SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,005
New
Increased
Reduced
Closed

Top Buys

1
+$9.66M
2
+$1.83M
3
+$1.3M
4
LEG icon
Leggett & Platt
LEG
+$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL.PRB icon
1126
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$522M
– –
-153
AHT.PRF
1127
Ashford Hospitality Trust Series F
AHT.PRF
$11.7M
– –
-200
ACR.PRC
1128
ACRES Commercial Realty Corp Series C
ACR.PRC
$120M
– –
-400
ACB
1129
Aurora Cannabis
ACB
$236M
$0 ﹤0.01%
+5
LMHB
1130
DELISTED
Legg Mason, Inc. 5.45% Junior Subordinated Notes due 2056
LMHB
– –
-400
JE
1131
DELISTED
Just Energy Group Inc
JE
– –
-372
AMTD
1132
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-1,000
MNK
1133
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-200
NEE.PRK
1134
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
– –
-1,375
COF.PRG
1135
DELISTED
Capital One Financial Corporation
COF.PRG
– –
-1,200
CIO.PRA
1136
DELISTED
City Office REIT 6.625% Series A Preferred Stock
CIO.PRA
– –
-885
CKPT
1137
DELISTED
Checkpoint Therapeutics
CKPT
$0 ﹤0.01%
+12
CMS icon
1138
CMS Energy
CMS
$21.6B
– –
-56
CNO icon
1139
CNO Financial Group
CNO
$3.99B
$0 ﹤0.01%
7
EAI
1140
Entergy Arkansas First Mortgage Bonds 4.875% Series due Sept 1 2066
EAI
$347M
– –
-200
ECF.PRA
1141
Ellsworth Growth and Income Fund Ltd 5.25% Series A Preferred Shares
ECF.PRA
$25.2M
– –
-400
FCEL icon
1142
FuelCell Energy
FCEL
$429M
– –
0
FITBI icon
1143
Fifth Third Bancorp Depositary Shares
FITBI
– –
-288,991
FITBO icon
1144
Fifth Third Bancorp Series K Preferred Stock
FITBO
– –
-66,800
FITBP icon
1145
Fifth Third Bancorp Series A Preferred Stock
FITBP
$197M
– –
-65
FNDC icon
1146
Schwab Fundamental International Small Company Index ETF
FNDC
$3.21B
– –
-155
FPE icon
1147
First Trust Preferred Securities and Income ETF
FPE
$6.45B
$0 ﹤0.01%
+8
GGT.PRE
1148
Gabelli Multimedia Trust 5.125% Series E Preferred Stock
GGT.PRE
$35.8M
– –
-400
GTX icon
1149
Garrett Motion
GTX
$3.55B
$0 ﹤0.01%
12
HACK icon
1150
Amplify Cybersecurity ETF
HACK
$2B
– –
-250
44 45
46
47 48