SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,006
New
Increased
Reduced
Closed

Top Buys

1
+$9.53M
2
+$1.66M
3
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.99%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTW
1126
DTE Energy Company 2017 Series E 5.25% Junior Subordinated Debentures due 2077
DTW
$347M
– –
-200
FITBO
1127
Fifth Third Bancorp Series K Preferred Stock
FITBO
– –
-66,800
FITBP
1128
Fifth Third Bancorp Series A Preferred Stock
FITBP
$189M
– –
-65
FNDC icon
1129
Schwab Fundamental International Small Company Index ETF
FNDC
$3.32B
– –
-155
FPE icon
1130
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$0 ﹤0.01%
+8
GGT.PRE
1131
Gabelli Multimedia Trust 5.125% Series E Preferred Stock
GGT.PRE
$34.4M
– –
-400
GLNG icon
1132
Golar LNG
GLNG
$5.67B
– –
-300
GOOD
1133
Gladstone Commercial Corp
GOOD
$622M
– –
-270
IIPR icon
1134
Innovative Industrial Properties
IIPR
$1.56B
– –
-250
IIPR.PRA icon
1135
Innovative Industrial Properties 9.00% Series A Preferred Stock
IIPR.PRA
$13.6M
– –
-500
IJR icon
1136
iShares Core S&P Small-Cap ETF
IJR
$102B
– –
-731
ILF icon
1137
iShares Latin America 40 ETF
ILF
$4.94B
– –
-180
INN.PRE
1138
Summit Hotel Properties 6.250% Series E Preferred Stock
INN.PRE
$118M
– –
-14,065
JAZZ icon
1139
Jazz Pharmaceuticals
JAZZ
$12.7B
$0 ﹤0.01%
+2
JPM.PRC icon
1140
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
$1.88B
– –
-268,115
JSM
1141
Navient Corp 6% Senior Notes due December 15 2043
JSM
– –
-750
MET.PRF icon
1142
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
$764M
– –
-299,550
MLPA icon
1143
Global X MLP ETF
MLPA
$2.19B
– –
-233
NANR icon
1144
State Street SPDR S&P North American Natural Resources ETF
NANR
$787M
– –
-44
NGG icon
1145
National Grid
NGG
$88B
– –
-88
NTRSO icon
1146
Northern Trust Corp Series E Preferred Stock
NTRSO
$306M
– –
-200
ALL.PRH icon
1147
Allstate Corp
ALL.PRH
$958M
– –
-343,774
RA
1148
Brookfield Real Assets Income Fund
RA
$718M
– –
-624
APHA
1149
DELISTED
Aphria Inc. Common Shares
APHA
– –
-100
ACB
1150
Aurora Cannabis
ACB
$206M
$0 ﹤0.01%
+5
44 45
46
47 48