SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Quarter Est. Return
1 Year Est. Return
+17.61%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,963
New
Increased
Reduced
Closed

Top Buys

1
+$12.6M
2
+$4.49M
3
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
+$10.7M
2
+$1.15M
3
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1001
– –
-2,000
1002
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1003
– –
-69
1004
$0 ﹤0.01%
72
1005
$0 ﹤0.01%
7
1006
– –
-124
1007
– –
-40
1008
– –
-25
1009
– –
-171
1010
$0 ﹤0.01%
24
1011
– –
-500
1012
– –
-31
1013
$0 ﹤0.01%
10
1014
– –
-200
1015
– –
-128
1016
$0 ﹤0.01%
2
-183
1017
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-92
1018
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-200
1019
$0 ﹤0.01%
100
1020
– –
-61
1021
– –
-32
1022
– –
0
1023
– –
-402
1024
– –
-219
1025
– –
-650
39 40
41
42 43