SIM

Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Return 17.61%
This Quarter Return
+6.94%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$45.1M
Cap. Flow %
3.74%
Top 10 Hldgs %
19.08%
Holding
1,963
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

1
MET.PRF icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 4.75% Non-Cumulative Preferred Stock, Series F
MET.PRF
+$12.6M
2
DLR.PRL icon
Digital Realty Trust, Inc. 5.200% Series L Cumulative Redeemable Preferred Stock
DLR.PRL
+$4.49M
3
USB icon
US Bancorp
USB
+$3.52M
4
KO icon
Coca-Cola
KO
+$2.83M
5
AMZN icon
Amazon
AMZN
+$2.57M

Top Sells

1
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.15M
3
KMI icon
Kinder Morgan
KMI
+$790K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$608K

Sector Composition

1 Technology 13.3%
2 Consumer Staples 6.13%
3 Industrials 5.32%
4 Healthcare 5.25%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DGRO icon
1001
iShares Core Dividend Growth ETF
DGRO
$33.7B
– –
-31
Closed -$1K
DKNG icon
1002
DraftKings
DKNG
$23B
$0 ﹤0.01%
10
– –
DVN icon
1003
Devon Energy
DVN
$21.9B
– –
-200
Closed -$2K
DXC icon
1004
DXC Technology
DXC
$2.62B
– –
-128
Closed -$2K
EBND icon
1005
SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.06B
$0 ﹤0.01%
2
-183
-99% –
EMLP icon
1006
First Trust North American Energy Infrastructure Fund
EMLP
$3.27B
– –
-92
Closed -$2K
ENR icon
1007
Energizer
ENR
$1.96B
– –
-200
Closed -$8K
EOLS icon
1008
Evolus
EOLS
$492M
$0 ﹤0.01%
100
– –
EPAC icon
1009
Enerpac Tool Group
EPAC
$2.29B
– –
-61
Closed -$1K
EQNR icon
1010
Equinor
EQNR
$61.3B
– –
-32
Closed –
FCEL icon
1011
FuelCell Energy
FCEL
$96.2M
– –
0
– –
FCOM icon
1012
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
– –
-402
Closed -$16K
FDIS icon
1013
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.89B
– –
-219
Closed -$14K
FHLC icon
1014
Fidelity MSCI Health Care Index ETF
FHLC
$2.49B
– –
-650
Closed -$34K
FREL icon
1015
Fidelity MSCI Real Estate Index ETF
FREL
$1.05B
– –
-182
Closed -$4K
FSTA icon
1016
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.35B
– –
-96
Closed -$4K
FTEC icon
1017
Fidelity MSCI Information Technology Index ETF
FTEC
$15.3B
– –
-262
Closed -$24K
FXI icon
1018
iShares China Large-Cap ETF
FXI
$6.83B
– –
-200
Closed -$8K
GNL.PRA icon
1019
Global Net Lease, Inc. 7.25% Series A Cumulative Redeemable Preferred Stock, $0.01 par value per share
GNL.PRA
$127M
$0 ﹤0.01%
18
– –
GOVT icon
1020
iShares US Treasury Bond ETF
GOVT
$28.1B
– –
-734
Closed -$21K
GTX icon
1021
Garrett Motion
GTX
$2.66B
$0 ﹤0.01%
12
– –
HDV icon
1022
iShares Core High Dividend ETF
HDV
$11.5B
– –
-506
Closed -$41K
HIG.PRG icon
1023
The Hartford Insurance Group, Inc. Depositary Shares each representing a 1/1,000th interest in a share of 6.000% Non-Cumulative Preferred Stock, Series G, $0.01 par value
HIG.PRG
$349M
– –
-55
Closed -$2K
HP icon
1024
Helmerich & Payne
HP
$1.99B
$0 ﹤0.01%
15
– –
HTGC icon
1025
Hercules Capital
HTGC
$3.53B
– –
-400
Closed -$5K
39 40
41
42 43