SIM

Sonora Investment Management Portfolio holdings

AUM $798M
This Quarter Return
+6.67%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$765M
AUM Growth
+$765M
Cap. Flow
-$543M
Cap. Flow %
-70.97%
Top 10 Hldgs %
25.9%
Holding
2,005
New
209
Increased
264
Reduced
98
Closed
1,004

Top Buys

1
RTX icon
RTX Corp
RTX
$9.66M
2
TGT icon
Target
TGT
$1.83M
3
AMZN icon
Amazon
AMZN
$1.3M
4
LEG icon
Leggett & Platt
LEG
$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
$1.26M

Top Sells

1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
$8.14M
5
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UZC
1076
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2064
UZC
– –
-475
Closed -$12K
HWCPL
1077
DELISTED
Hancock Whitney Corporation 5.95% Subordinated Notes due 2045
HWCPL
– –
-600
Closed -$15K
TCBIP
1078
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
– –
-950
Closed -$24K
OPINI
1079
DELISTED
Office Properties Income Trust 5.875% Senior Notes due 2046
OPINI
– –
-399
Closed -$10K
TFC.PRH
1080
DELISTED
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
– –
-186,287
Closed -$4.72M
WRB.PRD
1081
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
– –
-400
Closed -$10K
DLR.PRC
1082
DELISTED
Digital Realty Trust, Inc. 6.625 Percent Series C Cumulative Redeemable Perpetual Preferred Stock
DLR.PRC
– –
-500
Closed -$13K
TDE
1083
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 6.875% SER NTS DUE 2059
TDE
– –
-241
Closed -$6K
TDJ
1084
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
– –
-600
Closed -$15K
APHA
1085
DELISTED
Aphria Inc. Common Shares
APHA
– –
-100
Closed -$2K
GNMK
1086
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-400
Closed -$10K
BXP.PRB
1087
DELISTED
BOSTON PROPERTIES, INC. Depositary Shares, each representing 1/100th of a share of the Issuers 5.25
BXP.PRB
– –
-400
Closed -$10K
MNK
1088
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-200
Closed –
AMTD
1089
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-1,000
Closed -$65K
JE
1090
DELISTED
Just Energy Group Inc
JE
– –
-372
Closed –
LMHB
1091
DELISTED
Legg Mason, Inc. 5.45% Junior Subordinated Notes due 2056
LMHB
– –
-400
Closed -$10K
LK
1092
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-2,550
Closed -$22K
KTP
1093
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
– –
-700
Closed –
AABA
1094
DELISTED
Altaba Inc. Common Stock
AABA
– –
-100
Closed -$1K
AKAO
1095
DELISTED
Achaogen, Inc.
AKAO
– –
-1,000
Closed –
AFSS
1096
DELISTED
AmTrust Financial Services, Inc.
AFSS
– –
-200
Closed -$4K
SODA
1097
DELISTED
SodaStream International Ltd
SODA
– –
-200
Closed –
KKR.PRA
1098
DELISTED
KKR & Co. Inc. 6.75% Series A Preferred Units
KKR.PRA
– –
-700
Closed -$18K
KKR.PRB
1099
DELISTED
KKR & Co. Inc. 6.50% Series B Preferred Unit
KKR.PRB
– –
-200
Closed -$5K
ACTA
1100
DELISTED
Actua Corporation
ACTA
– –
-1
Closed –
42 43
44
45 46