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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOL
1051
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
20
– –
FRC.PRJ
1052
DELISTED
First Republic Bank Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.70% Noncumulative Perpetual Series J Preferred Stock
FRC.PRJ
– –
-32
Closed -$1K
SRNE
1053
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-61,804
Closed -$689K
SJIJ
1054
DELISTED
South Jersey Industries, Inc. 5.625% Junior Subordinated Notes due 2079
SJIJ
– –
-30
Closed -$1K
PSB.PRZ
1055
DELISTED
PS Business Parks, Inc. Depositary Shares Each Representing 1/1000 of a Share of 4.875% Cumulative Preferred Stock, Series Z
PSB.PRZ
– –
-31
Closed -$1K
AERI
1056
DELISTED
Aerie Pharmaceuticals
AERI
– –
-85
Closed -$1K
AVLR
1057
DELISTED
Avalara, Inc.
AVLR
– –
-8
Closed -$1K
XLNX
1058
DELISTED
Xilinx Inc
XLNX
– –
-100
Closed -$10K
BSA
1059
DELISTED
BrightSphere Investment Group Inc. 5.125% Notes due 2031
BSA
– –
-124
Closed -$3K
FPI.PRB
1060
DELISTED
Farmland Partners Inc. Series B Participating Preferred Stock
FPI.PRB
– –
-63
Closed -$2K
AGO.PRE
1061
DELISTED
Assured Guaranty Municipal Holdings Inc. 6.25% Notes due 2102
AGO.PRE
– –
-84
Closed -$2K
VER.PRF
1062
DELISTED
VEREIT, Inc. 6.70% Series F Cumulative Redeemable Preferred Stock
VER.PRF
$0 ﹤0.01%
10
– –
FIT
1063
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-300
Closed -$2K
AIG.WS
1064
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
3,410
– –
BK.PRC
1065
DELISTED
THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in
BK.PRC
– –
-301
Closed -$8K
DNKN
1066
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-346
Closed -$28K
WFC.PRV
1067
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
– –
-11
Closed –
WFC.PRT
1068
DELISTED
WELLS FARGO & COMPANY SERIES T
WFC.PRT
– –
-1,306
Closed -$34K
MYOK
1069
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
-150
Closed -$20K
LVGO
1070
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-50
Closed -$7K
IMMU
1071
DELISTED
Immunomedics Inc
IMMU
– –
-100
Closed -$9K
DLR.PRG
1072
DELISTED
DIGITAL REALTY TRUST, INC. 5.875% Series G Cumulative Redeemable Preferred Stock, $0.01 par value
DLR.PRG
– –
-945
Closed -$24K
AKCA
1073
DELISTED
Akcea Therapeutics Inc
AKCA
– –
-50
Closed -$1K
MNK
1074
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
200
– –
FRC.PRF
1075
DELISTED
First Republic Bank Depositary Shares, each representing a 1/40th interest in a share of 5.70% Noncu
FRC.PRF
– –
-500
Closed -$13K
40 41 42
43
44

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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.