SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TEVA icon
1076
Teva Pharmaceuticals
TEVA
$22.1B
– –
-400
Closed -$4K
TIP icon
1077
iShares TIPS Bond ETF
TIP
$13.6B
– –
-800
Closed -$101K
TNL icon
1078
Travel + Leisure Co
TNL
$4.1B
– –
-75
Closed -$2K
UAA icon
1079
Under Armour
UAA
$2.19B
– –
-100
Closed -$1K
USHY icon
1080
iShares Broad USD High Yield Corporate Bond ETF
USHY
$25.3B
– –
-85
Closed -$3K
VBR icon
1081
Vanguard Small-Cap Value ETF
VBR
$31.7B
– –
-35
Closed -$4K
VCLT icon
1082
Vanguard Long-Term Corporate Bond ETF
VCLT
$6.89B
– –
-71
Closed -$8K
VCSH icon
1083
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
– –
-1,300
Closed -$108K
VDC icon
1084
Vanguard Consumer Staples ETF
VDC
$7.63B
– –
-100
Closed -$16K
VOX icon
1085
Vanguard Communication Services ETF
VOX
$5.82B
– –
-28
Closed -$3K
WATT icon
1086
Energous
WATT
$12.8M
– –
0
– –
WFC.PRL icon
1087
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.93B
– –
-5
Closed -$7K
WH icon
1088
Wyndham Hotels & Resorts
WH
$6.71B
– –
-75
Closed -$4K
WLK icon
1089
Westlake Corp
WLK
$11.3B
– –
0
– –
XLU icon
1090
Utilities Select Sector SPDR Fund
XLU
$20.5B
– –
-21
Closed -$1K
NTRP icon
1091
NextTrip
NTRP
$32M
– –
0
– –
QNTM
1092
Quantum Biopharma Ltd. Class B Subordinate Voting Shares
QNTM
$49.6M
– –
-2
Closed –
CFG.PRD
1093
DELISTED
Citizens Financial Group, Inc. Depositary Shares, each representing a 1/40th Interest in a Share of 6.350% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
CFG.PRD
– –
-83
Closed -$2K
WRK
1094
DELISTED
WestRock Company
WRK
– –
-780
Closed -$27K
NTG
1095
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-100
Closed -$1K
GOL
1096
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
20
– –
FRC.PRJ
1097
DELISTED
First Republic Bank Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.70% Noncumulative Perpetual Series J Preferred Stock
FRC.PRJ
– –
-32
Closed -$1K
SRNE
1098
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-61,804
Closed -$689K
SJIJ
1099
DELISTED
South Jersey Industries, Inc. 5.625% Junior Subordinated Notes due 2079
SJIJ
– –
-30
Closed -$1K
PSB.PRZ
1100
DELISTED
PS Business Parks, Inc. Depositary Shares Each Representing 1/1000 of a Share of 4.875% Cumulative Preferred Stock, Series Z
PSB.PRZ
– –
-31
Closed -$1K
41 42 43
44
45