SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,006
New
Increased
Reduced
Closed

Top Buys

1
+$9.53M
2
+$1.66M
3
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.99%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTP
1051
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
– –
-700
AABA
1052
DELISTED
Altaba Inc
AABA
– –
-100
AKAO
1053
DELISTED
Achaogen Inc
AKAO
– –
-1,000
AFSS
1054
DELISTED
AmTrust Financial Services, Inc.
AFSS
– –
-200
SODA
1055
DELISTED
SodaStream International Ltd
SODA
– –
-200
KKR.PRA
1056
DELISTED
KKR & Co. Inc. 6.75% Series A Preferred Units
KKR.PRA
– –
-700
KKR.PRB
1057
DELISTED
KKR & Co. Inc. 6.50% Series B Preferred Unit
KKR.PRB
– –
-200
ACTA
1058
DELISTED
Actua Corp
ACTA
– –
-1
JPM.PRD.CL
1059
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
– –
-65
DD
1060
DELISTED
Du Pont De Nemours E I
DD
– –
-378
IEH
1061
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
– –
-267
SI
1062
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-48
ECTY
1063
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
– –
-833
HDY
1064
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
– –
-13
JPM.PRJ
1065
DELISTED
JP MORGAN CHASE CAPITAL X PFD
JPM.PRJ
– –
-56,323
MRNA
1066
DELISTED
MARINA BIOTECH INC COM STK (DE)
MRNA
– –
-340
KRY
1067
DELISTED
CRYSTALLEX INTERNATIONAL CP
KRY
– –
-50
REP
1068
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
– –
-200
AHD
1069
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
– –
-1,349
GM
1070
DELISTED
GEN MOTORS CORP
GM
– –
-153
BUD
1071
DELISTED
ANHEUSER BUSCH COS INC
BUD
– –
-134
DASTY
1072
DELISTED
DASSAULT SYSTEMES SA ADR
DASTY
– –
-150
TMA
1073
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
– –
-105
TT
1074
DELISTED
TRANE INC
TT
– –
-298
BAY
1075
DELISTED
BAYER AG SPONS ADR
BAY
– –
-500
41 42
43
44 45