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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTS.PRA
1076
DELISTED
Ladenburg Thalmann Financial Services Inc. 8.00% Series A
LTS.PRA
– –
-100
Closed -$3K
COF.PRP.CL
1077
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
– –
-400
Closed -$10K
JPM.PRF.CL
1078
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
– –
-333
Closed -$9K
LPT
1079
DELISTED
Liberty Property Trust
LPT
– –
-56
Closed -$3K
ECCA.CL
1080
DELISTED
Eagle Point Credit Company Inc. Series A Term Preferred Stock due 2022 Called for Redemption
ECCA.CL
– –
-283
Closed -$7K
ALL.PRA.CL
1081
DELISTED
Allstate Corporation Depositary Shares
ALL.PRA.CL
– –
-470
Closed -$12K
DF
1082
DELISTED
Dean Foods Company
DF
$0 ﹤0.01%
300
– –
AABA
1083
DELISTED
Altaba Inc
AABA
$0 ﹤0.01%
125
– –
AKAO
1084
DELISTED
Achaogen Inc
AKAO
$0 ﹤0.01%
1,000
– –
TFCFA
1085
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-29
Closed -$1K
SODA
1086
DELISTED
SodaStream International Ltd
SODA
$0 ﹤0.01%
200
– –
ACTA
1087
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
1
– –
TERP
1088
DELISTED
TerraForm Power, Inc
TERP
– –
-1,300
Closed -$20K
CLNY
1089
DELISTED
Colony Capital, Inc.
CLNY
– –
-807
Closed -$4K
AA.PR
1090
DELISTED
Alcoa Inc $3.75 Preferred Stock
AA.PR
$0 ﹤0.01%
23
– –
CRC
1091
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
2
– –
WAVX
1092
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
+1
New –
CMK
1093
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$0 ﹤0.01%
5,516
– –
OUBS
1094
DELISTED
USB AG (NEW)
OUBS
– –
-171
Closed -$2K
ECTY
1095
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
833
– –
HDY
1096
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$0 ﹤0.01%
13
– –
HIT
1097
DELISTED
HITACHI LTD ADR (10COM)NEW
HIT
– –
-41
Closed -$3K
TELOZ
1098
DELISTED
TEL OFFSHORE TRUST UBI
TELOZ
$0 ﹤0.01%
7
– –
GM
1099
DELISTED
GEN MOTORS CORP
GM
– –
-193
Closed -$7K
NT
1100
DELISTED
NORTEL NETWORKS CRP(HLDG CO) NEW
NT
$0 ﹤0.01%
10
– –
41 42 43
44
45

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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.