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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$765M
AUM Growth
-$505M
Cap. Flow
-$545M
Cap. Flow %
-71.28%
Top 10 Hldgs %
25.9%
Holding
2,006
New
212
Increased
258
Reduced
98
Closed
1,005

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$9.53M
2
TGT icon
Target
TGT
+$1.66M
3
LEG icon
Leggett & Platt
LEG
+$1.29M
4
WPM icon
Wheaton Precious Metals
WPM
+$1.27M
5
AMZN icon
Amazon
AMZN
+$1.26M

Top Sells

Rank Stock Value
1
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$13.3M
2
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$12.3M
3
ALL.PRH icon
Allstate Corp
ALL.PRH
+$9.29M
4
FITB.PRI
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
+$8.13M
5
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$7.93M

Sector Composition

Rank Sector Weight
1 Technology 24.93%
2 Industrials 11.99%
3 Consumer Staples 10.07%
4 Financials 9.87%
5 Healthcare 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CKPT
1001
DELISTED
Checkpoint Therapeutics
CKPT
$0 ﹤0.01%
+12
New +$333
CMS icon
1002
CMS Energy
CMS
$21.4B
– –
-56
Closed -$3K
CNO icon
1003
CNO Financial Group
CNO
$5.12B
$0 ﹤0.01%
7
– –
CTRE icon
1004
CareTrust REIT
CTRE
$9.22B
– –
-1,000
Closed -$23K
CTRA
1005
DELISTED
Coterra Energy
CTRA
$0 ﹤0.01%
24
– –
CXW icon
1006
CoreCivic
CXW
$3.34B
– –
-1,500
Closed -$14K
DHCNL
1007
Diversified Healthcare Trust 6.25% Senior Notes due 2046
DHCNL
– –
-400
Closed -$10K
DLR.PRJ icon
1008
Digital Realty Trust 5.250% Series J Preferred Stock
DLR.PRJ
$159M
– –
-61,084
Closed -$1.62M
DLR.PRL icon
1009
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
$270M
– –
-264,935
Closed -$7.06M
DTW
1010
DTE Energy Company 2017 Series E 5.25% Junior Subordinated Debentures due 2077
DTW
$314M
– –
-200
Closed -$5K
EAI
1011
Entergy Arkansas First Mortgage Bonds 4.875% Series due Sept 1 2066
EAI
$326M
– –
-200
Closed -$5K
ECF.PRA
1012
Ellsworth Growth and Income Fund Ltd 5.25% Series A Preferred Shares
ECF.PRA
$23.3M
– –
-400
Closed -$10K
FCEL icon
1013
FuelCell Energy
FCEL
$1.42B
– –
0
– –
FITB.PRI
1014
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
$459M
– –
-288,991
Closed -$8.13M
FITB.PRK
1015
Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K
FITB.PRK
$181M
– –
-66,800
Closed -$1.77M
FITB.PRA
1016
Fifth Third Bancorp Depositary Shares Perpetual Class B Preferred Stock Series A
FITB.PRA
$175M
– –
-65
Closed -$2K
FNDC icon
1017
Schwab Fundamental International Small Company Index ETF
FNDC
$3.18B
– –
-155
Closed -$6K
FPE icon
1018
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$0 ﹤0.01%
+8
New +$163
GGT.PRE
1019
Gabelli Multimedia Trust 5.125% Series E Preferred Stock
GGT.PRE
$33.6M
– –
-400
Closed -$10K
GLNG icon
1020
Golar LNG
GLNG
$5.13B
– –
-300
Closed -$3K
GOOD
1021
Gladstone Commercial Corp
GOOD
$630M
– –
-270
Closed -$5K
GTX icon
1022
Garrett Motion
GTX
$4.97B
$0 ﹤0.01%
12
– –
HACK icon
1023
Amplify Cybersecurity ETF
HACK
$2.97B
– –
-250
Closed -$14K
HFRO.PRA
1024
Highland Opportunities and Income Fund 5.375% Series A Preferred Shares
HFRO.PRA
$94.9M
– –
-400
Closed -$10K
HP icon
1025
Helmerich & Payne
HP
$4.25B
$0 ﹤0.01%
15
– –
39 40
41
42 43

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KFM
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Sonora Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Sonora Investment Management held 2,006 positions worth $765M, down 40% from $1.27B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management withdrew a net $545M in Q2 2021, closing 1,005 positions and reducing 98 holdings. Its most notable exit was Bank of America Depository Shares Series KK, an estimated $13.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 13% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in RTX Corp worth $9.66M.

  • Sonora Investment Management's largest Q2 2021 buy was RTX Corp: 113,243 shares worth $9.66M.
  • Sonora Investment Management added most to Leggett & Platt in Q2 2021, an estimated $1.29M increase.
  • Sonora Investment Management's biggest Q2 2021 reduction was Wells Fargo, cutting an estimated $434K.
  • Sonora Investment Management fully exited Bank of America Depository Shares Series KK in Q2 2021, selling an estimated $13.3M.
  • Sonora Investment Management's ten largest holdings make up 26% of its $765M portfolio in Q2 2021.
  • Sonora Investment Management opened 212 new positions and closed 1,005 in Q2 2021.
  • Sonora Investment Management's portfolio value fell 40% quarter-over-quarter to $765M.

Based on Sonora Investment Management's 13F filing for Q2 2021, filed 20 Oct 2021.