SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,963
New
Increased
Reduced
Closed

Top Buys

1
+$12.4M
2
+$4.46M
3
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

1
+$10.7M
2
+$1.13M
3
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1026
– –
-100
1027
– –
-300
1028
– –
-11
1029
– –
-117
1030
– –
-31
1031
– –
-10
1032
$0 ﹤0.01%
2
1033
– –
0
1034
$0 ﹤0.01%
1
1035
– –
-56
1036
– –
-60
1037
– –
-78
1038
– –
-307
1039
– –
-73
1040
$0 ﹤0.01%
9
1041
– –
-81
1042
– –
-147
1043
– –
-69
1044
$0 ﹤0.01%
72
1045
$0 ﹤0.01%
7
1046
– –
-124
1047
– –
-40
1048
– –
-25
1049
– –
-171
1050
$0 ﹤0.01%
24
40 41
42
43 44