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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO.PRA
1026
Two Harbors Investment Corp 8.125% Series A Preferred Stock
TWO.PRA
$145M
– –
-600
Closed -$17K
UAN icon
1027
CVR Partners
UAN
$1.32B
– –
-81
Closed -$3K
UNM icon
1028
Unum
UNM
$14.7B
– –
-145
Closed -$4K
VGT icon
1029
Vanguard Information Technology ETF
VGT
$147B
– –
-744
Closed -$23K
VHT icon
1030
Vanguard Health Care ETF
VHT
$19.3B
– –
-150
Closed -$29K
VIV icon
1031
Telefônica Brasil
VIV
$18.2B
$0 ﹤0.01%
3
– –
VMBS icon
1032
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$0 ﹤0.01%
+4
New +$214
VOYA icon
1033
Voya Financial
VOYA
$9.29B
– –
-70
Closed -$4K
VSAT icon
1034
Viasat
VSAT
$9.28B
– –
-34
Closed -$2K
VT icon
1035
Vanguard Total World Stock ETF
VT
$81.2B
– –
-235
Closed -$19K
VWO icon
1036
Vanguard FTSE Emerging Markets ETF
VWO
$127B
– –
-1,203
Closed -$54K
VWOB icon
1037
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.23B
– –
-494
Closed -$40K
VYMI icon
1038
Vanguard International High Dividend Yield ETF
VYMI
$21.4B
– –
-646
Closed -$41K
WIX icon
1039
WIX.com
WIX
$3.67B
– –
-15
Closed -$2K
ZS icon
1040
Zscaler
ZS
$29.8B
– –
-100
Closed -$5K
NTRP icon
1041
NextTrip
NTRP
$23.7M
– –
0
– –
TVRD
1042
Tvardi Therapeutics
TVRD
$24.3M
– –
-11
Closed -$6K
IVR.PRB
1043
DELISTED
INVESCO MORTGAGE CAPITAL INC. 7.75% Fixed-To-Floating Series B Cumulative Redeemable Preferred Stock
IVR.PRB
$0 ﹤0.01%
28
-122
-81% -$2.91K
ETRN
1044
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-213
Closed -$3K
OXLCM
1045
DELISTED
Oxford Lane Capital Corp. 6.75% Series 2024 Term Preferred Stock
OXLCM
– –
-600
Closed -$15K
AMJ
1046
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-500
Closed -$11K
GOL
1047
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
20
– –
GLOP
1048
DELISTED
GASLOG PARTNERS LP
GLOP
– –
-4,500
Closed -$70K
AUY
1049
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
161
– –
HMLP.PRA
1050
DELISTED
Hoegh LNG Partners LP 8.75 Percent Series A Cumulative Redeemable Preferred Units, , representing limited partner interests
HMLP.PRA
– –
-1,275
Closed -$33K
40 41
42
43 44

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FMT
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KFM
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CCP
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BCA
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DIC
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.