SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+3.14%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.27B
AUM Growth
+$64.4M
Cap. Flow
+$37.7M
Cap. Flow %
2.96%
Top 10 Hldgs %
18.53%
Holding
2,005
New
248
Increased
233
Reduced
249
Closed
209

Top Buys

1
TFC icon
Truist Financial
TFC
$6.52M
2
LYB icon
LyondellBasell Industries
LYB
$3.89M
3
LUV icon
Southwest Airlines
LUV
$2.94M
4
ORCL icon
Oracle
ORCL
$2.62M
5
PAGS icon
PagSeguro Digital
PAGS
$2.23M

Top Sells

1
ALL.PRH icon
Allstate Corp
ALL.PRH
$5.4M
2
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$4.3M
3
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$3.25M
4
PEP icon
PepsiCo
PEP
$2.47M
5
GLW icon
Corning
GLW
$1.9M

Sector Composition

1 Technology 13.14%
2 Industrials 5.98%
3 Financials 5.87%
4 Consumer Staples 5.57%
5 Healthcare 5.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HGH
1051
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
– –
-26
Closed -$1K
GBLL
1052
DELISTED
Global Indemnity Group, LLC 7.875% Subordinated Notes due 2047
GBLL
– –
-85
Closed -$2K
CONE
1053
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-13
Closed -$1K
SF.PRA
1054
DELISTED
Stifel Financial Corp.
SF.PRA
– –
-56
Closed -$1K
VER.PRF
1055
DELISTED
VEREIT, Inc. 6.70% Series F Cumulative Redeemable Preferred Stock
VER.PRF
– –
-10
Closed –
BPY
1056
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-1,500
Closed -$22K
HBANO
1057
DELISTED
Huntington Bancshares Incorporated Depositary Shares
HBANO
– –
-85
Closed -$2K
CLNY.PRJ
1058
DELISTED
Colony Capital, Inc. 7.125% Series J Cumulative Redeemable Perpetual Preferred Stock
CLNY.PRJ
– –
-87
Closed -$2K
TCFCP
1059
DELISTED
TCF Financial Corporation Depositary Shares representing 5.70% Series C Non-Cumulative Preferred Sto
TCFCP
– –
-29
Closed -$1K
PRE.PRH
1060
DELISTED
PartnerRe Ltd. 7.25% Series H Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRH
– –
-221
Closed -$6K
WFC.PRW
1061
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRW
– –
-68
Closed -$2K
WFC.PRP
1062
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
– –
-598
Closed -$16K
TCP
1063
DELISTED
TC Pipelines LP
TCP
– –
-800
Closed -$24K
TFC.PRG
1064
DELISTED
Truist Financial Corporation Depositary Shares each representing 1/1,000th interest in a share of Se
TFC.PRG
– –
-655
Closed -$17K
EBAYL
1065
DELISTED
eBay Inc. 6.0% Notes Due 2056
EBAYL
– –
-500
Closed -$13K
TFC.PRF
1066
DELISTED
Truist Financial Corporation Depositary Shares each representing 1/1,000th interest in a share of Se
TFC.PRF
– –
-51
Closed -$1K
XAN.PRC
1067
DELISTED
Exantas Capital Corp. 8.625% Fixed-to-Floating Series C Cumulative Redeemable Preferred Stock, par v
XAN.PRC
– –
-400
Closed -$9K
NGHCO
1068
DELISTED
National General Holdings Corp
NGHCO
– –
-500
Closed -$13K
CXO
1069
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-22
Closed -$1K
USB.PRO
1070
DELISTED
U.S. BANCORP Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series H Non-Cum
USB.PRO
– –
-383
Closed -$10K
AIG.WS
1071
DELISTED
American International Group, Inc.
AIG.WS
– –
-3,410
Closed –
WPX
1072
DELISTED
WPX Energy, Inc.
WPX
– –
-500
Closed -$4K
MNK
1073
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
200
– –
JE
1074
DELISTED
Just Energy Group Inc
JE
$0 ﹤0.01%
+372
New –
KTP
1075
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
$0 ﹤0.01%
700
– –
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