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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-7.87%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$844M
AUM Growth
-$215M
Cap. Flow
-$69.2M
Cap. Flow %
-8.2%
Top 10 Hldgs %
23.33%
Holding
1,949
New
206
Increased
186
Reduced
251
Closed
166

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.99M
2
JPM.PRC icon
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
+$2.63M
3
CVS icon
CVS Health
CVS
+$2.3M
4
BAC.PRM icon
Bank of America Depository Shares Series KK
BAC.PRM
+$2.16M
5
ALL.PRH icon
Allstate Corp
ALL.PRH
+$1.9M

Top Sells

Rank Stock Value
1
PNC icon
PNC Financial Services
PNC
+$6.84M
2
CSX icon
CSX Corp
CSX
+$6.18M
3
EMR icon
Emerson Electric
EMR
+$6.14M
4
SVC
Service Properties Trust
SVC
+$5.33M
5
UNP icon
Union Pacific
UNP
+$5.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.43%
2 Technology 10.26%
3 Consumer Staples 6.24%
4 Healthcare 4.75%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1001
iShares Preferred and Income Securities ETF
PFF
$13.1B
– –
-1,682
Closed -$63K
PGR icon
1002
Progressive
PGR
$127B
– –
-450
Closed -$33K
PMTS icon
1003
CPI Card Group
PMTS
$332M
$0 ﹤0.01%
40
– –
REZI icon
1004
Resideo Technologies
REZI
$2.98B
$0 ﹤0.01%
+20
New +$189
RGLS
1005
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
2
– –
RMR icon
1006
The RMR Group
RMR
$332M
$0 ﹤0.01%
5
– –
RRC icon
1007
Range Resources
RRC
$9.69B
– –
-2,000
Closed -$10K
SAR icon
1008
Saratoga Investment
SAR
$293M
– –
-500
Closed -$12K
SCHC icon
1009
Schwab International Small-Cap Equity ETF
SCHC
$5.76B
$0 ﹤0.01%
+2
New +$61
SCHP icon
1010
Schwab US TIPS ETF
SCHP
$16.5B
$0 ﹤0.01%
+8
New +$229
SCHR
1011
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.4B
$0 ﹤0.01%
+6
New +$170
SEAL.PRA
1012
Seapeak LLC 9.00% Series A Preferred Units
SEAL.PRA
$129M
– –
-534
Closed -$14K
SHY icon
1013
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-225
Closed -$19K
SMP icon
1014
Standard Motor Products
SMP
$827M
– –
-400
Closed -$21K
SNFCA icon
1015
Security National Financial
SNFCA
$229M
$0 ﹤0.01%
32
– –
SOHOB
1016
DELISTED
SOTHERLY HOT PFD SER B 8%
SOHOB
– –
-577
Closed -$15K
SOHOO
1017
DELISTED
SOTHERLY HTL PFD 7.875% C
SOHOO
– –
-600
Closed -$15K
SPEM icon
1018
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.8B
$0 ﹤0.01%
+10
New +$344
SSL icon
1019
Sasol
SSL
$7.58B
$0 ﹤0.01%
50
– –
STLD icon
1020
Steel Dynamics
STLD
$33.6B
– –
-52
Closed -$2K
THO icon
1021
Thor Industries
THO
$4.01B
$0 ﹤0.01%
10
– –
TIP icon
1022
iShares TIPS Bond ETF
TIP
$15B
– –
-716
Closed -$83K
TLT icon
1023
iShares 20+ Year Treasury Bond ETF
TLT
$46.8B
– –
-192
Closed -$26K
TRN icon
1024
Trinity Industries
TRN
$2.33B
– –
-215
Closed -$5K
TSCO icon
1025
Tractor Supply
TSCO
$18.1B
– –
-1,000
Closed -$19K
39 40
41
42 43

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KFM
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Sonora Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sonora Investment Management held 1,949 positions worth $844M, down 20% from $1.06B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sonora Investment Management withdrew a net $69.2M in Q1 2020, closing 166 positions and reducing 251 holdings. Its most notable exit was Darden Restaurants, an estimated $441K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 55% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sonora Investment Management opened a new position in JPMorgan Chase & Co 6.00% Series EE Preferred Stock worth $2.52M.

  • Sonora Investment Management's largest Q1 2020 buy was JPMorgan Chase & Co 6.00% Series EE Preferred Stock: 96,168 shares worth $2.52M.
  • Sonora Investment Management added most to Walmart Inc in Q1 2020, an estimated $3.99M increase.
  • Sonora Investment Management's biggest Q1 2020 reduction was PNC Financial Services, cutting an estimated $6.84M.
  • Sonora Investment Management fully exited Darden Restaurants in Q1 2020, selling an estimated $441K.
  • Sonora Investment Management's ten largest holdings make up 23% of its $844M portfolio in Q1 2020.
  • Sonora Investment Management opened 206 new positions and closed 166 in Q1 2020.
  • Sonora Investment Management's portfolio value fell 20% quarter-over-quarter to $844M.

Based on Sonora Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.