SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,005
New
Increased
Reduced
Closed

Top Buys

1
+$9.66M
2
+$1.83M
3
+$1.3M
4
LEG icon
Leggett & Platt
LEG
+$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO.PRA
1151
Highland Opportunities and Income Fund 5.375% Series A Preferred Shares
HFRO.PRA
$93.6M
– –
-400
HP icon
1152
Helmerich & Payne
HP
$3.43B
$0 ﹤0.01%
15
ICLN icon
1153
iShares Global Clean Energy ETF
ICLN
$2.1B
$0 ﹤0.01%
+5
IIPR icon
1154
Innovative Industrial Properties
IIPR
$1.36B
– –
-250
IIPR.PRA icon
1155
Innovative Industrial Properties 9.00% Series A Preferred Stock
IIPR.PRA
$13.9M
– –
-500
RGLS
1156
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
2
BC.PRB
1157
DELISTED
Brunswick Corporation 6.625% Senior Notes due 2049
BC.PRB
– –
-400
OPINI
1158
DELISTED
Office Properties Income Trust 5.875% Senior Notes due 2046
OPINI
– –
-399
TFC.PRH
1159
DELISTED
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
– –
-186,287
WRB.PRD
1160
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
– –
-400
DLR.PRC
1161
DELISTED
Digital Realty Trust, Inc. 6.625 Percent Series C Cumulative Redeemable Perpetual Preferred Stock
DLR.PRC
– –
-500
TDE
1162
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 6.875% SER NTS DUE 2059
TDE
– –
-241
TELOZ
1163
DELISTED
TEL OFFSHORE TRUST UBI
TELOZ
– –
-7
AA.PR
1164
DELISTED
Alcoa Inc $3.75 Preferred Stock
AA.PR
– –
-23
WAVX
1165
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
– –
-1
IEH
1166
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
– –
-267
OUBS
1167
DELISTED
USB AG (NEW)
OUBS
– –
-180
DASTY
1168
DELISTED
DASSAULT SYSTEMES SA ADR
DASTY
– –
-150
TMA
1169
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
– –
-105
TT
1170
DELISTED
TRANE INC
TT
– –
-298
BAY
1171
DELISTED
BAYER AG SPONS ADR
BAY
– –
-500
VASO
1172
DELISTED
VASOMEDICAL INC
VASO
– –
-2,000
GMTA
1173
DELISTED
GATX Corporation 5.625% Senior Notes 5/30/2066
GMTA
– –
-400
UZA
1174
DELISTED
United States Cellular Corp. 6.95% Senior Notes due 2060
UZA
– –
-300
GS.PRJ
1175
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
– –
-455,276
44 45 46
47
48