SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
$4.49M
3
USB icon
US Bancorp
USB
$3.52M
4
KO icon
Coca-Cola
KO
$2.83M
5
AMZN icon
Amazon
AMZN
$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$10.7M
2
INTC icon
Intel
INTC
$1.15M
3
KMI icon
Kinder Morgan
KMI
$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PBR icon
1051
Petrobras
PBR
$78.7B
– –
-500
Closed -$4K
PDBC icon
1052
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$4.45B
– –
-770
Closed -$11K
PKX icon
1053
POSCO
PKX
$15.5B
– –
-212
Closed -$9K
PMTS icon
1054
CPI Card Group
PMTS
$162M
$0 ﹤0.01%
40
– –
PUK icon
1055
Prudential
PUK
$33.7B
– –
-66
Closed -$2K
REZI icon
1056
Resideo Technologies
REZI
$5.32B
$0 ﹤0.01%
20
– –
RGA icon
1057
Reinsurance Group of America
RGA
$12.8B
$0 ﹤0.01%
3
– –
RGLS
1058
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
2
– –
RHI icon
1059
Robert Half
RHI
$3.77B
– –
-290
Closed -$15K
RL icon
1060
Ralph Lauren
RL
$18.9B
– –
-2
Closed –
RMR icon
1061
The RMR Group
RMR
$284M
$0 ﹤0.01%
5
– –
SCHR icon
1062
Schwab Intermediately-Term US Treasury ETF
SCHR
$11.6B
$0 ﹤0.01%
8
-310
-97% –
SFB
1063
Stifel Financial Corp.5.20 percent Senior Notes due 2047
SFB
– –
-30
Closed -$1K
SGOL icon
1064
abrdn Physical Gold Shares ETF
SGOL
$5.72B
– –
-782
Closed -$14K
SHW icon
1065
Sherwin-Williams
SHW
$92.9B
– –
-6
Closed -$1K
SHYG icon
1066
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.27B
– –
-99
Closed -$4K
SLQD icon
1067
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
– –
-1,773
Closed -$1K
SNA icon
1068
Snap-on
SNA
$17.1B
– –
-104
Closed -$15K
SNAP icon
1069
Snap
SNAP
$12.4B
– –
-170
Closed -$4K
SNFCA icon
1070
Security National Financial
SNFCA
$230M
$0 ﹤0.01%
31
– –
SPTM icon
1071
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$11B
– –
-83
Closed -$3K
SPYG icon
1072
SPDR Portfolio S&P 500 Growth ETF
SPYG
$40.8B
– –
-70
Closed -$4K
SSL icon
1073
Sasol
SSL
$4.51B
$0 ﹤0.01%
50
– –
SWK icon
1074
Stanley Black & Decker
SWK
$12.1B
– –
-15
Closed -$2K
TAP icon
1075
Molson Coors Class B
TAP
$9.96B
– –
-37
Closed -$1K
41 42
43
44 45