SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,006
New
Increased
Reduced
Closed

Top Buys

1
+$9.53M
2
+$1.66M
3
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTP
1151
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
– –
-700
AABA
1152
DELISTED
Altaba Inc
AABA
– –
-100
AA.PR
1153
DELISTED
Alcoa Inc $3.75 Preferred Stock
AA.PR
– –
-23
OUBS
1154
DELISTED
USB AG (NEW)
OUBS
– –
-180
UZA
1155
DELISTED
United States Cellular Corp. 6.95% Senior Notes due 2060
UZA
– –
-300
GS.PRJ
1156
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
– –
-455,276
PNC.PRP
1157
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
– –
-246,320
BAC.PRA
1158
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000 th interest in a share of
BAC.PRA
– –
-500
CIO.PRA
1159
DELISTED
City Office REIT 6.625% Series A Preferred Stock
CIO.PRA
– –
-885
CKPT
1160
DELISTED
Checkpoint Therapeutics
CKPT
$0 ﹤0.01%
+12
CMS icon
1161
CMS Energy
CMS
$24B
– –
-56
CNO icon
1162
CNO Financial Group
CNO
$3.85B
$0 ﹤0.01%
7
EAI
1163
Entergy Arkansas First Mortgage Bonds 4.875% Series due Sept 1 2066
EAI
$338M
– –
-200
ECF.PRA
1164
Ellsworth Growth and Income Fund Ltd 5.25% Series A Preferred Shares
ECF.PRA
– –
-400
FCEL icon
1165
FuelCell Energy
FCEL
$371M
– –
0
FITBI
1166
Fifth Third Bancorp Depositary Shares
FITBI
– –
-288,991
GTX icon
1167
Garrett Motion
GTX
$3.33B
$0 ﹤0.01%
12
HACK icon
1168
Amplify Cybersecurity ETF
HACK
$1.96B
– –
-250
HFRO.PRA
1169
Highland Opportunities and Income Fund 5.375% Series A Preferred Shares
HFRO.PRA
$97M
– –
-400
HP icon
1170
Helmerich & Payne
HP
$3.62B
$0 ﹤0.01%
15
ICLN icon
1171
iShares Global Clean Energy ETF
ICLN
$2.19B
$0 ﹤0.01%
+5
IIPR icon
1172
Innovative Industrial Properties
IIPR
$1.5B
– –
-250
IIPR.PRA icon
1173
Innovative Industrial Properties 9.00% Series A Preferred Stock
IIPR.PRA
$13.4M
– –
-500
RGLS
1174
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
2
BC.PRB
1175
DELISTED
Brunswick Corporation 6.625% Senior Notes due 2049
BC.PRB
– –
-400
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