SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,005
New
Increased
Reduced
Closed

Top Buys

1
+$9.66M
2
+$1.83M
3
+$1.3M
4
LEG icon
Leggett & Platt
LEG
+$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRQ
1051
DELISTED
Wells Fargo & Co.
WFC.PRQ
– –
-149
UBP.PRH
1052
DELISTED
Urstadt Biddle Properties Inc. 6.250 Percent Series H Cumulative Redeemable Preferred Stock
UBP.PRH
– –
-23
SNP
1053
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-56
PBCT
1054
DELISTED
People's United Financial Inc
PBCT
– –
-60
BANC.PRE
1055
DELISTED
Banc of California, Inc Depositary Shares Each Representing a 1/40th Interest in a Share of 7.000% N
BANC.PRE
– –
-200
TRIT
1056
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$0 ﹤0.01%
+40
PSA.PRE
1057
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 4.90% Cumulative Preferred Share of B
PSA.PRE
– –
-200
PUK.PRA
1058
DELISTED
Prudential Public Limited Co. 6.50% Perp Sub Capital Sec.
PUK.PRA
– –
-945
LMRKO
1059
DELISTED
Landmark Infrastructure Partners LP Perpetual Preferred Units Series B 7.90%
LMRKO
– –
-300
DUKH
1060
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
– –
-400
WFC.PRX
1061
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
– –
-1,060
ATCO.PRG
1062
DELISTED
Atlas Corp. 8.20% Cumulative Redeemable Perpetual Preferred Shares - Series G
ATCO.PRG
– –
-200
GOODM
1063
DELISTED
Gladstone Commercial Corporation Series D Cumulative Redeemable Preferred Stock
GOODM
– –
-900
DTJ
1064
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
– –
-900
TCBIL
1065
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
– –
-400
UZC
1066
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2064
UZC
– –
-475
HWCPL
1067
DELISTED
Hancock Whitney Corporation 5.95% Subordinated Notes due 2045
HWCPL
– –
-600
TCBIP
1068
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
– –
-950
TDJ
1069
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
– –
-600
APHA
1070
DELISTED
Aphria Inc. Common Shares
APHA
– –
-100
GNMK
1071
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-400
BXP.PRB
1072
DELISTED
BOSTON PROPERTIES, INC. Depositary Shares, each representing 1/100th of a share of the Issuers 5.25
BXP.PRB
– –
-400
LK
1073
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-2,550
KTP
1074
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
– –
-700
AABA
1075
DELISTED
Altaba Inc
AABA
– –
-100
41 42
43
44 45