SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.67%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$765M
AUM Growth
-$505M
Cap. Flow
-$544M
Cap. Flow %
-71.19%
Top 10 Hldgs %
25.9%
Holding
2,005
New
210
Increased
258
Reduced
98
Closed
1,004

Top Buys

1
RTX icon
RTX Corp
RTX
$9.66M
2
TGT icon
Target
TGT
$1.83M
3
AMZN icon
Amazon
AMZN
$1.3M
4
LEG icon
Leggett & Platt
LEG
$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
$1.26M

Top Sells

1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
$8.14M
5
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BAC.PRA
1051
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000 th interest in a share of
BAC.PRA
– –
-500
Closed -$13K
ACB
1052
Aurora Cannabis
ACB
$276M
$0 ﹤0.01%
+5
New –
ACR.PRC
1053
ACRES Commercial Realty Corp Series C
ACR.PRC
$122M
– –
-400
Closed -$10K
AHT.PRF
1054
Ashford Hospitality Trust Series F
AHT.PRF
$15.5M
– –
-200
Closed -$5K
ALL.PRB icon
1055
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$521M
– –
-153
Closed -$4K
ALL.PRH icon
1056
Allstate Corp
ALL.PRH
$1.03B
– –
-343,774
Closed -$9.29M
AMC icon
1057
AMC Entertainment Holdings
AMC
$1.41B
– –
-2
Closed –
AMRN
1058
Amarin Corp
AMRN
$313M
$0 ﹤0.01%
2
– –
AQB icon
1059
AquaBounty Technologies
AQB
$5.12M
– –
0
– –
ARCC icon
1060
Ares Capital
ARCC
$15.8B
– –
-1,295
Closed -$24K
ASIX icon
1061
AdvanSix
ASIX
$576M
$0 ﹤0.01%
1
– –
AUUDW
1062
Auddia Inc Warrants
AUUDW
$70.4K
$0 ﹤0.01%
+40
New –
BAC.PRB icon
1063
Bank of America Depository Shares Series GG
BAC.PRB
$1.38B
– –
-350
Closed -$10K
BAC.PRK icon
1064
Bank of America Depository Shares Series HH
BAC.PRK
$860M
– –
-38
Closed -$1K
BAC.PRM icon
1065
Bank of America Depository Shares Series KK
BAC.PRM
$1.2B
– –
-490,599
Closed -$13.3M
BAC.PRN icon
1066
Bank of America Depository Shares Series LL
BAC.PRN
$1.11B
– –
-779
Closed -$21K
BB icon
1067
BlackBerry
BB
$2.27B
$0 ﹤0.01%
+10
New –
BCV.PRA
1068
Bancroft Fund Series A
BCV.PRA
$26.4M
– –
-200
Closed -$5K
BG icon
1069
Bunge Global
BG
$16.4B
– –
-27
Closed -$2K
BHR.PRD
1070
Braemar Hotels & Resorts Inc. 8.25% Series D Cumulative Preferred Stock, par value $0.01 per share
BHR.PRD
$32.3M
– –
-200
Closed -$5K
BLX icon
1071
Foreign Trade Bank of Latin America
BLX
$1.75B
– –
-1,500
Closed -$23K
BPMC
1072
DELISTED
Blueprint Medicines
BPMC
– –
-95
Closed -$9K
CHKP icon
1073
Check Point Software Technologies
CHKP
$20.6B
– –
-100
Closed -$11K
CHSCL
1074
CHS Inc Class B Cumulative Redeemable Preferred Stock, Series 4
CHSCL
$536M
– –
-700
Closed -$20K
CHSCN
1075
CHS Inc Preferred Class B Series 2 Reset Rate
CHSCN
$427M
– –
-350
Closed -$10K
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43
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