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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBR icon
1001
Petrobras
PBR
$119B
– –
-500
Closed -$4K
PDBC icon
1002
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.01B
– –
-770
Closed -$11K
PKX icon
1003
POSCO
PKX
$18.2B
– –
-212
Closed -$9K
PMTS icon
1004
CPI Card Group
PMTS
$332M
$0 ﹤0.01%
40
– –
PUK icon
1005
Prudential
PUK
$34.3B
– –
-66
Closed -$2K
REZI icon
1006
Resideo Technologies
REZI
$2.98B
$0 ﹤0.01%
20
– –
RGA icon
1007
Reinsurance Group of America
RGA
$16B
$0 ﹤0.01%
3
– –
RGLS
1008
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
2
– –
RHI icon
1009
Robert Half
RHI
$4.64B
– –
-290
Closed -$15K
RL icon
1010
Ralph Lauren
RL
$21.1B
– –
-2
Closed –
RMR icon
1011
The RMR Group
RMR
$332M
$0 ﹤0.01%
5
– –
SCHR
1012
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.4B
$0 ﹤0.01%
8
-310
-97% -$9.03K
SFB
1013
Stifel Financial Corp 5.20% Senior Notes due 2047
SFB
– –
-30
Closed -$1K
SGOL icon
1014
abrdn Physical Gold Shares ETF
SGOL
$7.45B
– –
-782
Closed -$14K
SHW icon
1015
Sherwin-Williams
SHW
$83.7B
– –
-6
Closed -$1K
SHYG icon
1016
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.68B
– –
-99
Closed -$4K
SLQD icon
1017
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.39B
– –
-1,773
Closed -$1K
SNA icon
1018
Snap-on
SNA
$20.3B
– –
-104
Closed -$15K
SNAP icon
1019
Snap
SNAP
$9.18B
– –
-170
Closed -$4K
SNFCA icon
1020
Security National Financial
SNFCA
$229M
$0 ﹤0.01%
32
– –
SOJD
1021
Southern Company Series 2020A 4.95% Junior Subordinated Notes due Jan 30 2080
SOJD
$734M
– –
-92
Closed -$2K
SPIP icon
1022
State Street SPDR Portfolio TIPS ETF
SPIP
$1.02B
– –
-102
Closed -$3K
SPIB icon
1023
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$0 ﹤0.01%
8
-1,884
-100% -$69.5K
SPSM icon
1024
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
– –
-964
Closed -$26K
SPTL icon
1025
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$11B
– –
-137
Closed -$6K
39 40
41
42 43

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KFM
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BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.