SIM

Sonora Investment Management Portfolio holdings

AUM $798M
This Quarter Return
+9.26%
1 Year Return
+17.61%
3 Year Return
+32.82%
5 Year Return
+55.85%
10 Year Return
–
AUM
$977M
AUM Growth
+$977M
Cap. Flow
+$30.6M
Cap. Flow %
3.13%
Top 10 Hldgs %
21.88%
Holding
2,077
New
292
Increased
244
Reduced
246
Closed
183

Top Buys

1
ALL.PRH icon
Allstate Corp
ALL.PRH
$11.1M
2
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
$11M
3
MET.PRE icon
MetLife, Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.625% Non-Cumulative Preferred Stock, Series E
MET.PRE
$9.96M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$6.71M
5
JPM.PRC icon
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
JPM.PRC
$4.22M

Top Sells

1
RTN
Raytheon Company
RTN
$4.6M
2
AMZN icon
Amazon
AMZN
$1.44M
3
NFLX icon
Netflix
NFLX
$1.27M
4
FI icon
Fiserv
FI
$1.04M
5
ADBE icon
Adobe
ADBE
$471K

Sector Composition

1 Technology 12.22%
2 Consumer Staples 5.91%
3 Healthcare 4.48%
4 Industrials 4.12%
5 Financials 3.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLRE icon
1001
Real Estate Select Sector SPDR Fund
XLRE
$7.55B
– –
-40
Closed -$1K
XRLV icon
1002
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
$37M
– –
-116
Closed -$4K
NTRP icon
1003
NextTrip
NTRP
$31.2M
$0 ﹤0.01%
2
– –
SLSR
1004
Solaris Resources
SLSR
$885M
$0 ﹤0.01%
+354
New –
ZIONO
1005
DELISTED
Zions Bancorporation, N.A. Depositary Shares, Each Representing 1/40th Interest in a Share of Series G Fixed/Floating Rate Non-Cumulative Perpetual Preferred Stock
ZIONO
– –
-110
Closed -$3K
HA
1006
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-1,000
Closed -$10K
LL
1007
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-1,000
Closed -$5K
AYX
1008
DELISTED
Alteryx, Inc.
AYX
– –
-25
Closed -$2K
NI.PRB
1009
DELISTED
NiSource Inc. Depositary Shares representing 1/1,000th ownership interest in a share of 6.50% Series B Preferred Stock and 1/1,000th ownership interest in a share of Series B-1 Preferred Stock
NI.PRB
– –
-82
Closed -$2K
FNB.PRE
1010
DELISTED
F.N.B. CORPORATION Representing a 1/40th Interest in a Share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series E
FNB.PRE
– –
-104
Closed -$2K
NVTA
1011
DELISTED
Invitae Corporation
NVTA
– –
-100
Closed -$1K
GOL
1012
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
20
– –
AQNA
1013
DELISTED
Algonquin Power & Utilities Corp. 6.875% Fixed-to-Floating Rate Subordinated Notes Series 2018-A due October 17, 2078
AQNA
– –
-34
Closed -$1K
UBP.PRH
1014
DELISTED
Urstadt Biddle Properties Inc. 6.250 Percent Series H Cumulative Redeemable Preferred Stock
UBP.PRH
$0 ﹤0.01%
23
-17
-43% –
SPPI
1015
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-50,000
Closed -$117K
BRMK
1016
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-100
Closed -$1K
BSJM
1017
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
– –
-465
Closed -$10K
PBCTP
1018
DELISTED
People's United Financial, Inc. Perpetual Preferred Series A Fixed-to-floating Rate
PBCTP
– –
-168
Closed -$4K
NUAN
1019
DELISTED
Nuance Communications, Inc.
NUAN
– –
-429
Closed -$7K
WALA
1020
DELISTED
Western Alliance Bancorporation
WALA
– –
-57
Closed -$1K
XONE
1021
DELISTED
The ExOne Company
XONE
– –
-1,000
Closed -$6K
ACGLP
1022
DELISTED
Arch Capital Group Ltd. Depositary Shares Representing Interest in 5.25% Non-Cumulative Preferred Se
ACGLP
– –
-61
Closed -$1K
PFPT
1023
DELISTED
Proofpoint, Inc.
PFPT
– –
-40
Closed -$4K
VER.PRF
1024
DELISTED
VEREIT, Inc. 6.70% Series F Cumulative Redeemable Preferred Stock
VER.PRF
$0 ﹤0.01%
17
– –
AMH.PRE
1025
DELISTED
American Homes 4 Rent 6.35% Series E Cumulative Redeemable Perpetual Preferred Shares of Beneficial
AMH.PRE
– –
-55
Closed -$1K
39 40
41
42 43