SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,005
New
Increased
Reduced
Closed

Top Buys

1
+$9.66M
2
+$1.83M
3
+$1.3M
4
LEG icon
Leggett & Platt
LEG
+$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKAO
1076
DELISTED
Achaogen Inc
AKAO
– –
-1,000
AFSS
1077
DELISTED
AmTrust Financial Services, Inc.
AFSS
– –
-200
SODA
1078
DELISTED
SodaStream International Ltd
SODA
– –
-200
KKR.PRA
1079
DELISTED
KKR & Co. Inc. 6.75% Series A Preferred Units
KKR.PRA
– –
-700
KKR.PRB
1080
DELISTED
KKR & Co. Inc. 6.50% Series B Preferred Unit
KKR.PRB
– –
-200
ACTA
1081
DELISTED
Actua Corp
ACTA
– –
-1
JPM.PRD.CL
1082
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
– –
-65
DD
1083
DELISTED
Du Pont De Nemours E I
DD
– –
-378
SI
1084
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-48
ECTY
1085
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
– –
-833
HDY
1086
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
– –
-13
JPM.PRJ
1087
DELISTED
JP MORGAN CHASE CAPITAL X PFD
JPM.PRJ
– –
-56,323
MRNA
1088
DELISTED
MARINA BIOTECH INC COM STK (DE)
MRNA
– –
-340
REP
1089
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
– –
-200
AHD
1090
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
– –
-1,349
GM
1091
DELISTED
GEN MOTORS CORP
GM
– –
-153
BUD
1092
DELISTED
ANHEUSER BUSCH COS INC
BUD
– –
-134
C.PRK
1093
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
– –
-5,740
RZA
1094
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
– –
-51
USB.PRM
1095
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
– –
-138,760
PUK.PR
1096
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
– –
-200
ALLY.PRA
1097
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
– –
-300
RNR.PRE
1098
DELISTED
RENAISSANCERE HOLDINGS LTD 5.375% SER E
RNR.PRE
– –
-493
GS.PRN
1099
DELISTED
Goldman Sachs Group, Inc., The Depositary Shares, Each Representing 1/1,000th Interest in a Share of
GS.PRN
– –
-24,112
FTR
1100
DELISTED
Frontier Communications Corp.
FTR
– –
-5
42 43
44
45 46