SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,006
New
Increased
Reduced
Closed

Top Buys

1
+$9.53M
2
+$1.66M
3
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCBIL
1001
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
– –
-400
UZC
1002
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2064
UZC
– –
-475
HWCPL
1003
DELISTED
Hancock Whitney Corporation 5.95% Subordinated Notes due 2045
HWCPL
– –
-600
TCBIP
1004
DELISTED
Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A
TCBIP
– –
-950
OPINI
1005
DELISTED
Office Properties Income Trust 5.875% Senior Notes due 2046
OPINI
– –
-399
TFC.PRH
1006
DELISTED
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
– –
-186,287
WRB.PRD
1007
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
– –
-400
DLR.PRC
1008
DELISTED
Digital Realty Trust, Inc. 6.625 Percent Series C Cumulative Redeemable Perpetual Preferred Stock
DLR.PRC
– –
-500
TDE
1009
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 6.875% SER NTS DUE 2059
TDE
– –
-241
TDJ
1010
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
– –
-600
GNMK
1011
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-400
BXP.PRB
1012
DELISTED
BOSTON PROPERTIES, INC. Depositary Shares, each representing 1/100th of a share of the Issuers 5.25
BXP.PRB
– –
-400
MNK
1013
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-200
AMTD
1014
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-1,000
JE
1015
DELISTED
Just Energy Group Inc
JE
– –
-372
LMHB
1016
DELISTED
Legg Mason, Inc. 5.45% Junior Subordinated Notes due 2056
LMHB
– –
-400
LK
1017
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-2,550
AKAO
1018
DELISTED
Achaogen Inc
AKAO
– –
-1,000
AFSS
1019
DELISTED
AmTrust Financial Services, Inc.
AFSS
– –
-200
SODA
1020
DELISTED
SodaStream International Ltd
SODA
– –
-200
KKR.PRA
1021
DELISTED
KKR & Co. Inc. 6.75% Series A Preferred Units
KKR.PRA
– –
-700
KKR.PRB
1022
DELISTED
KKR & Co. Inc. 6.50% Series B Preferred Unit
KKR.PRB
– –
-200
ACTA
1023
DELISTED
Actua Corp
ACTA
– –
-1
JPM.PRD.CL
1024
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
– –
-65
DD
1025
DELISTED
Du Pont De Nemours E I
DD
– –
-378
39 40
41
42 43