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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$765M
AUM Growth
-$505M
Cap. Flow
-$545M
Cap. Flow %
-71.28%
Top 10 Hldgs %
25.9%
Holding
2,006
New
212
Increased
258
Reduced
98
Closed
1,005

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$9.53M
2
TGT icon
Target
TGT
+$1.66M
3
LEG icon
Leggett & Platt
LEG
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

Rank Stock Value
1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
+$9.29M
4
FITB.PRI
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

Rank Sector Weight
1 Technology 24.93%
2 Industrials 11.99%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD
1151
DELISTED
ANHEUSER BUSCH COS INC
BUD
– –
-134
Closed -$8K
DASTY
1152
DELISTED
DASSAULT SYSTEMES SA ADR
DASTY
– –
-150
Closed -$32K
TMA
1153
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
– –
-105
Closed –
TT
1154
DELISTED
TRANE INC
TT
– –
-298
Closed -$49K
BAY
1155
DELISTED
BAYER AG SPONS ADR
BAY
– –
-500
Closed -$8K
VASO
1156
DELISTED
VASOMEDICAL INC
VASO
– –
-2,000
Closed –
GMTA
1157
DELISTED
GATX Corporation 5.625% Senior Notes 5/30/2066
GMTA
– –
-400
Closed -$10K
C.PRK
1158
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
– –
-5,740
Closed -$163K
GS.PRJ
1159
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
– –
-455,276
Closed -$12.3M
STAR.PRG
1160
DELISTED
ISTAR INC. 7.65% Series G Cumulative Redeemable Preferred Stock
STAR.PRG
– –
-300
Closed -$8K
RZA
1161
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
– –
-51
Closed -$1K
PNC.PRP
1162
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
– –
-246,320
Closed -$6.56M
USB.PRM
1163
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
– –
-138,760
Closed -$3.61M
PUK.PR
1164
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
– –
-200
Closed -$6K
ALLY.PRA
1165
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
– –
-300
Closed -$8K
UZA
1166
DELISTED
United States Cellular Corp. 6.95% Senior Notes due 2060
UZA
– –
-300
Closed -$8K
RNR.PRE
1167
DELISTED
RENAISSANCERE HOLDINGS LTD 5.375% SER E
RNR.PRE
– –
-493
Closed -$13K
GS.PRN
1168
DELISTED
Goldman Sachs Group, Inc., The Depositary Shares, Each Representing 1/1,000th Interest in a Share of
GS.PRN
– –
-24,112
Closed -$613K
FTR
1169
DELISTED
Frontier Communications Corp.
FTR
– –
-5
Closed –
PWT
1170
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
– –
-860
Closed -$45K
ULQ
1171
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
– –
-1,645
Closed -$83K
CB
1172
DELISTED
CHUBB CORPORATION
CB
– –
-176
Closed -$28K
ASTI
1173
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
– –
-10,000
Closed –
JPM.PRG
1174
DELISTED
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
– –
-126,748
Closed -$3.23M
PSA.PRC
1175
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 5.125% Cumulative Preferred Share of
PSA.PRC
– –
-3,490
Closed -$89K
44 45 46
47
48

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Sonora Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Sonora Investment Management held 2,006 positions worth $765M, down 40% from $1.27B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management withdrew a net $545M in Q2 2021, closing 1,005 positions and reducing 98 holdings. Its most notable exit was Bank of America Depository Shares Series KK, an estimated $13.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 13% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in RTX Corp worth $9.66M.

  • Sonora Investment Management's largest Q2 2021 buy was RTX Corp: 113,243 shares worth $9.66M.
  • Sonora Investment Management added most to Leggett & Platt in Q2 2021, an estimated $1.29M increase.
  • Sonora Investment Management's biggest Q2 2021 reduction was Wells Fargo, cutting an estimated $434K.
  • Sonora Investment Management fully exited Bank of America Depository Shares Series KK in Q2 2021, selling an estimated $13.3M.
  • Sonora Investment Management's ten largest holdings make up 26% of its $765M portfolio in Q2 2021.
  • Sonora Investment Management opened 212 new positions and closed 1,005 in Q2 2021.
  • Sonora Investment Management's portfolio value fell 40% quarter-over-quarter to $765M.

Based on Sonora Investment Management's 13F filing for Q2 2021, filed 20 Oct 2021.