SIM

Sonora Investment Management Portfolio holdings

AUM $798M
This Quarter Return
+6.67%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$765M
AUM Growth
+$765M
Cap. Flow
-$543M
Cap. Flow %
-70.97%
Top 10 Hldgs %
25.9%
Holding
2,005
New
209
Increased
264
Reduced
98
Closed
1,004

Top Buys

1
RTX icon
RTX Corp
RTX
$9.66M
2
TGT icon
Target
TGT
$1.83M
3
AMZN icon
Amazon
AMZN
$1.3M
4
LEG icon
Leggett & Platt
LEG
$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
$1.26M

Top Sells

1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
$8.14M
5
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NANR icon
1151
SPDR S&P North American Natural Resources ETF
NANR
$643M
– –
-44
Closed -$2K
NGG icon
1152
National Grid
NGG
$67.9B
– –
-78
Closed -$5K
NTRSO icon
1153
Northern Trust Corporation Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series E Non-Cumulative Perpetual Preferred Stock
NTRSO
$324M
– –
-200
Closed -$5K
PWT
1154
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
– –
-860
Closed -$45K
ULQ
1155
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
– –
-1,645
Closed -$83K
ACB
1156
Aurora Cannabis
ACB
$280M
$0 ﹤0.01%
53
+51
+2,550% –
ACR.PRC
1157
ACRES Commercial Realty Corp Series C
ACR.PRC
$122M
– –
-400
Closed -$10K
AHT.PRF
1158
Ashford Hospitality Trust Series F
AHT.PRF
$15.7M
– –
-200
Closed -$5K
ALL.PRB icon
1159
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$519M
– –
-153
Closed -$4K
ALL.PRH icon
1160
Allstate Corp
ALL.PRH
$1.01B
– –
-343,774
Closed -$9.29M
AMC icon
1161
AMC Entertainment Holdings
AMC
$1.4B
$0 ﹤0.01%
2
-18
-90% –
AMRN
1162
Amarin Corp
AMRN
$313M
$0 ﹤0.01%
33
– –
AQB icon
1163
AquaBounty Technologies
AQB
$4.61M
$0 ﹤0.01%
4
– –
ARCC icon
1164
Ares Capital
ARCC
$15.7B
– –
-1,295
Closed -$24K
ASIX icon
1165
AdvanSix
ASIX
$565M
$0 ﹤0.01%
1
– –
AUUDW
1166
Auddia Inc Warrants
AUUDW
$78.8K
$0 ﹤0.01%
+40
New –
BAC.PRB icon
1167
Bank of America Depository Shares Series GG
BAC.PRB
$1.37B
– –
-350
Closed -$10K
BAC.PRK icon
1168
Bank of America Depository Shares Series HH
BAC.PRK
$855M
– –
-38
Closed -$1K
BAC.PRM icon
1169
Bank of America Depository Shares Series KK
BAC.PRM
$1.19B
– –
-490,599
Closed -$13.3M
BAC.PRN icon
1170
Bank of America Depository Shares Series LL
BAC.PRN
$1.09B
– –
-779
Closed -$21K
BB icon
1171
BlackBerry
BB
$2.23B
$0 ﹤0.01%
+10
New –
BCV.PRA
1172
Bancroft Fund Series A
BCV.PRA
$26.4M
– –
-200
Closed -$5K
BG icon
1173
Bunge Global
BG
$16.2B
– –
-27
Closed -$2K
BHR.PRD
1174
Braemar Hotels & Resorts Inc. 8.25% Series D Cumulative Preferred Stock, par value $0.01 per share
BHR.PRD
$32.4M
– –
-200
Closed -$5K
BLX icon
1175
Foreign Trade Bank of Latin America
BLX
$1.71B
– –
-1,500
Closed -$23K
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