SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
$4.49M
3
USB icon
US Bancorp
USB
$3.52M
4
KO icon
Coca-Cola
KO
$2.83M
5
AMZN icon
Amazon
AMZN
$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$10.7M
2
INTC icon
Intel
INTC
$1.15M
3
KMI icon
Kinder Morgan
KMI
$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HYG icon
1026
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– –
-100
Closed -$8K
HYLB icon
1027
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.89B
$0 ﹤0.01%
3
-121
-98% –
IGIB icon
1028
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.3B
– –
-314
Closed -$19K
IGSB icon
1029
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
– –
-312
Closed -$17K
IJK icon
1030
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.22B
– –
-140
Closed -$8K
ILF icon
1031
iShares Latin America 40 ETF
ILF
$1.78B
– –
-192
Closed -$4K
INN
1032
Summit Hotel Properties
INN
$614M
– –
-621
Closed -$3K
KEY.PRI icon
1033
KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed-to-Floating Rate Perpetual Non-Cumulative Preferred Stock, Series E
KEY.PRI
$502M
– –
-161
Closed -$5K
KODK icon
1034
Kodak
KODK
$477M
– –
-700
Closed -$6K
LEN icon
1035
Lennar Class A
LEN
$36.7B
– –
-52
Closed -$4K
LW icon
1036
Lamb Weston
LW
$8.08B
– –
-333
Closed -$22K
LYFT icon
1037
Lyft
LYFT
$6.91B
$0 ﹤0.01%
+2
New –
MAIN icon
1038
Main Street Capital
MAIN
$5.95B
– –
-208
Closed -$6K
MATV icon
1039
Mativ Holdings
MATV
$680M
– –
-500
Closed -$15K
SPYV icon
1040
SPDR Portfolio S&P 500 Value ETF
SPYV
$28B
– –
-87
Closed -$3K
MCHP icon
1041
Microchip Technology
MCHP
$35.6B
– –
-1,298
Closed -$67K
MET.PRE icon
1042
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$802M
– –
-392,144
Closed -$10.7M
MTB icon
1043
M&T Bank
MTB
$31.2B
– –
-125
Closed -$12K
MTH icon
1044
Meritage Homes
MTH
$5.89B
– –
-116
Closed -$6K
MTR
1045
Mesa Royalty Trust
MTR
$10.4M
– –
-215
Closed -$1K
NNDM
1046
Nano Dimension
NNDM
$293M
$0 ﹤0.01%
+22
New –
NVCR icon
1047
NovoCure
NVCR
$1.37B
– –
-25
Closed -$3K
NWG icon
1048
NatWest
NWG
$55.4B
– –
-1,664
Closed -$5K
OC icon
1049
Owens Corning
OC
$13B
– –
-10
Closed -$1K
OXY.WS icon
1050
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$22.6B
$0 ﹤0.01%
59
– –
40 41
42
43 44