SIM

Sonora Investment Management Portfolio holdings

AUM $798M
This Quarter Return
+9.26%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$977M
AUM Growth
+$977M
Cap. Flow
+$30.6M
Cap. Flow %
3.13%
Top 10 Hldgs %
21.88%
Holding
2,077
New
292
Increased
244
Reduced
246
Closed
183

Top Buys

1
ALL.PRH icon
Allstate Corp
ALL.PRH
$11.1M
2
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$11M
3
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$9.96M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$6.71M
5
JPM.PRC icon
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
JPM.PRC
$4.22M

Top Sells

1
RTN
Raytheon Company
RTN
$4.6M
2
AMZN icon
Amazon
AMZN
$1.44M
3
NFLX icon
Netflix
NFLX
$1.27M
4
FI icon
Fiserv
FI
$1.04M
5
ADBE icon
Adobe
ADBE
$471K

Sector Composition

1 Technology 12.22%
2 Consumer Staples 5.91%
3 Healthcare 4.48%
4 Industrials 4.12%
5 Financials 3.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMH.PRD
1026
DELISTED
American Homes 4 Rent 6.5% Series D Cumulative Redeemable Perpetual Preferred Shares of beneficial i
AMH.PRD
– –
-28
Closed -$1K
WRB.PRD
1027
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
– –
-29
Closed -$1K
APHA
1028
DELISTED
Aphria Inc. Common Shares
APHA
$0 ﹤0.01%
100
– –
NBR.PRA
1029
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
– –
-100
Closed –
WRB.PRC
1030
DELISTED
W.R. Berkley Corporation 5.900% Subordinated Debentures due 2056
WRB.PRC
– –
-55
Closed -$1K
EBAYL
1031
DELISTED
eBay Inc. 6.0% Notes Due 2056
EBAYL
– –
-84
Closed -$2K
HSBC.PRA
1032
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-2,000
Closed -$50K
DNKN
1033
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-300
Closed -$16K
WFC.PRV
1034
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
$0 ﹤0.01%
11
-15
-58% –
COF.PRF
1035
DELISTED
Capital One Financial Corporation
COF.PRF
– –
-29
Closed -$1K
AFGH
1036
DELISTED
American Financial Group, Inc. 6.000% Subordinated Debentures due 2055
AFGH
– –
-28
Closed -$1K
CTZ
1037
DELISTED
Qwest Corporation
CTZ
– –
-92
Closed -$2K
CTV
1038
DELISTED
Qwest Corporation 6.875% Notes due 2054
CTV
– –
-176
Closed -$4K
TMUSR
1039
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
$0 ﹤0.01%
+69
New –
WBC
1040
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-50
Closed -$7K
KTP
1041
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
$0 ﹤0.01%
700
– –
RTN
1042
DELISTED
Raytheon Company
RTN
– –
-35,082
Closed -$4.6M
S
1043
DELISTED
Sprint Corporation
S
– –
-39
Closed –
DF
1044
DELISTED
Dean Foods Company
DF
$0 ﹤0.01%
300
– –
AABA
1045
DELISTED
Altaba Inc. Common Stock
AABA
$0 ﹤0.01%
100
-25
-20% –
AKAO
1046
DELISTED
Achaogen, Inc.
AKAO
$0 ﹤0.01%
1,000
– –
SODA
1047
DELISTED
SodaStream International Ltd
SODA
$0 ﹤0.01%
200
– –
ACTA
1048
DELISTED
Actua Corporation
ACTA
$0 ﹤0.01%
1
– –
ESTE
1049
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-2,000
Closed -$4K
AA.PR
1050
DELISTED
Alcoa Inc. $3.75 Preferred Stock
AA.PR
$0 ﹤0.01%
23
– –
40 41
42
43 44