SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,005
New
Increased
Reduced
Closed

Top Buys

1
+$9.66M
2
+$1.83M
3
+$1.3M
4
LEG icon
Leggett & Platt
LEG
+$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS.PRN
1051
DELISTED
Goldman Sachs Group, Inc., The Depositary Shares, Each Representing 1/1,000th Interest in a Share of
GS.PRN
– –
-24,112
FTR
1052
DELISTED
Frontier Communications Corp.
FTR
– –
-5
CB
1053
DELISTED
CHUBB CORPORATION
CB
– –
-176
ASTI
1054
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
– –
-10,000
JPM.PRG
1055
DELISTED
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
– –
-126,748
PSA.PRC
1056
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 5.125% Cumulative Preferred Share of
PSA.PRC
– –
-3,490
BAC.PRA
1057
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000 th interest in a share of
BAC.PRA
– –
-500
PWT
1058
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
– –
-860
ULQ
1059
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
– –
-1,645
SLI
1060
Standard Lithium
SLI
$1.15B
– –
-1,000
SNFCA icon
1061
Security National Financial
SNFCA
$233M
$0 ﹤0.01%
31
SOJC
1062
Southern Company Series 2017B 5.25% Junior Subordinated Notes due Dec 1 2077
SOJC
$393M
– –
-400
ACB
1063
Aurora Cannabis
ACB
$257M
$0 ﹤0.01%
+5
ACR.PRC
1064
ACRES Commercial Realty Corp Series C
ACR.PRC
$121M
– –
-400
AHT.PRF
1065
Ashford Hospitality Trust Series F
AHT.PRF
$14M
– –
-200
ALL.PRB icon
1066
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$526M
– –
-153
ALL.PRH icon
1067
Allstate Corp
ALL.PRH
$988M
– –
-343,774
AMC icon
1068
AMC Entertainment Holdings
AMC
$1.11B
– –
-2
AMRN
1069
Amarin Corp
AMRN
$301M
$0 ﹤0.01%
2
AQB icon
1070
AquaBounty Technologies
AQB
$3.7M
– –
0
ARCC icon
1071
Ares Capital
ARCC
$14.9B
– –
-1,295
ASIX icon
1072
AdvanSix
ASIX
$449M
$0 ﹤0.01%
1
AUUDW
1073
Auddia Inc Warrants
AUUDW
$101K
$0 ﹤0.01%
+40
BAC.PRB icon
1074
Bank of America Depository Shares Series GG
BAC.PRB
$1.36B
– –
-350
BAC.PRK icon
1075
Bank of America Depository Shares Series HH
BAC.PRK
$854M
– –
-38
41 42
43
44 45