SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,006
New
Increased
Reduced
Closed

Top Buys

1
+$9.53M
2
+$1.66M
3
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS.PRN
1051
DELISTED
Goldman Sachs Group, Inc., The Depositary Shares, Each Representing 1/1,000th Interest in a Share of
GS.PRN
– –
-24,112
FTR
1052
DELISTED
Frontier Communications Corp.
FTR
– –
-5
PWT
1053
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
– –
-860
ULQ
1054
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
– –
-1,645
CB
1055
DELISTED
CHUBB CORPORATION
CB
– –
-176
ASTI
1056
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
– –
-10,000
JPM.PRG
1057
DELISTED
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
– –
-126,748
PSA.PRC
1058
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 5.125% Cumulative Preferred Share of
PSA.PRC
– –
-3,490
BB icon
1059
BlackBerry
BB
$1.97B
$0 ﹤0.01%
+10
ALL.PRB icon
1060
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$524M
– –
-153
AMRN
1061
Amarin Corp
AMRN
$323M
$0 ﹤0.01%
2
AQB icon
1062
AquaBounty Technologies
AQB
$3.88M
– –
0
ARCC icon
1063
Ares Capital
ARCC
$13.2B
– –
-1,295
ASIX icon
1064
AdvanSix
ASIX
$558M
$0 ﹤0.01%
1
AUUDW
1065
DELISTED
Auddia Inc Warrants
AUUDW
$0 ﹤0.01%
+40
BAC.PRB icon
1066
Bank of America Depository Shares Series GG
BAC.PRB
$1.35B
– –
-350
BAC.PRK icon
1067
Bank of America Depository Shares Series HH
BAC.PRK
$847M
– –
-38
BAC.PRM icon
1068
Bank of America Depository Shares Series KK
BAC.PRM
$1.17B
– –
-490,599
BAC.PRN icon
1069
Bank of America Depository Shares Series LL
BAC.PRN
$1.09B
– –
-779
BCV.PRA
1070
Bancroft Fund Series A
BCV.PRA
$25.9M
– –
-200
BG icon
1071
Bunge Global
BG
$24.4B
– –
-27
BHR.PRD
1072
Braemar Hotels & Resorts 8.25% Series D Preferred Stock
BHR.PRD
$28.4M
– –
-200
BLX icon
1073
Foreign Trade Bank of Latin America
BLX
$1.83B
– –
-1,500
BPMC
1074
DELISTED
Blueprint Medicines
BPMC
– –
-95
CHKP icon
1075
Check Point Software Technologies
CHKP
$16.5B
– –
-100
41 42
43
44 45