SIM

Sonora Investment Management Portfolio holdings

AUM $798M
This Quarter Return
+9.26%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$977M
AUM Growth
+$977M
Cap. Flow
+$30.6M
Cap. Flow %
3.13%
Top 10 Hldgs %
21.88%
Holding
2,077
New
292
Increased
244
Reduced
246
Closed
183

Top Buys

1
ALL.PRH icon
Allstate Corp
ALL.PRH
$11.1M
2
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$11M
3
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$9.96M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$6.71M
5
JPM.PRC icon
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
JPM.PRC
$4.22M

Top Sells

1
RTN
Raytheon Company
RTN
$4.6M
2
AMZN icon
Amazon
AMZN
$1.44M
3
NFLX icon
Netflix
NFLX
$1.27M
4
FI icon
Fiserv
FI
$1.04M
5
ADBE icon
Adobe
ADBE
$471K

Sector Composition

1 Technology 12.22%
2 Consumer Staples 5.91%
3 Healthcare 4.48%
4 Industrials 4.12%
5 Financials 3.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DLR.PRK icon
1101
Digital Realty Trust, Inc. 5.850% Series K Cumulative Redeemable Preferred Stock, par value $0.01 per share
DLR.PRK
$206M
– –
-57
Closed -$1K
DLR.PRL icon
1102
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
$293M
– –
-62
Closed -$1K
DSL
1103
DoubleLine Income Solutions Fund
DSL
$1.42B
– –
-600
Closed -$8K
DUKB
1104
Duke Energy Corporation 5.625% Junior Subordinated Debentures due 2078
DUKB
$491M
– –
-28
Closed -$1K
DUK.PRA icon
1105
Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock
DUK.PRA
$988M
– –
-82
Closed -$2K
EBND icon
1106
SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.04B
$0 ﹤0.01%
13
+2
+18% –
EQNR icon
1107
Equinor
EQNR
$62.5B
$0 ﹤0.01%
+32
New –
EVG
1108
Eaton Vance Short Duration Diversified Income Fund
EVG
$151M
– –
-200
Closed -$2K
EZU icon
1109
iShare MSCI Eurozone ETF
EZU
$7.74B
– –
-106
Closed -$3K
FALN icon
1110
iShares Fallen Angels USD Bond ETF
FALN
$1.85B
– –
-430
Closed -$10K
FCEL icon
1111
FuelCell Energy
FCEL
$90.3M
$0 ﹤0.01%
4
– –
FIVN icon
1112
FIVE9
FIVN
$1.98B
– –
-125
Closed -$10K
FL icon
1113
Foot Locker
FL
$2.3B
$0 ﹤0.01%
+6
New –
FLOT icon
1114
iShares Floating Rate Bond ETF
FLOT
$9.11B
– –
-390
Closed -$19K
FMC icon
1115
FMC
FMC
$4.72B
$0 ﹤0.01%
+3
New –
FNCL icon
1116
Fidelity MSCI Financials Index ETF
FNCL
$2.34B
– –
-145
Closed -$4K
FNDC icon
1117
Schwab Fundamental International Small Company Index ETF
FNDC
$2.95B
$0 ﹤0.01%
9
+5
+125% –
FNDE icon
1118
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$7.31B
$0 ﹤0.01%
7
-89
-93% –
FNDF icon
1119
Schwab Fundamental International Large Company Index ETF
FNDF
$17.1B
$0 ﹤0.01%
18
-119
-87% –
FRA icon
1120
BlackRock Floating Rate Income Strategies Fund
FRA
$468M
– –
-140
Closed -$1K
FSTA icon
1121
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.34B
– –
-105
Closed -$3K
FXF icon
1122
Invesco CurrencyShares Swiss Franc Trust
FXF
$375M
– –
-1,000
Closed -$95K
GNL.PRA icon
1123
Global Net Lease, Inc. 7.25% Series A Cumulative Redeemable Preferred Stock, $0.01 par value per share
GNL.PRA
$126M
$0 ﹤0.01%
18
– –
GTX icon
1124
Garrett Motion
GTX
$2.6B
$0 ﹤0.01%
12
– –
GWRE icon
1125
Guidewire Software
GWRE
$18.1B
– –
-25
Closed -$2K
43 44
45
46 47