SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,005
New
Increased
Reduced
Closed

Top Buys

1
+$9.66M
2
+$1.83M
3
+$1.3M
4
LEG icon
Leggett & Platt
LEG
+$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS.PRL icon
1126
Morgan Stanley 4.875% Series L Preferred Stock
MS.PRL
$417M
– –
-1,200
NANR icon
1127
SPDR S&P North American Natural Resources ETF
NANR
$773M
– –
-44
NGG icon
1128
National Grid
NGG
$74.1B
– –
-87
NTRSO icon
1129
Northern Trust Corp Series E Preferred Stock
NTRSO
$314M
– –
-200
OPP.PRA
1130
RiverNorth/DoubleLine Strategic Opportunity Fund 4.375% Series A Preferred Stock
OPP.PRA
$41.1M
– –
-800
OVV icon
1131
Ovintiv
OVV
$10.3B
– –
-400
OXY.WS icon
1132
Occidental Petroleum Corp Warrants
OXY.WS
$18.2B
$0 ﹤0.01%
31
PBI.PRB icon
1133
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$358M
– –
-800
PMTS icon
1134
CPI Card Group
PMTS
$205M
– –
-40
PMT.PRA
1135
PennyMac Mortgage Investment Trust 8.125% Series A Preferred Shares
PMT.PRA
$111M
– –
-900
PSA.PRG icon
1136
Public Storage 5.05% Series G Preferred Share
PSA.PRG
$250M
– –
-400
QRVO icon
1137
Qorvo
QRVO
$8.26B
$0 ﹤0.01%
1
RA
1138
Brookfield Real Assets Income Fund
RA
$716M
– –
-624
REZI icon
1139
Resideo Technologies
REZI
$5.43B
– –
-20
RF.PRC icon
1140
Regions Financial Corp 5.700% Series C Preferred Stock
RF.PRC
$475M
– –
-600
RGA icon
1141
Reinsurance Group of America
RGA
$13.3B
$0 ﹤0.01%
3
RGLS
1142
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
2
RMR icon
1143
The RMR Group
RMR
$268M
– –
-5
RWR icon
1144
State Street SPDR Dow Jones REIT ETF
RWR
$1.66B
– –
-126
SBI
1145
Western Asset Intermediate Muni Fund
SBI
$110M
– –
-4,280
SCE.PRJ
1146
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
$331M
– –
-400
SCE.PRK
1147
SCE TRUST V
SCE.PRK
$305M
– –
-600
SCE.PRL
1148
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$334M
– –
-400
SCHW.PRD icon
1149
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$753M
– –
-233,530
SCI icon
1150
Service Corp International
SCI
$11.1B
– –
-99
44 45
46
47 48