGNC icon
103
AGNC Investment
AGNC
$10.4B
$551K 0.05%
31,156
– –
CIM
104
Chimera Investment
CIM
$1.15B
$543K 0.05%
26,400
– –
ET icon
105
Energy Transfer Partners
ET
$60.3B
$541K 0.05%
42,142
+7,098
+20% +$91.1K
DIS icon
106
Walt Disney
DIS
$211B
$539K 0.05%
3,730
+339
+10% +$49K
MO icon
107
Altria Group
MO
$112B
$535K 0.05%
10,724
-1,860
-15% -$92.8K
SON icon
108
Sonoco
SON
$4.53B
$518K 0.05%
8,390
-125
-1% -$7.72K
NCV
109
Virtus Convertible & Income Fund
NCV
$332M
$515K 0.05%
+89,500
New +$515K
AB icon
110
AllianceBernstein
AB
$4.37B
$506K 0.05%
16,717
+185
+1% +$5.6K
NCZ
111
Virtus Convertible & Income Fund II
NCZ
$257M
$502K 0.05%
98,000
– –
EAD
112
Allspring Income Opportunities Fund
EAD
$418M
$485K 0.05%
57,573
– –
HON icon
113
Honeywell
HON
$136B
$480K 0.05%
2,712
-54
-2% -$9.56K
EPD icon
114
Enterprise Products Partners
EPD
$68.9B
$463K 0.04%
16,440
-250
-1% -$7.04K
LLY icon
115
Eli Lilly
LLY
$661B
$458K 0.04%
3,482
– –
IRM icon
116
Iron Mountain
IRM
$26.5B
$453K 0.04%
14,220
+400
+3% +$12.7K
DRI icon
117
Darden Restaurants
DRI
$24.3B
$441K 0.04%
4,050
+3,850
+1,925% +$419K
DOC
118
DELISTED
PHYSICIANS REALTY TRUST
DOC
$441K 0.04%
23,296
+400
+2% +$7.57K
AMAT icon
119
Applied Materials
AMAT
$124B
$432K 0.04%
+7,077
New +$432K
MMP
120
DELISTED
Magellan Midstream Partners, L.P.
MMP
$412K 0.04%
6,554
– –
FLG.PRU
121
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
$409K 0.04%
8,070
-400
-5% -$20.3K
KO icon
122
Coca-Cola
KO
$297B
$407K 0.04%
7,353
-164
-2% -$9.08K
VTI icon
123
Vanguard Total Stock Market ETF
VTI
$524B
$396K 0.04%
2,418
+603
+33% +$98.8K
VICI icon
124
VICI Properties
VICI
$35.6B
$394K 0.04%
15,435
+650
+4% +$16.6K
HIX
125
Western Asset High Income Fund II
HIX
$386M
$391K 0.04%
57,968
– –
3 4
5
6 7