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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$765M
AUM Growth
-$505M
Cap. Flow
-$545M
Cap. Flow %
-71.28%
Top 10 Hldgs %
25.9%
Holding
2,006
New
212
Increased
258
Reduced
98
Closed
1,005

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$9.53M
2
TGT icon
Target
TGT
+$1.66M
3
LEG icon
Leggett & Platt
LEG
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

Rank Stock Value
1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
+$9.29M
4
FITB.PRI
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

Rank Sector Weight
1 Technology 24.93%
2 Industrials 11.99%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LK
1126
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-2,550
Closed -$22K
KTP
1127
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
– –
-700
Closed –
AABA
1128
DELISTED
Altaba Inc
AABA
– –
-100
Closed -$1K
AKAO
1129
DELISTED
Achaogen Inc
AKAO
– –
-1,000
Closed –
AFSS
1130
DELISTED
AmTrust Financial Services, Inc.
AFSS
– –
-200
Closed -$4K
SODA
1131
DELISTED
SodaStream International Ltd
SODA
– –
-200
Closed –
KKR.PRA
1132
DELISTED
KKR & Co. Inc. 6.75% Series A Preferred Units
KKR.PRA
– –
-700
Closed -$18K
KKR.PRB
1133
DELISTED
KKR & Co. Inc. 6.50% Series B Preferred Unit
KKR.PRB
– –
-200
Closed -$5K
ACTA
1134
DELISTED
Actua Corp
ACTA
– –
-1
Closed –
JPM.PRD.CL
1135
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
– –
-65
Closed -$2K
DD
1136
DELISTED
Du Pont De Nemours E I
DD
– –
-378
Closed -$29K
AA.PR
1137
DELISTED
Alcoa Inc $3.75 Preferred Stock
AA.PR
– –
-23
Closed -$1K
WAVX
1138
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
– –
-1
Closed –
IEH
1139
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
– –
-267
Closed -$7K
OUBS
1140
DELISTED
USB AG (NEW)
OUBS
– –
-180
Closed -$3K
SI
1141
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-48
Closed -$4K
ECTY
1142
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
– –
-833
Closed –
HDY
1143
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
– –
-13
Closed –
JPM.PRJ
1144
DELISTED
JP MORGAN CHASE CAPITAL X PFD
JPM.PRJ
– –
-56,323
Closed -$1.49M
MRNA
1145
DELISTED
MARINA BIOTECH INC COM STK (DE)
MRNA
– –
-340
Closed -$45K
KRY
1146
DELISTED
CRYSTALLEX INTERNATIONAL CP
KRY
– –
-50
Closed –
REP
1147
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
– –
-200
Closed -$2K
AHD
1148
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
– –
-1,349
Closed -$16K
TELOZ
1149
DELISTED
TEL OFFSHORE TRUST UBI
TELOZ
– –
-7
Closed –
GM
1150
DELISTED
GEN MOTORS CORP
GM
– –
-153
Closed -$9K
44 45
46
47 48

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Sonora Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Sonora Investment Management held 2,006 positions worth $765M, down 40% from $1.27B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management withdrew a net $545M in Q2 2021, closing 1,005 positions and reducing 98 holdings. Its most notable exit was Bank of America Depository Shares Series KK, an estimated $13.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 13% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in RTX Corp worth $9.66M.

  • Sonora Investment Management's largest Q2 2021 buy was RTX Corp: 113,243 shares worth $9.66M.
  • Sonora Investment Management added most to Leggett & Platt in Q2 2021, an estimated $1.29M increase.
  • Sonora Investment Management's biggest Q2 2021 reduction was Wells Fargo, cutting an estimated $434K.
  • Sonora Investment Management fully exited Bank of America Depository Shares Series KK in Q2 2021, selling an estimated $13.3M.
  • Sonora Investment Management's ten largest holdings make up 26% of its $765M portfolio in Q2 2021.
  • Sonora Investment Management opened 212 new positions and closed 1,005 in Q2 2021.
  • Sonora Investment Management's portfolio value fell 40% quarter-over-quarter to $765M.

Based on Sonora Investment Management's 13F filing for Q2 2021, filed 20 Oct 2021.