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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$765M
AUM Growth
-$505M
Cap. Flow
-$545M
Cap. Flow %
-71.28%
Top 10 Hldgs %
25.9%
Holding
2,006
New
212
Increased
258
Reduced
98
Closed
1,005

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$9.53M
2
TGT icon
Target
TGT
+$1.66M
3
LEG icon
Leggett & Platt
LEG
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

Rank Stock Value
1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
+$9.29M
4
FITB.PRI
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

Rank Sector Weight
1 Technology 24.93%
2 Industrials 11.99%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REZI icon
1051
Resideo Technologies
REZI
$2.98B
– –
-20
Closed -$1K
RF.PRC icon
1052
Regions Financial Corp 5.700% Series C Preferred Stock
RF.PRC
$490M
– –
-600
Closed -$17K
RGA icon
1053
Reinsurance Group of America
RGA
$16B
$0 ﹤0.01%
3
– –
RGLS
1054
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
2
– –
RMR icon
1055
The RMR Group
RMR
$332M
– –
-5
Closed –
RWR icon
1056
State Street SPDR Dow Jones REIT ETF
RWR
$1.84B
– –
-126
Closed -$12K
SBI
1057
Western Asset Intermediate Muni Fund
SBI
$108M
– –
-4,280
Closed -$40K
SCE.PRJ
1058
DELISTED
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
– –
-400
Closed -$10K
SCE.PRK
1059
DELISTED
SCE TRUST V
SCE.PRK
– –
-600
Closed -$15K
SCE.PRL
1060
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$317M
– –
-400
Closed -$10K
SCHW.PRD
1061
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$701M
– –
-233,530
Closed -$5.92M
SCI icon
1062
Service Corp International
SCI
$11.4B
– –
-99
Closed -$5K
SNFCA icon
1063
Security National Financial
SNFCA
$229M
$0 ﹤0.01%
32
– –
SOJC
1064
Southern Company Series 2017B 5.25% Junior Subordinated Notes due Dec 1 2077
SOJC
$360M
– –
-400
Closed -$11K
SYF.PRA icon
1065
Synchrony Financial 5.625% Series A Preferred Stock
SYF.PRA
$13.9M
– –
-200
Closed -$5K
TEF
1066
DELISTED
Telefonica
TEF
$0 ﹤0.01%
1
-32
-97% -$138
TKC icon
1067
Turkcell
TKC
$4.7B
$0 ﹤0.01%
+100
New +$470
TWO.PRB
1068
Two Harbors Investment Corp 7.625% Series B Preferred Stock
TWO.PRB
$290M
– –
-550
Closed -$14K
T.PRA icon
1069
AT&T Series A
T.PRA
$855M
– –
-39,345
Closed -$1.04M
USB.PRP icon
1070
US Bancorp Series K Preferred Stock
USB.PRP
$482M
– –
-8,413
Closed -$231K
USB.PRQ icon
1071
US Bancorp Series L Preferred Stock
USB.PRQ
$284M
– –
-400
Closed -$10K
WATT icon
1072
Energous
WATT
$61.4M
– –
0
– –
WFC.PRA icon
1073
Wells Fargo & Co Series AA Preferred Stock
WFC.PRA
$842M
– –
-200
Closed -$5K
WTFCM
1074
DELISTED
Wintrust Financial Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
WTFCM
– –
-132
Closed -$4K
NTRP icon
1075
NextTrip
NTRP
$23.7M
– –
0
– –
41 42
43
44 45

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KFM
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BCA
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Sonora Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Sonora Investment Management held 2,006 positions worth $765M, down 40% from $1.27B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management withdrew a net $545M in Q2 2021, closing 1,005 positions and reducing 98 holdings. Its most notable exit was Bank of America Depository Shares Series KK, an estimated $13.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 13% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in RTX Corp worth $9.66M.

  • Sonora Investment Management's largest Q2 2021 buy was RTX Corp: 113,243 shares worth $9.66M.
  • Sonora Investment Management added most to Leggett & Platt in Q2 2021, an estimated $1.29M increase.
  • Sonora Investment Management's biggest Q2 2021 reduction was Wells Fargo, cutting an estimated $434K.
  • Sonora Investment Management fully exited Bank of America Depository Shares Series KK in Q2 2021, selling an estimated $13.3M.
  • Sonora Investment Management's ten largest holdings make up 26% of its $765M portfolio in Q2 2021.
  • Sonora Investment Management opened 212 new positions and closed 1,005 in Q2 2021.
  • Sonora Investment Management's portfolio value fell 40% quarter-over-quarter to $765M.

Based on Sonora Investment Management's 13F filing for Q2 2021, filed 20 Oct 2021.