SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$765M
AUM Growth
-$505M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,005
New
Increased
Reduced
Closed

Top Buys

1
+$9.66M
2
+$1.83M
3
+$1.3M
4
LEG icon
Leggett & Platt
LEG
+$1.28M
5
WPM icon
Wheaton Precious Metals
WPM
+$1.26M

Top Sells

1
+$13.3M
2
+$12.3M
3
+$9.29M
4
FITBI icon
Fifth Third Bancorp Depositary Shares
FITBI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

1 Technology 24.89%
2 Industrials 11.98%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDJ
1001
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,
TDJ
– –
-600
APHA
1002
DELISTED
Aphria Inc. Common Shares
APHA
– –
-100
GNMK
1003
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-400
BXP.PRB
1004
DELISTED
BOSTON PROPERTIES, INC. Depositary Shares, each representing 1/100th of a share of the Issuers 5.25
BXP.PRB
– –
-400
MNK
1005
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-200
AMTD
1006
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-1,000
JE
1007
DELISTED
Just Energy Group Inc
JE
– –
-372
LMHB
1008
DELISTED
Legg Mason, Inc. 5.45% Junior Subordinated Notes due 2056
LMHB
– –
-400
LK
1009
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-2,550
KTP
1010
DELISTED
Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.
KTP
– –
-700
AABA
1011
DELISTED
Altaba Inc
AABA
– –
-100
AKAO
1012
DELISTED
Achaogen Inc
AKAO
– –
-1,000
AFSS
1013
DELISTED
AmTrust Financial Services, Inc.
AFSS
– –
-200
SODA
1014
DELISTED
SodaStream International Ltd
SODA
– –
-200
KKR.PRA
1015
DELISTED
KKR & Co. Inc. 6.75% Series A Preferred Units
KKR.PRA
– –
-700
KKR.PRB
1016
DELISTED
KKR & Co. Inc. 6.50% Series B Preferred Unit
KKR.PRB
– –
-200
ACTA
1017
DELISTED
Actua Corp
ACTA
– –
-1
JPM.PRD.CL
1018
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
– –
-65
DD
1019
DELISTED
Du Pont De Nemours E I
DD
– –
-378
AA.PR
1020
DELISTED
Alcoa Inc $3.75 Preferred Stock
AA.PR
– –
-23
WAVX
1021
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
– –
-1
IEH
1022
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
– –
-267
OUBS
1023
DELISTED
USB AG (NEW)
OUBS
– –
-180
SI
1024
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-48
ECTY
1025
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
– –
-833
39 40
41
42 43