SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.67%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$765M
AUM Growth
-$505M
Cap. Flow
-$544M
Cap. Flow %
-71.19%
Top 10 Hldgs %
25.9%
Holding
2,005
New
210
Increased
258
Reduced
98
Closed
1,004

Top Buys

1
RTX icon
RTX Corp
RTX
$9.66M
2
TGT icon
Target
TGT
$1.83M
3
AMZN icon
Amazon
AMZN
$1.3M
4
LEG icon
Leggett & Platt
LEG
$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
$1.26M

Top Sells

1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
$8.14M
5
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JE
1001
DELISTED
Just Energy Group Inc
JE
– –
-372
Closed –
LMHB
1002
DELISTED
Legg Mason, Inc. 5.45% Junior Subordinated Notes due 2056
LMHB
– –
-400
Closed -$10K
LK
1003
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-2,550
Closed -$22K
KTP
1004
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
– –
-700
Closed –
AABA
1005
DELISTED
Altaba Inc. Common Stock
AABA
– –
-100
Closed -$1K
AKAO
1006
DELISTED
Achaogen, Inc.
AKAO
– –
-1,000
Closed –
AFSS
1007
DELISTED
AmTrust Financial Services, Inc.
AFSS
– –
-200
Closed -$4K
SODA
1008
DELISTED
SodaStream International Ltd
SODA
– –
-200
Closed –
KKR.PRA
1009
DELISTED
KKR & Co. Inc. 6.75% Series A Preferred Units
KKR.PRA
– –
-700
Closed -$18K
KKR.PRB
1010
DELISTED
KKR & Co. Inc. 6.50% Series B Preferred Unit
KKR.PRB
– –
-200
Closed -$5K
ACTA
1011
DELISTED
Actua Corporation
ACTA
– –
-1
Closed –
JPM.PRD.CL
1012
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
– –
-65
Closed -$2K
DD
1013
DELISTED
Du Pont De Nemours E I
DD
– –
-378
Closed -$29K
AA.PR
1014
DELISTED
Alcoa Inc. $3.75 Preferred Stock
AA.PR
– –
-23
Closed -$1K
WAVX
1015
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
– –
-1
Closed –
IEH
1016
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
– –
-267
Closed -$7K
OUBS
1017
DELISTED
USB AG (NEW)
OUBS
– –
-180
Closed -$3K
SI
1018
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-48
Closed -$4K
ECTY
1019
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
– –
-833
Closed –
HDY
1020
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
– –
-13
Closed –
JPM.PRJ
1021
DELISTED
JP MORGAN CHASE CAPITAL X PFD
JPM.PRJ
– –
-56,323
Closed -$1.49M
MRNA
1022
DELISTED
MARINA BIOTECH INC COM STK (DE)
MRNA
– –
-340
Closed -$45K
KRY
1023
DELISTED
CRYSTALLEX INTERNATIONAL CP
KRY
– –
-50
Closed –
REP
1024
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
– –
-200
Closed -$2K
AHD
1025
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
– –
-1,349
Closed -$16K
39 40
41
42 43