We are live on ! Find out more
SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMH.PRC
1051
DELISTED
UMH Properties, Inc. 6.75% Series C Cumulative Redeemable Preferred Stock, Liquidation Preference $2
UMH.PRC
– –
-500
Closed -$13K
BANC.PRE
1052
DELISTED
Banc of California, Inc Depositary Shares Each Representing a 1/40th Interest in a Share of 7.000% N
BANC.PRE
– –
-800
Closed -$21K
APO.PRA
1053
DELISTED
Apollo Global Management, Inc. 6.375% Series A Preferred Shares
APO.PRA
– –
-310
Closed -$8K
CAI.PRA
1054
DELISTED
CAI International, Inc. 8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Prefer
CAI.PRA
– –
-561
Closed -$15K
PEB.PRC
1055
DELISTED
Pebblebrook Hotel Trust 6.50% Series C
PEB.PRC
– –
-250
Closed -$6K
VER.PRF
1056
DELISTED
VEREIT, Inc. 6.70% Series F Cumulative Redeemable Preferred Stock
VER.PRF
$0 ﹤0.01%
17
-199
-92% -$4.88K
ALXN
1057
DELISTED
Alexion Pharmaceuticals
ALXN
$0 ﹤0.01%
5
-15
-75% -$1.47K
ARES.PRA
1058
DELISTED
Ares Management Corporation 7.00% Series A Preferred Stock
ARES.PRA
– –
-600
Closed -$16K
IVR.PRA
1059
DELISTED
INVESCO MORTGAGE CAPITAL INC. 7.75% Series A Cumulative Redeemable Preferred Stock,
IVR.PRA
– –
-200
Closed -$5K
SHO.PRE
1060
DELISTED
Sunstone Hotel Investors, Inc.
SHO.PRE
– –
-150
Closed -$4K
GWPH
1061
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-32
Closed -$3K
APHA
1062
DELISTED
Aphria Inc. Common Shares
APHA
$0 ﹤0.01%
100
-1,040
-91% -$4.15K
NBR.PRA
1063
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$0 ﹤0.01%
100
-1,000
-91% -$14.8K
OXLCO
1064
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
– –
-300
Closed -$8K
RILYZ
1065
DELISTED
B. Riley Financial, Inc. 7.50% Senior Notes Due 2027
RILYZ
– –
-1,300
Closed -$33K
BANC.PRD
1066
DELISTED
Banc of California, Inc. Depositary Shares each representing a 1/40th interest in a share of 7.375%
BANC.PRD
– –
-300
Closed -$8K
BRG.PRA
1067
DELISTED
BLUEROCK RESIDENTIAL GROWTH REIT INC 8.250% SR A CUMULATIVE REDEEMABLE PFD STK
BRG.PRA
– –
-1,143
Closed -$30K
TCO.PRJ
1068
DELISTED
TAUBMAN CENTERS, INC. 6.500% Series J Cumulative Redeemable Preferred Stock
TCO.PRJ
– –
-1,000
Closed -$26K
UMH.PRB
1069
DELISTED
UMH Properties, Inc. 8.0% Series B Cumulative Redeemable Preferred Stock
UMH.PRB
– –
-66
Closed -$2K
MNK
1070
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
+200
New +$758
AMTD
1071
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-30
Closed -$2K
GBLIZ
1072
DELISTED
Global Indemnity Limited 7.75% Subordinated Note Due 2045
GBLIZ
– –
-250
Closed -$6K
S
1073
DELISTED
Sprint Corporation
S
$0 ﹤0.01%
39
– –
STT.PRC.CL
1074
DELISTED
STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRC.CL
– –
-159
Closed -$4K
LTSK
1075
DELISTED
Ladenburg Thalmann Financial Services Inc. 7.25% Senior Notes due 2028
LTSK
– –
-275
Closed -$6K
41 42
43
44 45

Similar funds

OAM
Optimal Asset Management Los Altos, California $800M AUM 28.13% 1-Year Est. Return
LBD
Landsberg Bennett & Dubbaneh Punta Gorda, Florida $785M AUM 22.85% 1-Year Est. Return
AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return

Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.