SIM

Sonora Investment Management Portfolio holdings

AUM $798M
This Quarter Return
+9.26%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$977M
AUM Growth
+$977M
Cap. Flow
+$30.6M
Cap. Flow %
3.13%
Top 10 Hldgs %
21.88%
Holding
2,077
New
292
Increased
244
Reduced
246
Closed
183

Top Buys

1
ALL.PRH icon
Allstate Corp
ALL.PRH
$11.1M
2
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$11M
3
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$9.96M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$6.71M
5
JPM.PRC icon
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
JPM.PRC
$4.22M

Top Sells

1
RTN
Raytheon Company
RTN
$4.6M
2
AMZN icon
Amazon
AMZN
$1.44M
3
NFLX icon
Netflix
NFLX
$1.27M
4
FI icon
Fiserv
FI
$1.04M
5
ADBE icon
Adobe
ADBE
$471K

Sector Composition

1 Technology 12.22%
2 Consumer Staples 5.91%
3 Healthcare 4.48%
4 Industrials 4.12%
5 Financials 3.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CRC
1051
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
2
– –
WAVX
1052
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
1
– –
CMK
1053
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$0 ﹤0.01%
5,516
– –
PVD
1054
DELISTED
ADMIN FONDOS PENSIONS ADS(RP15
PVD
– –
-633
Closed -$2K
C.PRS
1055
DELISTED
CITIGROUP CAP IX 6.0% TR PFD
C.PRS
– –
-57
Closed -$1K
ECTY
1056
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
833
– –
HDY
1057
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$0 ﹤0.01%
13
– –
TELOZ
1058
DELISTED
TEL OFFSHORE TRUST UBI
TELOZ
$0 ﹤0.01%
7
– –
NT
1059
DELISTED
NORTEL NETWORKS CRP(HLDG CO) NEW
NT
$0 ﹤0.01%
10
– –
TMA
1060
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
$0 ﹤0.01%
165
– –
VASO
1061
DELISTED
VASOMEDICAL INC
VASO
$0 ﹤0.01%
2,000
– –
PIY
1062
DELISTED
ML Depositor PreferredPlus 8.375% Citizens Commun Cert. CZN-1
PIY
$0 ﹤0.01%
300
– –
CY
1063
DELISTED
Cypress Semiconductor
CY
– –
-10,000
Closed -$233K
FXCH
1064
DELISTED
Invesco CurrencyShares Chinese Renminbi Trust
FXCH
– –
-1,178
Closed –
MGR.CL
1065
DELISTED
Affiliated Managers Group, Inc.
MGR.CL
– –
-57
Closed -$1K
C.PRJ
1066
DELISTED
CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J
C.PRJ
– –
-79
Closed -$2K
AGN
1067
DELISTED
ALLERGAN INC
AGN
– –
-447
Closed -$79K
USFR
1068
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
– –
-65
Closed -$2K
ACB
1069
Aurora Cannabis
ACB
$291M
$0 ﹤0.01%
2
-23
-92% –
ACGL icon
1070
Arch Capital
ACGL
$34.1B
– –
-60
Closed -$2K
ACGLO icon
1071
Arch Capital Group
ACGLO
$283M
– –
-59
Closed -$1K
AER icon
1072
AerCap
AER
$22.2B
$0 ﹤0.01%
+16
New –
AFGB
1073
American Financial Group 5.875% Subordinated Debentures due 2059
AFGB
$111M
– –
-28
Closed -$1K
ALB icon
1074
Albemarle
ALB
$9.36B
– –
-25
Closed -$1K
ALGN icon
1075
Align Technology
ALGN
$9.94B
– –
-10
Closed -$2K
41 42
43
44 45